Compliance Officer - New York, United States - Anonymous

Compliance Officer

2 weeks ago

**About Us**: · **The Role**: · The Compliance Officer is responsible for all aspects of the consumer compliance program to ensure Piermont Bank adheres to applicable laws, regulations, and in-house policies and procedures while keeping abreast of all regulatory developments and ...

Compliance Officer

3 weeks ago

**Compliance Officer**: · - Apply**Compliance Officer**: · - Agency: OFFICE OF THE COMPTROLLER · - Posted on: 05/15/2024- Job type: Full-time · Location · MANHATTAN · - Title Classification: No exam required · Department · Asset Management · - Salary range: $125, $140, The Office ...

Compliance Officer

2 weeks ago

**Description** · Summary: This position is responsible for the administration of Human Resources policies, procedures, and programs including Compliance, Training & Development, and Employee Relations. · Essential Functions and Responsibilities include the following. Other dutie ...

Compliance Officer

1 week ago

**About the Role**: · **Grade Level (for internal use)**: 12 · **The Role**: Compliance Officer · **The Team**: Working with Compliance Officers both in North America and globally, the Compliance Officer will be the primary liaison point between any assigned Ratings Practice (and ...

Research Compliance Officer

3 weeks ago

**Job Title**: Research Compliance Officer · **Grade**: 37 · **Salary**: $167,905 - $190,003 · The Research Foundation for Mental Hygiene is seeking a qualified applicant to fill a full-time Research Compliance Officer position at the New York State Psychiatric Institute. · The R ...

Compliance Officer, Us

3 weeks ago

Your Responsibilities · As our US Compliance officer, you'll be the lead for compliance in one of our fastest-growing and dynamic teams. You'll lead our independent function in the US and report into our Compliance team based in Head Office, but will work closely with the US exec ...

Compliance Business Officer

2 weeks ago

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 ...

Investigations and Compliance Officer

2 weeks ago

**Investigations and Compliance Officer**: · - Apply**Investigations and Compliance Officer**: · - Agency: DEPT OF CITYWIDE ADMIN SVCS · - Posted on: 05/16/2024- Job type: Full-time · Location · NYC-ALL BOROS · - Title Classification: No exam required · Department · Citywide Equi ...

Insurance Compliance Officer

3 weeks ago

**Sonata Care is one of the top insurance brokerages in the nation**. We are looking for an experienced Insurance Compliance Officer to join our team · We have a 5-star office environment - our company is growing fast, and this is an opportunity for you to come onboard and grow w ...

Compliance Officer

2 weeks ago

Job Type: Officer of Administration · - Regular/Temporary: Temporary · - End Date if Temporary: 12/31/2024 · - Hours Per Week: 35 · - Salary Range: $112,000 - $137,100 · - The salary of the finalist selected for this role will be set based on a variety of factors, including but n ...

Compliance and Privacy Officer

5 days ago

The Compliance and Privacy Officer, reporting to the Chief Human Resources Officer, will have primary responsibility for the compliance and privacy programs at God's Love We Deliver. The Compliance and Privacy Officer will review, revise and maintain the organization's compliance ...

Vp, Compliance Officer

1 week ago

Compliance Officer - Operations & Regulatory Reporting Oversight · **Description**: · - Provide compliance advice, oversight on operational rules and regulations for securities and swaps to Front Office, Middle and Back office. (e.g. T+1, Turnaround Rule, Margin, Settlements, Int ...

Compliance Product Officer

1 day ago

**Responsibilities**: · - Supports planning, directing and coordination of day-to-day activities of running a program or portfolio of programs. · - Applies in-depth understanding of how areas collectively integrate within the sub function as well as coordinate and contribute to t ...

Core Compliance Officer

6 days ago

**Poste et missions**: · A VP-level professional is needed to support the Core Compliance Team in creating and maintaining processes to ensure that all impacted Natixis CIB Americas entities and employees are adequately registered with the appropriate regulatory bodies and comply ...

Regulatory Change Compliance Officer

2 weeks ago

**Responsibilities**: · Responsibilities include, but are not limited to: · - Monitoring, reviewing, tracking, and disseminating changes to applicable laws, rules, and regulations to determine applicability and impact to SG's U.S. business operations · - Communicating regulatory ...

Aml-kyc Compliance Officer

2 weeks ago

**The Company** · EF Hutton is a fast-paced, high-growth, global investment bank founded by experienced investment professionals that have collectively financed over $250 billion for public and private companies alike. EF Hutton offers strategic advice and financing solutions to ...

Compliance Officer, Trading Compliance

3 weeks ago

LoadingSorry to interruptCSS Error Compliance Officer, Trading Compliance · LocationNew York · PostedPosted 52 Days Ago · CodeREQ5643 · Balyasny Asset Management is seeking an experienced Compliance Officer for its New York office. The employee will report to a Senior Complian ...

Compliance Officer, Trading Compliance

3 weeks ago

LoadingSorry to interruptCSS Error Compliance Officer, Trading Compliance · LocationNew York · PostedPosted 51 Days Ago · CodeREQ5643 · With respect to NY- and CA-based applicants, the starting base pay range for this role is between $120000 and $150000 annually. The actual ba ...

Trust Compliance and Risk Officer

2 days ago

Amalgamated Bank is seeking a Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank's Investment Management Division/Trust Department and compliance with applicable federal/state laws and regulations, contractual obligations ...

Employee Compliance Officer

2 days ago

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 ...