- Develop and implement company policies, guidelines and procedures
- Monitor derivatives and physical trading activity for compliance with federal regulation and exchange rules
- Provide legal, regulatory, and compliance advice and assistance to the business and trading support functions
- Review and evaluate company policies and procedures and identify risks
- Perform current compliance processes to ensure adherence to SEC, FERC, CFTC, CME, and ICE Exchange Rules.
- Participating in reviews of new transactions as part of the trading business analyzing the impact on compliance.
- Implement monitoring procedures based on changes to business trading activity and the latest rules and regulations.
- Review and prepare responses to internal audits and perform compliance audits
- Prepare presentations and train employees on compliance matters
- Supervise compliance team on compliance matters
- Manage the conduct of vessel and counterparty vetting
- Require and respond to compliance due diligence questionnaires
- Bachelor's degree required.
- 4+ years of experience in a corporate compliance role.
- Knowledge of terms and conditions used in crude oil purchase and sale agreements.
- Understanding of the global regulatory landscape for commodity and financial trading.
- Existing knowledge of and use of trading analytical tools and trade surveillance software.
- Highly organized self-starter with the ability to deliver a high level of quality in a fast-paced environment.
- Ability to meet deadlines and work under pressure.
-
Nerc Compliance Advisor
3 days ago
Flexible Gen & Retail NORTHAM - FlexGen Support Houston, United StatesRequisition ID: Location: Houston, US, 77056**What You Can Expect** · As the North American Electric Reliability Corporation (NERC) Compliance Advisor within ENGIE North America's Flexible Generation (FlexGen) Business Unit, your role involves ensuring that the company's Battery ...
-
NERC Compliance Advisor
1 week ago
ENGIE Houston, United StatesWhat You Can Expect · As the North American Electric Reliability Corporation (NERC) Compliance Advisor within ENGIE North America's Flexible Generation (FlexGen) Business Unit, your role involves ensuring that the company's Battery Energy Storage System (BESS) assets across the U ...
-
Contract Advisor
1 week ago
CenterPoint Energy Houston, United States**Date**:May 6, 2024 · **Location**: Houston, TX, US, 77002 · **Company**:CenterPoint Energy · **CenterPoint Energy and its predecessor companies have been in business for more than 150 years.** · **Our Vision**: Our vision is to become the most admired utility in the United Stat ...
-
Campus Programs Coordinator
1 week ago
School of Science & Technology Houston, United States**JOB ROLES**: · As the Campus Programs Coordinator, you will play a pivotal role in fostering the growth and development of student clubs while also providing essential support for federal program initiatives at the campus level. Your responsibilities encompass a wide range of t ...
-
Controls Advisor
3 days ago
Golden Pass Lng Terminal Llc Houston, United States**Company Overview** · Golden Pass LNG, a joint venture between ExxonMobil and QatarEnergy, has the vision to become the premier LNG export company in North America. It is our mission to bring clean energy from Texas to power the world and we seek to do that in a way that values ...
-
Health, Safety, Environmental Advisor
6 hours ago
Marine Spill Response Corporation Houston, United StatesMSRC is offering an immediate opportunity for a **Health, Safety, Environmental Advisor (HSEA)** based in Houston, TX. We are seeking an energetic, resourceful, and qualified individual to work in our Houston, TX location. The HSEA position is part of the Gulf Leadership team and ...
-
Environmental Specialist
1 day ago
Sasol Houston, United States**Posting Date**:Apr 18, 2024 · **Location**: Houston, TX, US · **Company**:Sasol · A job at **Sasol** is a career made by you, with purpose, development opportunities, benefits to support every stage of life and a working culture that embraces flexibility, diversity, and inclusi ...
-
Quality Control Specialist
1 week ago
The College of Health Care Professions Houston, United States**Remote Position** · **Job Title**:Quality Control Specialists · **Summary**: Responsible for reviewing multiple campus locations Financial Aid Departments documentation and awarding. Develop, negotiate, and finalize student financial aid plans in accordance with state, federal, ...
-
Compliance Officer
1 day ago
Vaughan Nelson Houston, United StatesThis position provides an excellent opportunity for a self-motivated, hands-on individual with basic knowledge of the Investment Industry to broadly expand that knowledge as an integral part of a 4-person compliance department. This position will be involved in the daily review o ...
