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    Senior Compliance Associate - New York, United States - TBG | The Bachrach Group

    TBG | The Bachrach Group
    TBG | The Bachrach Group New York, United States

    5 days ago

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    Human Resources
    Description

    Our client, a global, multi-strategy hedge fund seeks a Compliance professional in a generalist role to add to its first in class program. This role will offer unparalleled growth for high performing candidates with significant exposure to the business and GC/CCO.

    Key responsibilities include:

    SEC Regulatory Filings, (Form ADV, PF,)

    Manage Code of Ethics Process

    Administer annual review process

    Trade Surveillance, Compliance Testing

    Marketing Review Compliance

    The ideal candidate will have 5+ years of direct investment management compliance experience at an SEC registered Investment Adviser, Hedge Fund, or Private Equity firm.

    Bachelors Degree

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