-
HR Compliance Coordinator
1 week ago
Soloh Partners Inc New York, United States**Position**: HR Compliance Coordinator · - **Location**: New York, NY · - **Schedule**: Monday - Friday 9am - 5pm · - **Hourly Rate**: $ $36.00 · **Job Types**: Full-time, Temp-Perm · Expected hours: 40 per week · **Benefits**: · - 401(k) · - Dental insurance · - Health insuranc ...
-
Mwbe Compliance Coordinator
3 days ago
NYC Careers New York, United States**MWBE Compliance Coordinator**: · - Apply**MWBE Compliance Coordinator**: · - Agency: POLICE DEPARTMENT · - Posted on: 05/14/2024- Job type: Full-time · Location · NYC-ALL BOROS · - Title Classification: Exam may be required · Department · Contract Admin Procure Div/CV · - Salar ...
-
Compliance Coordinator
1 week ago
Otis Worldwide Corporation NEW YORK, United StatesManage the administrative process specifically related to the testing and violations process. Assist the Violations General Manager in all aspects of the violations process. Work closely with the service supervisors and mechanics to achieve goals. En Compliance Coordinator, Coord ...
-
Compliance Coordinator
1 week ago
Credit Agricole New York, United StatesSummary: · Â · Under the supervision of the FCS New-York, the Compliance Coordinator will work closely with the New York Compliance/ CPL team to support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risks as well as act ...
-
Compliance Coordinator
3 days ago
Atlantic Group New York, United StatesOur client is a prominent Hedge Fund managing over $15 billion in assets, seeking a Compliance Coordinator to facilitate new hire procedures, ensure adherence to compliance protocols, aid in broker statement analysis, and manage miscellaneous Compliance projects. · Responsibiliti ...
-
Compliance Coordinator
1 week ago
Crédit Agricole CIB Limited New York, United StatesVacancy details · General information · Entity · About Crdit Agricole Corporate and Investment Bank (Crdit Agricole CIB) · Crdit Agricole CIB is the corporate and investment banking arm of Crdit Agricole Group, the 10th largest banking group worldwide in terms of balance sheet s ...
-
Compliance Coordinator
1 day ago
Momentum Resource Solutions New York, United StatesThe Corporate Compliance department supports the Agency in maintaining compliance in all areas of operations. The department focuses on promoting a culture of compliance, preventing and detecting fraud, waste and abuse, and educating staff on their rights to report suspected non- ...
-
Compliance Coordinator
1 week ago
Momentum Resource Solutions New York, United StatesThe Corporate Compliance department supports the Agency in maintaining compliance in all areas of operations. The department focuses on promoting a culture of compliance, preventing and detecting fraud, waste and abuse, and educating staff on their rights to report suspected non- ...
-
Compliance Coordinator
1 week ago
Atlantic Group New York, United StatesOur client is a prominent Hedge Fund managing over $15 billion in assets, seeking a Compliance Coordinator to facilitate new hire procedures, ensure adherence to compliance protocols, aid in broker statement analysis, and manage miscellaneous Compliance projects. · Responsibilit ...
-
Compliance Coordinator
2 weeks ago
Momentum Resource Solutions New York, United StatesThe Corporate Compliance department supports the Agency in maintaining compliance in all areas of operations. The department focuses on promoting a culture of compliance, preventing and detecting fraud, waste and abuse, and educating staff on their rights to report suspected non- ...
-
Education Compliance Coordinator
1 week ago
The Fedcap Group Queens, United States**JOB SUMMARY** · The Education Compliance Coordinator will review, report, and track operational procedures and outcomes to ensure consistent adherence to the internal and external compliance requirements as well as the school's standards for success. The · **ESSENTIAL FUNCTIONS ...
-
Program Compliance Coordinator
5 days ago
Bowery Residents' Committee New York, United StatesThe Program Compliance Coordinator works as part of the Program Compliance team to ensure that BRC programs provide high quality and safe client services that meet funder regulations. The position is responsible for identifying program compliance risks and potential violations, t ...
-
Compliance Coordinator/Associate
5 days ago
Glocap New York, United StatesOur client, a leading private equity firm in Midtown Manhattan is looking for a Compliance Coordinator/Associate to join their team. This role will assist the CCO to ensure the organization is in compliance with all regulations, laws, and policies. The Compliance Coordinator/Asso ...
