Compliance Analyst - New York City Metropolitan Area

A leading wealth management firm, to support their search for a Compliance Analyst in New York. Reporting to the Chief Compliance Officer – Central Compliance, this full-time role offers a hybrid work schedule in NYC and provides a unique opportunity to contribute to the firm's g ...

Our client is a specialized investment firm. They seek a Compliance Analyst to join their Manhattan office. · ...

An Investment Management firm based in New York City is seeking an experienced professional to join their team as a Compliance Analyst. · ...

A leading consulting firm in Midtown Manhattan is seeking a Compliance Analyst to join their team. · ...

US investment bank seeks to hire an Analyst to join the Legal and Compliance department for the Core Compliance Regulatory group. · ...

Compliance and Operations Analyst (New York, NY): · Our client, a longstanding and successful private equity fund is seeking a Compliance and Operations Analyst to join its New York office. This role sits at the intersection of compliance, legal operations, and fund administratio ...

Job summary Our client , a well - known Financial Services firm in New York , is looking for a Trade Compliance Analyst to join its team .Responsibilities include overseeing all aspects of trade restrictions and coordinating internal information flows across business units to e ...

Job Title: Risk & Compliance Analyst · Location: New York | Los Angeles | Chicago (Hybrid) · DESCRIPTION: · As a valued Security team member, you will join a highly skilled and motivated team of Information Technology professionals or (LTS) Loeb Technology Services. · Under the d ...

We are seeking a Payroll Compliance Analyst to join our New York City office on a full-time onsite basis.This role is responsible for drafting and maintaining payroll-related policies and ensuring payroll compliance across the United States and Canada. · The ideal candidate bring ...

Lead is a fintech building banking infrastructure for embedded financial products and services. We operate an FDIC-insured bank headquartered in Kansas City, Missouri. Additionally, we have offices in San Francisco, Sunnyvale, and New York City, where our technical, · Work closel ...

The primary function of this position is to support the Compliance Director – Monitoring and Testing in the development, implementation, execution and reporting of the Bank’s compliance testing, monitoring, and validation exercises in accordance with the Bank’s Compliance Monitor ...

The firm is seeking a dedicated and experienced Supervisory Analyst to join our Equities Brokerage Practice. · ...

We are working with a well-established global financial services firm seeking an experienced Supervisory Analyst to join its Equities Brokerage practice. · Oversee and supervise compliance activities within the equities brokerage practice · Conduct detailed reviews and analyses o ...

+A Senior Compliance Analyst is responsible for organizing and executing compliance tasks to facilitate the bank's compliance with regulatory requirements. · + · +Conducting Customer Due Diligence and Enhanced Due Diligence on clientsMonitoring and conducting investigations on al ...

The Company is in search of a Vice President, Senior Credit Analyst with a strong background in the Commercial Real Estate sector. · ...

The Credit Risk Management team is responsible for recommending and implementing strategies for identifying credit risk.The Credit Risk Business Analyst will work closely with Primary Regulator offices to request and process most recent examinations as well as assist the team in ...

We are seeking a disciplined, detail-oriented Underwriting Analyst to join our team. This role is ideal for a candidate who thrives in structured environments, values accuracy and takes pride in producing high-quality precise work. · ...

Gaming Compliance Auditor ensures the implementation of short to medium term activities within the function in line with the country, regional or global strategy. · ...

The intern will assist Financial Analysts within a law firm's Financial Analysis & Services group to prepare financial analyses relating to tax-exempt bond financings. · ...

This role focuses on ensuring Consumer Marketing operations adhere to regulatory obligations and brand promises through robust governance. · ...