Senior Compliance Officer Trade Surveillance - New York - Barclay Simpson

The TD Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team. · ...

The TD Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team. · Bachelors degree or progressive work experience. · 5-7 Years of related experience. · ...

The TD Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team.The ideal candidate will have strong expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a ...

This role is ideal for someone who combines hands-on trade surveillance experience with strong data manipulation and transformation skills in SQL (and some Python). · Perform daily trade surveillance reviews, investigating potential market abuse, insider trading, and other tradin ...

This role focuses on identifying, investigating, and escalating potential instances of market manipulation across multiple asset classes. · We are seeking a Trade Surveillance Associate to support and enhance its market abuse monitoring program. · ...

Supporting a Trade Surveillance Associate opportunity with a rapidly growing trading and markets-focused organization. · ...

A prestigious high frequency trading firm is looking to hire a Compliance Associate. · Assist with surveillance of firm trading activity. · Advise staff on compliance matters. · ...

The Trade Surveillance Analyst will be responsible for reviewing and analyzing a high volume of market surveillance alerts generated by a dedicated platform. · Must-Haves: 5 to 8 years of experience supporting trade surveillance. · ...

Our client, a regulated broker-dealer, · is seeking a Trade Surveillance Associate to support and enhance its market abuse monitoring program. · ...

We are seeking a highly skilled Trade Surveillance Manager to lead and enhance the firm's surveillance program across both its institutional Broker-Dealer (BD) and Swap Dealer (SD) businesses. · This individual will oversee day-to-day surveillance operations, · maintain robust co ...

This role is on a stable, · experienced team and focuses specifically on monitoring trading activity executed on behalf of the funds.,not employee personal trading.The role is suited for someone with 2 to 5 years of experience in trade or market surveillance ideally coming from a ...

This is a full-time role responsible for overseeing daily trade and transaction surveillance. · ...

The TDS US Compliance team is looking for an Associate-level candidate to join the FX Trade Surveillance team. · Preferred 3-5 years of experience in surveillance of Foreign Exchange (FX) trading · In-depth knowledge of the trade lifecycle · ...

+The TDS US Compliance team is looking for an Associate candidate (Senior Compliance Officer) to join the new Fixed Income Trade Surveillance team. · +Preferred 3-5 years of experience in trade surveillance of fixed income products · +Consistently exercise discretion in managing ...

The TDS US Compliance team is looking for an Associate-level candidate to join the FX Trade Surveillance team. · Consistently exercise discretion in managing correspondence... · ...

The TDS US Compliance team is looking for an Associate-level candidate to join the FX Trade Surveillance team. · The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and assists in implementing comp ...

A well-known multi-strategy hedge fund seeks a Trade Surveillance Analyst for its compliance team. · Experience in trade or market surveillance. · Exposure to equities and/or derivatives trading. · ...

We are seeking a motivated and detail-oriented Trade Surveillance Intern to join our broker-dealer firm. · We will assist our compliance team in various aspects of regulatory compliance specific to the broker-dealer industry. · This internship will provide you with valuable hands ...

The TDS US Compliance team is looking for an Associate-level candidate to join the FX Trade Surveillance team. Preferred 3-5 years of experience in surveillance of Foreign Exchange (FX) trading and in-depth knowledge of the trade lifecycle. · ...

We are hiring a Trade Surveillance Compliance Analyst in New York, NY for our client. The role involves reviewing surveillance alerts and investigating potential regulatory issues. · ...

+Job summary · Atlantic Group is hiring a Trade Surveillance Compliance Analyst (Hybrid) in New York, NY for our client, · supporting firm-wide trade and market surveillance and regulatory compliance. · +Review trade surveillance alerts and market activity, conducting investigati ...