Compliance Analyst - New York City Metropolitan Area

An Investment Management firm based in New York City is seeking an experienced professional to join their team as a Compliance Analyst. · ...

Our client is a specialized investment firm. They seek a Compliance Analyst to join their Manhattan office. · ...

A leading consulting firm in Midtown Manhattan is seeking a Compliance Analyst to join their team. · ...

Support the compliance team in overseeing governance and implementation of companies policies and procedures. · Support the compliance team in overseeing governance and implementation of companies policies and procedures, · Support the compliance team in responding to NFA, CFTC,, ...

Job summary Our client , a well - known Financial Services firm in New York , is looking for a Trade Compliance Analyst to join its team .Responsibilities include overseeing all aspects of trade restrictions and coordinating internal information flows across business units to e ...

Our client is looking to fill their Senior Cyber Security Compliance Analyst role and they're in need of someone who has a deep knowledge of SEC and FINRA regulations to cover their business. · ...

Lead is a fintech building banking infrastructure for embedded financial products and services. We operate an FDIC-insured bank headquartered in Kansas City, Missouri. Additionally, we have offices in San Francisco, Sunnyvale, and New York City, where our technical, · Work closel ...

We are seeking a Payroll Compliance Analyst to join our New York City office on a full-time onsite basis.This role is responsible for drafting and maintaining payroll-related policies and ensuring payroll compliance across the United States and Canada. · The ideal candidate bring ...

The primary function of this position is to support the Compliance Director – Monitoring and Testing in the development, implementation, execution and reporting of the Bank’s compliance testing, monitoring, and validation exercises in accordance with the Bank’s Compliance Monitor ...

We are seeking an Analyst, Billing Compliance to support firmwide billing accuracy. · ...

The firm is seeking a dedicated and experienced Supervisory Analyst to join our Equities Brokerage Practice. · ...

We are working with a well-established global financial services firm seeking an experienced Supervisory Analyst to join its Equities Brokerage practice. · Oversee and supervise compliance activities within the equities brokerage practice · Conduct detailed reviews and analyses o ...

+A Senior Compliance Analyst is responsible for organizing and executing compliance tasks to facilitate the bank's compliance with regulatory requirements. · + · +Conducting Customer Due Diligence and Enhanced Due Diligence on clientsMonitoring and conducting investigations on al ...

The Company is in search of a Vice President, Senior Credit Analyst with a strong background in the Commercial Real Estate sector. · ...

We are seeking a Business Analyst to join our team at a premier global asset management firm headquartered in New York. The ideal candidate will have hands-on experience supporting VPM and/or Charles River Development platforms. · Serve as a business analyst supporting VPM and/or ...

We're working with NTT DATA on this exciting opportunity. This hybrid role offers the chance to work within a forward-thinking organization, supporting legal and compliance teams while driving agile processes and collaborating with diverse stakeholders. · ...

We're working with NTT DATA on this exciting opportunity. · Ntt data is seeking a passionate and innovative Business Analyst/Scrum Master to join their team. This hybrid role offers the chance to work within a forward-thinking organization, supporting legal and compliance teams ...

The Credit Risk Management team is responsible for recommending and implementing strategies for identifying credit risk.The Credit Risk Business Analyst will work closely with Primary Regulator offices to request and process most recent examinations as well as assist the team in ...

We are looking for a Compliance Officer into its Global Control Group, IB and Research Compliance team. · ...

Gaming Compliance Auditor ensures the implementation of short to medium term activities within the function in line with the country, regional or global strategy. · ...