Compliance Associate - Charlotte, United States - Legacy Search Advisors

Compliance Associate

1 week ago

Compliance Associate - Private Wealth/Investment Management · Charlotte NC - 3 day in office hybrid schedule · Attractive compensation package + Excellent benefits · Our client is a rapidly growing private markets firm who provides customized investment and advisory solutions to ...

Compliance Associate

3 days ago

A growing registered investment advisor is adding to their legal and compliance team and is looking for you to be the firms next Compliance Associate This is an incredibly exciting time to join the firm as they are opening their first office in the Southeast - offering an opportu ...

Compliance Associate

1 week ago

Compliance Associate - Private Wealth/Investment Management · Charlotte NC - 3 day in office hybrid schedule · Attractive compensation package + Excellent benefits · Our client is a rapidly growing private markets firm who provides customized investment and advisory solutions to ...

Compliance Associate

4 days ago

To assist our Business Operations teams, Discovery Education is seeking a · Compliance Associate · to · process our domestic and international direct and third-party sales . The team members will ensure compliance with internal and external regulations and provide follow-up an ...

Compliance Associate

1 week ago

Key Duties & Responsibilities · Assisting in enforcing Code of Ethics, which involves monitoring personal trading accounts, issuing certifications, and managing conflicts-of-interest. · Maintaining and updating compliance policies and procedures, ensuring they're current and effe ...

Senior Compliance Associate

1 week ago

A growing registered investment advisor is adding to their legal and compliance team and is looking for you to be the firms next Senior Compliance Associate This is an incredibly exciting time to join the firm as they are opening their first office in the Southeast - offering an ...

Sr. Compliance Associate

1 week ago

Extensive domestic travel is required, must be able to travel up to 50% or more as needed. Perform pre-examination review of reports and data for representatives at the targeted location. Schedule travel arrangements and coordinate meetings with ap Compliance, Office, Associate, ...

Senior Compliance Associate

4 days ago

A growing registered investment advisor is adding to their legal and compliance team and is looking for you to be the firms next Senior Compliance Associate This is an incredibly exciting time to join the firm as they are opening their first office in the Southeast - offering an ...

Sr. Compliance Associate

1 week ago

The Compliance Senior Associate supports broader planning of business unit compliance programs to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organiz ...

Senior Associate, Export Compliance

2 weeks ago

**Business Title:** Senior Associate, Export Compliance · **Requisition Number:** · **Function:** Tax Services · **Area of Interest:** · **State:** NC · **City:** Charlotte · **Description:** · At KPMG, you can become an integral part of a dynamic team at one of the world's top ...

Corporate Security General Associate Manager

1 week ago

**About this role**: · Wells Fargo is seeking a Corporate Security General Associate Manager... · **In this role, you will**: · - Supervise varying levels of professionals in consulting and risk based security products and services based on defined protocols, tasks and processes ...

Senior Business Advisor

1 day ago

Why USAA? · Let's do something that really matters. · At USAA, we have an important mission: facilitating the financial security of millions of U.S. military members and their families. Not all of our employees served in our nation's military, but we all share in the mission to g ...

Pt Produce Sales Associate

5 days ago

**Address**:USA-NC-Charlotte-4001 Sunset Rd West · **Store Code**:Store 00617 Produce/Perishable · Food Lion has been providing an easy, fresh and affordable shopping experience to the communities we serve since 1957. Today, our 82,000 associates serve more than 10 million custo ...

Pt Center Store Associate

5 days ago

**Address**:USA-NC-Charlotte-2226 Park Rd · **Store Code**:Store 02203 GROCERY · Food Lion has been providing an easy, fresh and affordable shopping experience to the communities we serve since 1957. Today, our 82,000 associates serve more than 10 million customers a week across ...

Assistant Director, Learning Specialist/tutor

5 days ago

The Charlotte 49ers Athletic Academic Center (AAC) is committed to empowering all Charlotte varsity student-athletes to take ownership of their personal academic experience. The center provides a framework of support services designed to meet the unique needs of student-athletes, ...

Diversity and Sustainability Program Manager Lead

1 day ago

Why USAA? · Let's do something that really matters. · At USAA, we have an important mission: facilitating the financial security of millions of U.S. military members and their families. Not all of our employees served in our nation's military, but we all share in the mission to g ...

Analytical Development Product Owner Senior

1 day ago

Why USAA? · Let's do something that really matters. · At USAA, we have an important mission: facilitating the financial security of millions of U.S. military members and their families. Not all of our employees served in our nation's military, but we all share in the mission to g ...

P&C Member Deepening, Marketing Director

1 day ago

Why USAA? · Let's do something that really matters. · At USAA, we have an important mission: facilitating the financial security of millions of U.S. military members and their families. Not all of our employees served in our nation's military, but we all share in the mission to g ...

Director, Digital Bank Agile Product Management

1 day ago

Why USAA? · Let's do something that really matters. · At USAA, we have an important mission: facilitating the financial security of millions of U.S. military members and their families. Not all of our employees served in our nation's military, but we all share in the mission to g ...

Automotive Finance Manager

5 days ago

Automotive Finance and Insurance Manager / F&I Manager · CHARLOTTE AREA IMPORT DEALERSHIP is currently seeking a qualified Automotive Finance & Insurance (F&I) Manager to be a part of our amazing team. This is an incredible opportunity for an experienced professional who is excit ...