Trade Surveillance Manager - New York

Only for registered members New York, United States

1 month ago

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$165,700 - $189,200 (USD)

Job summary

We are seeking a highly skilled Trade Surveillance Manager to lead and enhance the firm's surveillance program across both its institutional Broker-Dealer (BD) and Swap Dealer (SD) businesses.
  • This individual will oversee day-to-day surveillance operations,
  • maintain robust controls around the monitoring of trading activity,
  • and ensure ongoing compliance with SEC, FINRA, CFTC, and NFA regulatory requirements.

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