- Assess the internal control environment as part of various assigned audits; perform audits including preparation of detailed work papers supporting the audit results and audit report inclusive of management action plans.
- Evaluate internal controls in the key risk areas of banking activities to ensure compliance with internal policies and procedures.
- Perform testing to identify control weaknesses and recommend improvements in processes, structure, policies and procedures.
- Help execute the entire audit process (including but not limited to, audit planning, risk assessment, continuous monitoring and issue tracking) as part of assigned audits.
- Ensure that all audit documentation for projects within the scope of the responsibilities for the role are adequately and timely documented and signed off prior to report issuance and in anticipation of Quality Assurance reviews.
- Contribute to the strengthening of the Internal Audit function by introducing innovative audit concepts and techniques (CAATs,...) to all audits performed and by training other members of the Internal Audit in areas of expertise, including internal control best practices
- Advance the internal control environment through appropriate challenges and the identification, reporting and tracking of high-impact risk issues that align with industry best practices and regulatory requirements.
- 6+ years of auditing experience, business experience in auditing front office business activities (Sales/Trading, Lending) and related support functions (operations, market/ credit risk, etc.) and the regulatory environment specific to these areas. Strong technical account, business and auditing background with substantial experience and knowledge of the banking industry; prior experience in Trust, Custody, and Securities Lending a plus.
- Must be an active critical thinker, intellectually curious and professionally tenacious.
- Microsoft Windows, Word, Excel, Outlook, Access, Power Point Internet Explorer, and Visio.
- An active professional certification in public accounting or internal auditing is required (CPA, CIA, CISA)
- Bachelor's Degree or an advanced degree with Accounting or in related course of study preferred.
-
Internal Auditor
3 weeks ago
United Nations Federal Credit Union New York, United States Full timeWhy join this team · Responsible for carrying out audits in accordance with the risk based audit plan and works closely with the Internal Audit team and enterprise-wide management to provide independent, objective assurance. Where appropriate, provide consulting services designed ...
-
Internal Auditor
2 days ago
CyberSearch New York, United States ContractSr. Internal Auditor · Location: REMOTE · Length: 3-6 months · Start: ASAP · Interview: Video · Third party security risk auditor with experience performing cyber security reviews as part of the oversight of third partiesExecution of internal audit engagements and projects for a ...
-
Internal Auditor
2 weeks ago
The CSI Companies New York, United StatesPosition: Internal Auditor Location: 100% Remote OR Local to NYC Type: Contract - W2 Compensation: Market Rate A Big 4 Client is looking for several Internal Auditors to make an immediate impact on their processes Seeking veteran Internal Auditor to act as a Business Consultant. ...
-
Internal Auditor
1 day ago
Jazz at Lincoln Center New York, United StatesJob Description · Job DescriptionReporting to the Executive Director and (indirectly) to the Audit Committee, the Internal Auditor manages and directs the activities of the internal audit function. These activities are concerned with independent audits of Jazz at Lincoln Center a ...
-
Internal Auditor
2 weeks ago
Giesecke & Devrient GB Ltd. New York, United StatesWith our expertise, we create the space for ideas that move the world. · Internal Auditor - Analytics (m/f/d) · G+D makes the lives of billions of people more secure. We develop innovative products and solutions to safeguard payment processes, identities, connectivity, and data. ...
-
Internal Auditor
1 week ago
DAIWA CAPITAL MARKET New York, United StatesJob Description · Job DescriptionDaiwa Capital Markets America Inc. ("DCMA"), was incorporated in 1964. DCMA is a New York-based registered securities broker-dealer, a futures commission merchant, a primary dealer of U.S. Treasury securities, and a member of the New York Stock Ex ...
-
Senior Internal Auditor
3 weeks ago
MGM Resorts International New Jersey, United States Full timePay Range: · The typical pay range for this role is: · Minimum - Maximum · $65, - $122, Please keep in mind that this range represents the pay range for all positions in the job grade within which this position falls. The actual salary offer will take into account a wide range ...
-
Staff Internal Auditor
3 weeks ago
Fontainbleau New York, United StatesPOSITION OVERVIEWAs a Staff Internal Auditor, you will assist internal audit management in auditing the Company's compliance with industry regulations, standards, policies, and best practices using analytical skills, attention to detail, and verbal and written communications. You ...
