Sr. Compliance Associate - Charlotte, United States - Teachers Insurance and Annuity Association - TIAA

Compliance Associate

3 weeks ago

A growing registered investment advisor is adding to their legal and compliance team and is looking for you to be the firms next Compliance Associate This is an incredibly exciting time to join the firm as they are opening their first office in the Southeast - offering an opportu ...

Compliance Associate

4 weeks ago

Compliance Associate - Private Wealth/Investment Management · Charlotte NC - 3 day in office hybrid schedule · Attractive compensation package + Excellent benefits · Our client is a rapidly growing private markets firm who provides customized investment and advisory solutions to ...

Compliance Associate

23 hours ago

Compliance Associate - Private Wealth/Investment Management · Charlotte NC - 3 day in office hybrid schedule · Attractive compensation package + Excellent benefits · Our client is a rapidly growing private markets firm who provides customized investment and advisory solutions ...

Compliance Associate

2 weeks ago

Red Ventures is seeking a Compliance Associate to join our Financial Services Compliance team.The RV FinServ Compliance team is responsible for managing regulatory and brand compliance requirements for banking products and credit cards across several owned and operated assets, in ...

Sr. Compliance Associate

1 week ago

The Compliance Senior Associate supports broader planning of business unit compliance programs to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organiz ...

Sr. Compliance Associate

2 weeks ago

The Compliance Senior Associate supports broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within th ...

Senior Compliance Associate

3 weeks ago

A growing registered investment advisor is adding to their legal and compliance team and is looking for you to be the firms next Senior Compliance Associate This is an incredibly exciting time to join the firm as they are opening their first office in the Southeast - offering an ...

Sr. Compliance Associate

2 weeks ago

The Compliance Senior Associate supports broader planning of business unit compliance programs to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organiz ...

Compliance Associate

3 weeks ago

A growing registered investment advisor is adding to their legal and compliance team and is looking for you to be the firms next Compliance Associate This is an incredibly exciting time to join the firm as they are opening their first office in the Southeast - offering an opportu ...

Compliance Associate

3 weeks ago

To assist our Business Operations teams, Discovery Education is seeking a · Compliance Associate · to · process our domestic and international direct and third-party sales . The team members will ensure compliance with internal and external regulations and provide follow-up an ...

Sr. Compliance Associate

1 week ago

Job Description · The Compliance Senior Associate supports broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business p ...

Sr. Compliance Associate

1 week ago

Job Description · The Compliance Senior Associate supports broader planning of business unit compliance programs to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices ...

Sr. Compliance Associate

2 weeks ago

The Compliance Senior Associate supports broader planning of business unit compliance programs to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organiz ...

EAC Compliance

4 weeks ago

Description · : · This job is responsible for supporting the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational Risk Management Program. Key responsibilities include assisting with identi ...

Transactional Tax Senior Manager

1 week ago

Requisition ID: · Posting Locations: Charlotte · Our Secret Ingredient is our Teammates. · We offer great rewards , competitive pay , career advancement and growth opportunities . · Full Time Teammates are also eligible for: · Paid Training · Paid Time Off plus paid holid ...

Transactional Tax Senior Manager

2 weeks ago

Requisition ID: · Posting Locations: Charlotte · Our Secret Ingredient is our Teammates. · We offer great rewards , competitive pay , career advancement and growth opportunities . · Full Time Teammates are also eligible for: · Paid Training · Paid Time Off plus paid holid ...

Pre-Award Finance Coordinator

2 days ago

Overview · Job Summary · Collaborates with investigators, scientific team members and leaders to coordinate the · preparation, processing and submission of grant proposals and Clinical Trial Agreements. Ensures submissions are in compliance with agency and institutional policies ...

Assistant Athletic Director for Compliance

2 weeks ago

Position Information · General Information Position Number Vacancy Open to All Candidates Working Title Assistant Athletic Director for Compliance Position Designation EHRA Non-Faculty Employment Type Permanent - Full-time Months per Year 12 Work Schedule Monday – Friday, 8:00 a ...

Complaints/Regulatory Compliance

3 weeks ago

Title: Complaints/Regulatory Compliance (Banking Product Services Support) Operations Specialist · Company: Credit Karma · JobID #: CKFGJP · Position Type: Contract (6 mo) with possible extension · Location: Charlotte, NC, United States · Onsite role: · Description: · In this ...

Clinical Research Coordinator I Registered Nurse

1 week ago

Overview · Novant Health is looking for experienced Clinical Research RNs or Oncology RNs to join our Cancer Studies Clinical Reseach Team · Hours: M-F 8 am - 5 pm. Our department has a hybrid model. In-person attendance at the office, cancer hospitals and market medical centers ...