Trade Surveillance Intern - New York, NY

The Marex US Summer Internship Program offers students hands-on experience across key business functions, contributing to projects that support operations, · financial activities, client engagement, · and regulatory responsibilities.Interns gain practical exposure through meaning ...

Manage internal audit activities for OKX's Markets Compliance function to ensure risk management and market integrity frameworks are robust, effective, and aligned with regulatory expectations. · ...

· Who We Are · At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto application ...

The Head of Market Integrity and Surveillance Compliance (Internal Audit) will manage the internal audit activities for OKX's Markets Compliance function. · This role ensures that the organization's risk management and market integrity frameworks are robust, effective, · and alig ...

We are seeking a Head of Market Integrity and Surveillance Compliance (Internal Audit) to manage our internal audit activities for OKX's Markets Compliance function. · Ensure that our risk management and market integrity frameworks are robust, effective, and aligned with regulato ...

+Openingupaworldofopportunity–explainswhywexist.HereatHSBCweusoureniquet expertise,capabilities,breadth,andperspectivesotoopenupnewkinds of opportunity for ourmorethan40millioncustomers. · We'rebringingtogethertpeople,idescalities,andcapitalthatnurtureprogressandgrowth,helppingto ...

We are looking for a Compliance Analyst to join our team at a well-known Financial Services firm in New York. · Monitoring electronic surveillance systems to detect any activities that may violate company policies or regulatory requirements. · Investigating and escalating any non ...

Support the compliance team in overseeing governance and implementation of companies policies and procedures. · ...

This role is instrumental in conducting trading and communication surveillance, investigating potential compliance issues, · ...

We are seeking a seasoned Senior Business Analyst with expertise in U.S. regulatory reporting and trade surveillance to lead business analysis efforts for strategic and BAU initiatives. · Liaise with internal teams, such as IT, operations, risk, compliance, and legal, · ...

This high-impact leadership role can be based in either the Midtown Manhattan or Jersey City office and follows a hybrid schedule, · with four in-office days per week. · Manage and guide the Communications Surveillance review team, · ensuring timely identification, escalation, · ...

A Compliance Analyst will focus on surveillance and monitoring activities while collaborating closely with legal, compliance, technology, and business stakeholders to support the firm's regulatory obligations. · Analyze outputs from internal surveillance tools to identify potenti ...

We are seeking a highly skilled Trade Surveillance Manager to lead and enhance the firm's surveillance program across both its institutional Broker-Dealer (BD) and Swap Dealer (SD) businesses. · This individual will oversee day-to-day surveillance operations, · maintain robust co ...

We are seeking a seasoned Senior Business Analyst with expertise in U.S. regulatory reporting and trade surveillance to lead business analysis efforts for strategic and BAU initiatives. ...

We are seeking a skilled and detail-oriented Regulatory Compliance Consultant to support ongoing compliance initiatives related to employee personal trading and internal policy adherence. · Review employee personal trading pre-clearance requests to ensure alignment with internal ...

A Director of Regulatory Supervision opportunity with a leading U.S. Global Markets team. · ...

We are seeking a seasoned Senior Business Analyst with expertise in U.S. regulatory reporting and trade surveillance to lead business analysis efforts for strategic and BAU initiatives. · Act as the primary liaison between Compliance, Risk, Operations, and Technology teams for U. ...

Support the compliance team in overseeing governance and implementation of companies policies and procedures. · Support the compliance team in overseeing governance and implementation of companies policies and procedures, · Support the compliance team in responding to NFA, CFTC,, ...

I'm working with a leading systematic hedge fund that is seeking a C# Engineer to join its Trading Compliance Technology team. · INTEGRATE THIRD-PARTY COMPLIANCE AND SURVEILLANCE PLATFORMS WITH INTERNAL SYSTEMSLI>OWN IN-HOUSE INSTALLATION, CONFIGURATION, AND INTEGRATION OF VENDOR ...

The Surveillance Operator (On-Call) is responsible for observing and reporting on all areas under surveillance and assuring the compliance with internal control standards. · Observe and report on all areas under surveillance. · Assure compliance with internal control standards. · ...