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Regulatory Analyst/Accountant
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Bravo Technical Resources Dallas, United StatesWe are searching for a Regulatory Analyst/Accountant for our Dallas based Financial Services client. This position will support their brokerage firm and involves ensuring compliance with financial regulations and standards specific to brokerage operations. The position will also ...
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Regulatory Analyst/Accountant
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Bravo Technical Resources Dallas, United StatesWe are searching for a Regulatory Analyst/Accountant for our Dallas based Financial Services client. This position will support their brokerage firm and involves ensuring compliance with financial regulations and standards specific to brokerage operations. The position will also ...
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Regulatory Accounting Analyst
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NextStep Recruiting Dallas, United StatesJob Description · Job DescriptionNextStep Recruiting has partnered with a global, financial clearing services organization to add a Regulatory Analyst to their growing team This organization offers a tremendous compensation and benefits package including unlimited PTO and a hybri ...
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Regulatory Analyst
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Regulatory Analyst
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Regulatory Analyst
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Regulatory Analyst
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Oncor Electric Delivery Dallas, United StatesSalary Range: $67,115 - $89,486 · Relocation: No · Summary: · Assist in implementation of the programs for the control and processing of information required to be filed with various regulatory authorities (including PUCT, FERC, DOE, municipalities) and provide regulatory suppo ...
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Regulatory Analyst
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Leeward Renewable Energy, LLC Dallas, United StatesLeeward Renewable Energy is a high-growth renewable energy asset owner, operator, and development company headquartered in Dallas Texas. Leeward currently owns and operates a portfolio of 28 renewable energy facilities across nine states, totaling close to 3000 MW of installed ca ...
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Sr Analyst-Regulatory
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Energy Transfer Dallas, United StatesProvides analyst support for rate, filings, regulatory filings, and related studies for the Company's intrastate gas pipelines, regulated gas gathering systems and common carriers before various agencies including but not limited to the Federal Energ Analyst, Regulatory, Accounti ...
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Sr Analyst-Regulatory
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Sunoco LP Dallas, United StatesAre you interested in joining our team? Chat with our digital assistant to learn more about our company and apply right from your mobile device Text ETP to 25000 to get started or apply through this web posting if you prefer. Energy Transfer, recogn Analyst, Regulatory, Accountin ...
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Regulatory Compliance Analyst
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WEX Dallas, United StatesAbout the Team:WEX is seeking a Regulatory Compliance Analyst to join their growing global Risk and Compliance organization, supporting the overall compliance and risk management program for WEX Health. The successful candidate will act as a resource Compliance Analyst, Regulator ...
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Sr Analyst-Regulatory
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Energy Transfer Dallas, United StatesAre you interested in joining our team? Chat with our digital assistant to learn more about our company and apply right from your mobile device · Text ETP to 25000 to get started · or apply through this web posting if you prefer. · Energy Transfer · , recognized by · Forbes a ...
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Sr Analyst-Regulatory
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Energy Transfer Dallas, United StatesAre you interested in joining our team? Chat with our digital assistant to learn more about our company and apply right from your mobile device · *Text ETP to 25000 to get started *or apply through this web posting if you prefer. · Energy Transfer, recognized by Forbes as one o ...
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Regulatory Reporting Accountant
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Phaxis Dallas, United StatesWell Established broker dealer is seeing a regulatory reporting accounting professional to join their team. · Assist the team with PAB, Customer Reserve 15c3-3, and Net Capital 15c3-1, FOCUS reports, and other regulatory filings. · Collaborate across multiple departments within ...
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Regulatory Reporting Business Analyst
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Apex Systems Dallas, United StatesRole: Business Analyst w/ FR Y-14Q · Client: Financial Services · Location: 3 days onsite, 2 days remote in either Dallas, Charlotte, NYC, Phoenix, or Minneapolis · Duration: 12-24 months · Pay Rate Range: $58-$68/hr. on a W2 · Requirements: · Experience as a Senior Business An ...
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Data Analyst with Regulatory Reporting
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Genpact Dallas, United StatesWith a startup spirit and 90,000+ curious and courageous minds, we have the expertise to go deep with the world's biggest brands—and we have fun doing it. Now, we're calling all you rule-breakers and risk-takers who see the world differently and are bold enough to reinvent it. Co ...
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University of Texas Southwestern Medical Center Dallas, United StatesWhy UT Southwestern? · With over 75 years of excellence in Dallas-Fort Worth, Texas, UT Southwestern is committed to excellence, innovation, teamwork, and compassion. At UT Southwestern, we invest in you with opportunities for career growth and development that align with your fu ...
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Accounting Analyst
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Aldinger Company Dallas, United StatesJob Description · Job Description Salary: $31-$35/hour · Job Title: Administrative Operations and Accounting Analyst · Location: · Dallas, Austin, Oklahoma City, or remote (willing to travel 10% of the time) · Job Description: · The Analyst will play a crucial role in support ...
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The University of Texas Southwestern Medical Center Dallas, United StatesUT Southwestern Medical Center is hiring for Regulatory Analyst, Human Research Protection Experience and Education Bachelors degree in related field and three (3) years related experience Masters degree in related field and one (1) years of related Research, Regulatory, Analyst, ...
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Accounting Analyst
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Hoxton Circle Dallas, United StatesJob Description · Job Description · We are excited to partner with a growing and stable oil and gas investment firm in Dallas to find an Accounting Analyst. This is a newly created role due to bringing the accounting functions inhouse. This is a great opportunity to join a newl ...
Regulatory Analyst/Accountant - Dallas, United States - BravoTECH
Description
Job DescriptionWe are searching for a Regulatory Analyst/Accountant for our Dallas based Financial Services client.
This position will support their brokerage firm and involves ensuring compliance with financial regulations and standards specific to brokerage operations.
The position will also assist the finance department with various accounting duties such as related reconciliations, journal entries, schedules, or other ad hoc projects.
Responsibilities also will include interpreting and implementing regulatory requirements set forth by organizations such as the SEC, FINRA, and other relevant regulatory bodies.
This role involves analyzing brokerage transactions, preparing regulatory filings, and ensuring accurate financial reporting in accordance with regulatory guidelines.Strong analytical skills and accounting background, regulatory knowledge, attention to detail, and effective communication abilities are essential for success in this role.
Job ResponsibilitiesAssist team on PAB, Customer Reserve 15c3-3 and Net Capital 15c3-1, FOCUS reports and other regulatory filings.
Collaborate across multiple departments in the organization.
Assisting in the development of financial statements and reports.
Support on monthly journal entries, reconciliations, and financial closing process.
Assist on various financial and regulatory audits.
Work with internal and external financial and regulatory auditors.
Assist in maintaining and contributing to control processes and procedures.
Ad hoc FINRA Reporting – preparation and analysis.
Cross departmental coordination with daily requirements and projects.
Contribute to various back office and system implementation projects across the organization.
Performs other related duties as assigned.
Job Requirements
Bachelor's degree in finance, Accounting or similar
Series 27 or ability to obtain within 6 months.
Regulatory reporting experience from broker dealer (Preferred)
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