- Directly report to the CEO and oversee financial and accounting procedures.
- Identify areas for process enhancement and collaborate with leadership for proposed changes.
- Perform precise P&S and margin calculations for accurate data reconciliation.
- Generate financial statements and maintain records for the Broker-Dealer in alignment with GAAP.
- Assist in financial analysis, report preparation, and recommendation making with the CFO.
- Ensure timely completion of month-end, quarter-end, and year-end closing procedures.
- Stay updated on regulatory changes and propose strategic adjustments, overseeing their execution.
- Cultivate relationships with key external stakeholders and provide insights to various organizational segments.
- Oversee tax planning and ensure compliance with federal, state, local, payroll, property, and other tax regulations.
- Execute or assist in various responsibilities including FOCUS Reports, Net Capital Computations, and Annual Audit Support.
- Bachelor's degree in Accounting or Finance and Series 27 certification are required.
- Minimum of 10 years of relevant experience in broker-dealer operations or Finance.
- Expertise in broker-dealer operations and regulatory reporting, including SEC requirements.
- Demonstrated analytical skills and discretion in handling sensitive information.
- Prior experience across diverse domains such as Operations, Finance, Compliance, and Risk Management is advantageous.
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Vice President Finance - New York, United States - Think Consulting
Description
Think Consulting is currently seeking an Executive Vice President of Finance to join a direct access trading firm specializing in domestic equities trading in New York, NY. This role offers a hybrid work schedule with on-site presence required Tuesday through Thursday.
Responsibilities:
Requirements:
Salary Range: $200,000 - $240,000 plus 10% to 15% annual bonus
Benefits: Health insurance, Dental insurance, Paid time off
Equal Opportunity Employer, including disability and protected veteran status