-
Quality Compliance Coordinator
1 week ago
PRWT Services New York, United StatesQuality Compliance Coordinator · in · Rahway, NJ · at · PRWT Services · Job Description As one of the nation's premier minority-owned companies, we are a high performance provider of business process solutions, facilities management and infrastructure support services to gov ...
-
MWBE Compliance Coordinator
1 day ago
City of New York New York, United StatesJob Description · **Applicants must be permanent in the title of Procurement Analyst, reachable on the current Civil Service list or be able to provide proof of filing for and passing Procurement Analyst Exam No Please indicate this information in your cover letter. · JOB DESCR ...
-
Program Compliance Coordinator
1 week ago
Bowery Residents Committee New York, United StatesThe Program Compliance Coordinator works as part of the Program Compliance team to ensure that BRC programs provide high quality and safe client services that meet funder regulations. The position is responsible for identifying program compliance risks and potential violations , ...
-
Environmental Code Compliance Coordinator
3 days ago
NuEnergen, LLC White Plains, United StatesWe are looking to hire an Environmental Code Compliance Coordinator to assist us with New York City Dept. of Buildings (NYCDOB), New York City Fire Dept. (FDNY), and Dept. of Health (DOH) coordination work. · **Responsibilities**: · - Communicate and coordinate with clients, cont ...
-
M/WBE & Compliance Coordinator
1 week ago
New York City, NY Manhattan, United StatesThe Commission works every day to implement the city's Human Rights Law through enforcement, education, and outreach. The Commission seeks to address historic and contemporary inequities to cultivate a city where everyone can live, work, and thrive free from discrimination. · Thr ...
-
VP, FCS Compliance Coordinator
1 week ago
Crédit Agricole CIB New York, United StatesSummary: · Under the supervision of the FCS (Financial Client Services) New-York, the Compliance Coordinator will work closely with the New York Compliance/ CPL team to support the implementation and execution of compliance initiatives, processes, and controls that manage complia ...
-
Compliance and Quality Assurance Coordinator
2 days ago
United Legwear and Apparel Company New York, United StatesOUR COMPANY · Founded in 1998 United Legwear & Apparel Co. (ULAC) is a global designer, manufacturer and distributor of socks, legwear, sportswear, bodywear, and accessories. As one of the leading resources in the industry, ULAC offers a full range of apparel, from newborn/toddl ...
Compliance Coordinator - New York, United States - Crédit Agricole CIB
Description
Description du poste
Summary:
Under the supervision of the FCS New-York, the Compliance Coordinator will work closely with the New York Compliance/ CPL team to support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risks as well as act as the coordinator between CACIB Business Lines/Support Functions and CACIB New York compliance teams.
Key Responsibilities:
General
· Point of contact for New York Compliance team in the business lines/support functions, including but not limited to
· Support awareness of applicable laws, rules and regulations (LRR) and work closely with CPL Regulatory Watch team assessing the impact of regulatory changes and leading implementation of changes at the business lines/support functions
· Support business lines/support functions with annual Compliance Risk Assessment and any remediation efforts thereof
· Implement Compliance policies and procedures in the business line s/support functions
· Maintain business line/support function policies and procedures addressing compliance requirements, including annual updates and addressing of gaps and self-identified issues
· Design, execute and report on Compliance controls for the business lines/support functions
· Build an initial Compliance control inventory and maintain on an on-going basis, including the quarterly submission and annual attestation
· Act as the coordinator for Business Lines/Support Functions and provide support to Compliance Testing, Compliance Monitoring and Audit missions
· Identify Compliance issues and gaps and update/maintain Issue Management tracker
· Escalate Compliance related incidents to respective leadership and governance forums, assist with resolution
· Actively manage remediation of Compliance issues or findings, including self-identified issues
· Support annual Compliance training needs assessment and assist in development of business line/support function Compliance training
· Participate in and contribute Compliance-related topics to CACIB US governance forums, such as CMC, ICC
· Support the Regulatory Affairs team with responses to banking and market regulators
· Collect and report on Compliance metrics
· Perform tasks to support Compliance-lead projects to enhance the business lines compliance policies, procedures, and internal controls
Management and Reporting:
The position reports directly to the head of FCS NY or one of his deputy.