-
Service Advisor
4 days ago
Grubbs Automotive Chv Llc Houston, United StatesThe Service Advisor is the center of communication for service/repair activities and the liaison between customers and technicians. Serving as the primary point-of-contact for all automotive service and repair matters, the Service Advisor must listen to and thoroughly understand ...
-
Complex Assistant Manager
1 week ago
Royal Bank of Canada Houston, United States**Job Summary** · **What is the opportunity?** · Join RBC Wealth Management and become an integral member of the Complex Management Team by serving as the primary liaison between the complex, branches and other corporate departments. As the Complex Assistant Manager (CAM), you wi ...
-
Corebridge Financial Houston, United StatesPosition Summary - Team Leader, Corporate Private Placements · Corebridge Investments' Private Credit Group ("PCG") invests on behalf of Corebridge's Life & Retirement companies and an external client. PCG manages a portfolio total $27 billion across several classes, including Co ...
-
Client Service Specialist
1 week ago
Mercer Global Advisors Inc. Houston, United StatesMercer Advisors is a different kind of wealth management firm. We exist so that our clients don't have to worry about money. Our firm was founded in 1985, on the belief that families at all wealth levels would benefit from a fully unified approach to managing their money - "A fam ...
-
Registered Client Service Associate
1 week ago
Ameriprise Financial The Woodlands, United States**Key Responsibilities**: · - Assist advisor(s) in servicing clients including preparing financial plans, conducting investment research and completing trades and transactions as described by the advisor. · - Prepare and summarize client meetings by scheduling and confirming meet ...
-
Ramboll Houston, United StatesApplicants must be currently authorized to work in the United States on a full-time basis. No sponsorship is available for this position. · Due diligence site assessment will include reconnaissance of industrial /manufacturing sites to evaluate their potential for having impacted ...
-
Advisor Commercial Strat
1 day ago
Occidental Petroleum Corporation Houston, United States**Advisor Commercial Strat** · Oxy Oil & Gas' Supply Chain Management organization is a world-class global strategic sourcing, procurement, and inventory management function at the forefront of oilfield contracting strategy. Through collaboration with the departments we support, ...
-
Clinical Specialist
1 week ago
Regency Integrated Health Services Houston, United States**Primary Responsibilities** · The Clinical Specialist will serve as an advisor, trainer, educator and auditor and will assist and support the facility Administrator and Director of Nursing. The Clinical Specialist is responsible for reviewing the operational systems of the facil ...
-
Director of Recruiting Operations
1 week ago
Rice University Houston, United States**Position Summary**: · The director of recruiting operations at Rice University works under the direction of the executive director of recruiting and is responsible for planning and coordinating recruiting of student athletes for the football program. S/he partners with the recr ...
-
Program Coordinator Ii- Cougars in Recovery
1 week ago
University of Houston Houston, United StatesCoordinates and provides senior-level administrative support to an ongoing program at the University. · - Coordinates program to ensure that implementation and prescribed activities are carried out in accordance with specified objectives. · - Participates in planning and develops ...
-
Store Manager, Houston Galleria
1 week ago
Sephora Houston, United States**Job ID**: 248027 · **Location Name**: TX-Houston Galleria (0066) · **Address**: 5015 Westheimer, Suite 2380, Houston, TX 77056, United States (US) · **Job Type**: Full Time · **Position Type (Regular/Temporary)**: Regular · **Job Function**: Stores - Leadership · **Is This Posi ...
Trade Compliance Advisor - Houston, United States - Unipec America , Inc
Description
Job Type
Full-time
Description
The Trade Compliance Advisor will be responsible for ensuring compliance with SEC, CFTC, and Exchange Rules in the Company's daily trading operations. The ideal candidate will have a strong understanding of derivatives trading concepts for exchange traded and bi-lateral transactions, as well as a deep knowledge of oil and refined products markets, hedging strategy, and oil & gas market fundamentals. This role requires a highly analytical professional who will respond to management requests, prepare memos and reports, conduct audits, and draft and implement company policies and procedures. It will be essential for this role to be an excellent communicator and have a knowledge of the company's internal regulations and the crude oil trade business.
Responsibilities:
We are not accepting unsolicited resumes from third-party recruitment agencies; therefore we will not pay a fee for resumes submitted.