Trade Surveillance Associate - New York

About Us  · MarketAxess is on a journey to digitally transform one of the world's largest financial markets, enabling the shift from analog, phone-based trading to a fully electronic marketplace. Why does this matter? Because our platform makes trading fixed-income more accessibl ...

This role focuses on identifying, investigating, and escalating potential instances of market manipulation across multiple asset classes. · We are seeking a Trade Surveillance Associate to support and enhance its market abuse monitoring program. · ...

Supporting a Trade Surveillance Associate opportunity with a rapidly growing trading and markets-focused organization. · ...

This is a full-time role responsible for overseeing daily trade and transaction surveillance. · ...

A prestigious high frequency trading firm is looking to hire a Compliance Associate. · Assist with surveillance of firm trading activity. · Advise staff on compliance matters. · ...

Our client, a regulated broker-dealer, · is seeking a Trade Surveillance Associate to support and enhance its market abuse monitoring program. · ...

The TDS US Compliance team is looking for an Associate-level candidate to join the FX Trade Surveillance team. · Preferred 3-5 years of experience in surveillance of Foreign Exchange (FX) trading · In-depth knowledge of the trade lifecycle · ...

+The TDS US Compliance team is looking for an Associate candidate (Senior Compliance Officer) to join the new Fixed Income Trade Surveillance team. · +Preferred 3-5 years of experience in trade surveillance of fixed income products · +Consistently exercise discretion in managing ...

The TDS US Compliance team is looking for an Associate-level candidate to join the FX Trade Surveillance team. · Consistently exercise discretion in managing correspondence, · information and all matters of confidentiality; escalate issues where appropriate · Be knowledgeable of ...

The TDS US Compliance team is looking for an Associate-level candidate to join the FX Trade Surveillance team. · Consistently exercise discretion in managing correspondence... · ...

The TDS US Compliance team is looking for an Associate-level candidate to join the FX Trade Surveillance team. Preferred 3-5 years of experience in surveillance of Foreign Exchange (FX) trading and in-depth knowledge of the trade lifecycle. · ...

The Junior Trade Surveillance Analyst/Associate will support our Market Surveillance and Compliance function. This role is responsible for reviewing and escalating potentially manipulative or violative trading activity across multiple asset classes. · Conduct daily trade surveill ...

+Job summary · This position participates in Post Market Surveillance (PMS) activities with customers. The Clinical Specialist – Post-Market Surveillance associate will demonstrate technical skills in disciplines of clinical laboratory science such as specimen collection,Addition ...

This position participates in Post Market Surveillance (PMS) activities with customers. · * Conducts customer surveys for BD products following the BD Vacutainer Tube Products Post Market Surveillance Quality Plan.* Report product issues from customers to the BD complaints team a ...

We are seeking a highly skilled Trade Surveillance Manager to lead and enhance the firm's surveillance program across both its institutional Broker-Dealer (BD) and Swap Dealer (SD) businesses. · This individual will oversee day-to-day surveillance operations, · maintain robust co ...

We are working with a global asset manager seeking an ABS Investment Associate focused on Transportation to join their global asset management platform. · Bachelor's degree in finance or related field required. · 2+ years of experience with ABS transportation transactions · ...

Morgan Stanley Investment Management is seeking an Analyst or Associate to join its US Portfolio Surveillance/Investment Compliance team within the COO office. · ...

Morgan Stanley Investment Management is seeking an Analyst or Associate to join its US Portfolio Surveillance/Investment Compliance team within the COO office.The successful candidate will provide coverage of the MSIM Equity, Fixed Income and Liquidity businesses providing proact ...

+Job summary · The Security Engineer deploys and maintains electronic access control, video surveillance systems and architecture across the platform supporting at all venues and facilities. · +ResponsibilitiesDeploy access control, video surveillance applications and architectur ...

The Asset Protection Specialist is primarily responsible for preventing financial loss caused by theft and fraud and supporting safety and environmental program compliance in their assigned store/multiple stores. · ...