Trade Surveillance Analyst - New York

The New York Stock Exchange (an Intercontinental Exchange company) is seeking a Surveillance Analyst to join NYSE Regulation's options regulation team. · ...

The New York Stock Exchange is seeking a Surveillance Analyst to join NYSE Regulation's options regulation team. · Assess order and trading activity based upon alerts generated by surveillance systems. · Work with colleagues to determine if matters warrant further investigation. ...

The New York Stock Exchange (a subsidiary of the Intercontinental Exchange) is seeking a Surveillance Analyst to join the Surveillance and Investigations team within NYSE Regulation. · Conduct surveillance reviews to ensure that the NYSE exchanges' trading systems are designed an ...

The New York Stock Exchange (an Intercontinental Exchange company) is seeking a Surveillance Analyst to join NYSE Regulation's options regulation team. · ...

The New York Stock Exchange (a subsidiary of the Intercontinental Exchange) is seeking a Surveillance Analyst to join the Surveillance and Investigations team within NYSE Regulation. The primary responsibility of this position will be to support the integrity of the NYSE markets ...

We are looking for ambitious and exceptional people to join our relatively small team to help us build the next generation of financial markets. · As a Surveillance Analyst you will help maintain the integrity of Kalshi's markets by monitoring trading activity investigating anoma ...

Kalshi has defined a new category: prediction markets. Kalshi allows people to trade on the outcome of any events and turn any question about the future into a financial asset. · ...

Kalshi is defining a new category and has thousands of markets across politics, economics, financials, weather, tech, AI and more. We believe prediction markets have the potential to be the largest financial market because they turn anything into a financial position. · ...

The Trade Surveillance Analyst will be responsible for reviewing and analyzing a high volume of market surveillance alerts generated by a dedicated platform. · Must-Haves: 5 to 8 years of experience supporting trade surveillance. · ...

Active following of regulatory trends and responsible for taking appropriate action updating and designing surveillance patterns to ensure the firm has inclusive surveillance coverage. · The Trade Surveillance Analyst will work with the Compliance and Front Office officials to co ...

This role is instrumental in conducting trading and communication surveillance, investigating potential compliance issues, · ...

This role is on a stable, · experienced team and focuses specifically on monitoring trading activity executed on behalf of the funds.,not employee personal trading.The role is suited for someone with 2 to 5 years of experience in trade or market surveillance ideally coming from a ...

Oppenheimer & Co. Inc. is seeking a Surveillance Analyst to support the daily functions of the Compliance department in New York. · Analyze current business processes and systems. · Monitor customer trading activity for suitability via surveillance alerts and reports. · ...

Oppenheimer & Co. Inc. está buscando un Analista de Vigilancia para apoyar las funciones diarias del Departamento de Cumplimiento. · ...

Oppenheimer's is seeking a Surveillance Analyst to support the daily functions of the Compliance department in New York. · ...

Oppenheimer's is seeking a Surveillance Analyst that will support the daily functions of the Compliance department. The role is based in New York. · Bachelor's degree required; licenses a plus but not required · 1-2 years of relevant work experience · ...

We are hiring a Trade Surveillance Compliance Analyst in New York, NY for our client. The role involves reviewing surveillance alerts and investigating potential regulatory issues. · ...

+Job summary · Atlantic Group is hiring a Trade Surveillance Compliance Analyst (Hybrid) in New York, NY for our client, · supporting firm-wide trade and market surveillance and regulatory compliance. · +Review trade surveillance alerts and market activity, conducting investigati ...

A Broker-Dealer Surveillance Analyst is sought after by a U.S. Based Financial Services Company to join their growing team in New York. · ...

The New York Stock Exchange (an Intercontinental Exchange company) is seeking an Options Floor Surveillance Analyst to join NYSE Regulation's options regulation team. · Review options activity based upon a variety of alerts generated by surveillance systems. · Research options tr ...