Surveillance Analyst - New York

The New York Stock Exchange (an Intercontinental Exchange company) is seeking a Surveillance Analyst to join NYSE Regulation's options regulation team. · ...

The New York Stock Exchange (a subsidiary of the Intercontinental Exchange) is seeking a Surveillance Analyst to join the Surveillance and Investigations team within NYSE Regulation. · Conduct surveillance reviews to ensure that the NYSE exchanges' trading systems are designed an ...

The New York Stock Exchange (a subsidiary of the Intercontinental Exchange) is seeking a Surveillance Analyst to join the Surveillance and Investigations team within NYSE Regulation. The primary responsibility of this position will be to support the integrity of the NYSE markets ...

What is Kalshi? · Kalshi has defined a new category: prediction markets. Kalshi allows people to trade on the outcome of any events and turn any question about the future into a financial asset. Kalshi fought for years and legalized prediction markets in the US for the first time ...

The New York Stock Exchange (an Intercontinental Exchange company) is seeking a Surveillance Analyst to join NYSE Regulation's options regulation team. · ...

The Trade Surveillance Analyst will be responsible for reviewing and analyzing a high volume of market surveillance alerts generated by a dedicated platform. · Must-Haves: 5 to 8 years of experience supporting trade surveillance. · ...

This role is instrumental in conducting trading and communication surveillance, investigating potential compliance issues, · ...

Job Description: · Trade Surveillance Analyst will be responsible for actively following regulatory trends and responsible of taking appropriate action updating and designing surveillance patterns to ensure the firm has inclusive surveillance coverage. The Compliance personnel wi ...

This role is on a stable, · experienced team and focuses specifically on monitoring trading activity executed on behalf of the funds.,not employee personal trading.The role is suited for someone with 2 to 5 years of experience in trade or market surveillance ideally coming from a ...

A global alternative credit asset manager is seeking an Analyst, SLO Surveillance to support oversight of a large portfolio of US and European CLO transactions. The individual will work closely with portfolio management, trustees, and external counterparties to ensure accurate mo ...

A global alternative credit asset manager is seeking an Analyst, SLO Surveillance to support oversight of a large portfolio of US and European CLO transactions. The individual will work closely with portfolio management, trustees, and external counterparties to ensure accurate mo ...

Who We Are: · Oppenheimer & Co. Inc. (�Oppenheimer�) is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities b ...

A well-known multi-strategy hedge fund seeks a Trade Surveillance Analyst for its compliance team. · Experience in trade or market surveillance. · Exposure to equities and/or derivatives trading. · ...

+Job summary · Atlantic Group is hiring a Trade Surveillance Compliance Analyst (Hybrid) in New York, NY for our client, · supporting firm-wide trade and market surveillance and regulatory compliance. · +Review trade surveillance alerts and market activity, conducting investigati ...

We are hiring a Trade Surveillance Compliance Analyst in New York, NY for our client. The role involves reviewing surveillance alerts and investigating potential regulatory issues. · ...

· Company Description · Broker - Dealer, FINRA Member. U.S. Based Financial Services Company. Offices in major U.S. Cities. · Job Description · Currently seeking a Broker-Dealer Surveillance Analyst to join a growing team in the New York area. The ideal candidate will preferably ...

The New York Stock Exchange is seeking an Options Floor Surveillance Analyst to join NYSE Regulation's options regulation team. · ...

The New York Stock Exchange (an Intercontinental Exchange company) is seeking an Options Floor Surveillance Analyst to join NYSE Regulation's options regulation team. · Review options activity based upon a variety of alerts generated by surveillance systems. · Research options tr ...

The trade surveillance business analyst role involves analyzing and mapping OTC financial products, implementing technology solutions, gathering business requirements, designing and testing systems, performing data analysis and reporting, identifying process improvements opportun ...

We are seeking a Data Management Analyst to join our team in New York. · ...