-
Internal Auditor
6 days ago
BetMGM Jersey City, United StatesPosition: · Internal Auditor · Location: · Jersey City, NJ · Remote Status: Hybrid · Job Id: · 2419 · # of Openings: · 1 · Internal Auditor · Jersey City, NJ · About Us · We are BetMGM. We are revolutionizing sports betting and online gaming in the United States. We are a pa ...
-
Internal Auditor
5 days ago
United Nations FCU Long Island City, United StatesWhy join this team: · Responsible for carrying out audits in accordance with the risk based audit plan and works closely with the Internal Audit team and enterprise-wide management to provide independent, objective assurance. Where appropriate, provide consulting services design ...
-
Senior Internal Auditor
2 days ago
Oliver James Associates New York, United StatesOur client, a leading company in the Insurance industry, is seeking a Senior Internal Auditor to join their team in the NYC metro area. The ideal candidate will be responsible for conducting internal audits to assess the effectiveness of Financial Controls throughout the Global o ...
-
Internal Auditor II
2 weeks ago
Ocean Casino Resort Atlantic City, United States PermanentThe Internal Auditor II is responsible for assisting in the planning and execution of compliance, operational and financial audits · Position Responsibilities · Examines operating and accounting records and conducts interviews with line level and management team members to ensure ...
-
Internal Bank Auditor
3 weeks ago
Pelham Berkeley Search New York, United States· Mid-sized Asset Management Firm seeks Internal Auditor- Assistant Vice President. · This is a full time direct hire role with a very high end firm that that hires the best of the best and offers interesting work, opportunity for promotion, competitive compensation and great b ...
-
Senior Internal Auditor
1 week ago
Angi New York, United StatesAbout the role · As a Senior Internal Auditor, you will be part of a fast-paced, rapidly evolving internal audit function. You will assist in the development, planning, execution of audits (SOX and operational) and will develop recommendations to improve/enhance the internal con ...
-
Senior IT Internal Auditor
1 week ago
sagesure Jersey City, United StatesOverview: · If you're looking for the stability of a profitable, growing company with the entrepreneurial spirit of a startup, we're hiring. SageSure, a leader in catastrophe-exposed property insurance, is seeking a Senior IT Internal Auditor. This position will work with a dynam ...
-
Counterparty Risk Internal Auditor
1 week ago
Insight Global New York, United StatesOur client is looking for Counterparty Risk Internal Auditors to join the Credit Risk team. This team is responsible for covering all financial and nonfinancial risk management specifically for the wholesale lending business. The team is focused on regulatory matters where they a ...
-
Internal Auditor
2 weeks ago
exaways corporation New York, United States**Position: Internal Auditor** · **Location: [NYC, NY, 10022]** · **Note: The normal hours are 9AM - 5PM, Monday through Friday, with the potential to work remotely 1 day per week depending on office needs.** · **Duration: Full Time** · **Prioritized Must Have Skills for the Seni ...
-
Senior Internal Auditor
4 weeks ago
Empire State New York, United StatesJob Description · Job Description*Applicants MUST submit a cover letter with resume to be considered. · *Position expected to work onsite and hybrid consistent with New York State. · BASIC FUNCTION: · Provide independent review and effective internal audit coverage for ESD (ESD/ ...
-
Internal Auditor
1 week ago
Orthodox Union New York, United States**About the Organization**: · The Orthodox Union (OU) is the largest Orthodox Jewish organization in the United States. Founded in 1898, the OU supports a network of synagogues, youth programs, Jewish and Religious Zionist advocacy programs, programs for the disabled, localized r ...
-
Internal Auditor
2 weeks ago
Equiniti New York, United StatesManagement Level · G · EQ is a leading international provider of shareholder, pension, remediation and credit technology. With over 5,000 employees, it supports 37 million people in 120 countries. EQ's purpose is to care for every customer and simplify every transaction, delivere ...
Internal Auditor - New York, United States - Pelham Berkeley Search
![Default job background](https://contents.bebee.com/public/img/bg-user-ex-1.jpg)
Description
Mid-sized Asset Management Firm seeks Internal Auditor (Assistant Vice President).
You will be the auditor in charge performing audits including preparation of detailed work papers supporting the audit results and audit report inclusive of management action plans.
As in internal Auditor, you will provide an independent, objective assessment of risk management and internal control activities designed to add value and improve operations.
This will include participating in audit testing and identifying and understanding risks and controls associated with various banking business functions, and conducting review and testing to determine the design and effectiveness of controls and efficiency in place.
This is a full time direct hire role with a high profile firm that offers interesting work, opportunity for promotion, competitive compensation and a great benefits package.
In summary you will: