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Compliance Trade Surveillance
2 weeks ago
Mizuho Americas New York, United StatesAbout the Role · The individual will be joining the Compliance Surveillance team. The surveillance team is responsible for monitoring trading in all asset classes, to detect trading activity that could adversely affect the firm and its reputation. The surveillance professional wi ...
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Compliance Officer, Trading Compliance
3 weeks ago
Balyasny Asset Management L.P. New York, United StatesLoadingSorry to interruptCSS Error Compliance Officer, Trading Compliance · LocationNew York · PostedPosted 52 Days Ago · CodeREQ5643 · Balyasny Asset Management is seeking an experienced Compliance Officer for its New York office. The employee will report to a Senior Complian ...
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Compliance Trade Surveillance
2 weeks ago
Mizuho Americas Services, LLC New York, United StatesAbout the Role. The individual will be joining the Compliance Surveillance team. The surveillance team is responsible for monitoring trading in all asset classes, to detect trading activity that could adversely affect the firm and its reputation. The Surveillance, Trade, Complian ...
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Goldman Sachs New York, NY, United States Full timeGlobal Compliance · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance · Compliance accomplishes these through the firm's enterprise-wide compliance risk management pr ...
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Compliance Officer, Trading Compliance
4 weeks ago
Balyasny Asset Management L.P. New York, United StatesLoadingSorry to interruptCSS Error Compliance Officer, Trading Compliance · PostedPosted 51 Days Ago · CodeREQ5643 · Balyasny Asset Management is seeking an experienced Compliance Officer for its New York office. The employee will report to a Senior Compliance Officer and will ...
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Trade Surveillance Compliance Officer
3 weeks ago
Partnership Employment New York, United StatesPosition Overview: · As a Senior Trade Surveillance Compliance Officer, you will play a crucial role in ensuring that our firm adheres to regulatory requirements and internal policies related to trade surveillance. You will be responsible for monitoring trading activities, detec ...
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Trade Surveillance Compliance Analyst
3 weeks ago
East End Resources New York, United StatesCOMPLIANCE ANALYST · New York, NY · Our client, a NYC-based trading firm is looking for a Compliance Analyst. · The team is charged with establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its legal and regulatory obli ...
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Legal & Compliance - Funds & Trading Specialist
4 weeks ago
Atlantic Group New York, United StatesLocation: NYC (Hybrid) · Compensation: $125k-$175k base + bonus ($40k-$75k) · Overview: · The Funds and Trading Specialist will work closely with other members of the Legal and Compliance Department and other departments throughout the firm on a wide spectrum of legal and complia ...
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Head of Trade Compliance
5 days ago
OKX New York, United StatesWho We Are · At OKX, we believe the future will be reshaped by technology. Founded in 2017, we are revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We reshape the financial ecosystem by offering some of the most ...
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Trade Compliance Administrator
3 weeks ago
Burberry Limited New York, United States OTHERINTRODUCTION · At Burberry, we believe creativity opens spaces. Our purpose is to unlock the power of imagination to push boundaries and open new possibilities for our people, our customers and our communities. This is the core belief that has guided Burberry since it was founded ...
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Trade Compliance Officer
3 weeks ago
Hold Brothers New York, United StatesJob Description · Job DescriptionHold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state regulatory re ...
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Compliance Trade Surveillance
2 weeks ago
Mizuho Bank Ltd New York, United StatesAbout the Role · The individual will be joining the Compliance Surveillance team. The surveillance team is responsible for monitoring trading in all asset classes, to detect trading activity that could adversely affect the firm and its reputation. The surveillance professional w ...
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Sr. Analyst, Trade Compliance
1 week ago
Tapestry New York, United StatesCoach is a global fashion house founded in New York in 1941. Inspired by the vision of Creative Director Stuart Vevers and the inclusive and courageous spirit of our hometown, we make beautiful things, crafted to last-for you to be yourself in. · Coach is part of the Tapestry po ...
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Senior Trading Compliance Officer
3 weeks ago
Capstone Investment Advisors New York, United StatesRESPONSIBILITIES: · The Senior Compliance Officer will lead the day-to-day management of Capstone's Global trade compliance practice area and will provide real-time advisory support to Capstone's trading staff. The ideal candidate is an intellectually curious, dynamic individual ...
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Sr. Analyst, Trade Compliance
2 weeks ago
Tapestry New York, United StatesCoach is a global fashion house founded in New York in 1941. Inspired by the vision of Creative Director Stuart Vevers and the inclusive and courageous spirit of our hometown, we make beautiful things, crafted to last-for you to be yourself in. · Coach is part of the Tapestry po ...
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Trade Compliance Analyst in Newport Beach, CA
3 weeks ago
Merit Personnel & Consulting New York, United StatesTrade Compliance Analyst in Newport Beach, CA · This is an ideal opportunity for individuals interested in pursuing a career in a fast paced, dynamic, and challenging workplace with highly motivated and intelligent professionals. In this role, you will learn about trades, trade ...
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Sr. Analyst, Trade Compliance
2 weeks ago
Tapestry New York, United StatesCoach is a global fashion house founded in New York in 1941. Inspired by the vision of Creative Director Stuart Vevers and the inclusive and courageous spirit of our hometown, we make beautiful things, crafted to last—for you to be yourself in. · Coach is part of the Tapestry por ...
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Senior Trade Compliance Analyst
1 week ago
ZT Systems Secaucus, United StatesAbout the role · The Senior Trade Compliance Analyst role is responsible for supply chain data analysis, with focus on tariffs cost and freight costs. This job plays a critical role in providing insight analysis for our multinational import business. In addition, this individual ...
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Trade Compliance Analyst
3 weeks ago
Lee Hecht Harrison Nederland B.V. Secaucus, United StatesWe are seeking a highly skilled Trade Compliance Analyst with expertise in various aspects of international trade regulations and logistics. The ideal candidate should have a deep understanding of Harmonized Tariff Schedule (HTS), Schedule B, Harmonized System Code (HS Code), imp ...
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Trade Compliance Analyst
3 weeks ago
LHH Recruitment Solutions Secaucus, United StatesJob Description · Job DescriptionWe are seeking a Trade Compliance Analyst with expertise in various aspects of international trade regulations and logistics. The ideal candidate should have a deep understanding of Harmonized Tariff Schedule (HTS), Schedule B, Harmonized System C ...
Compliance Officer, Trading Compliance - New York, United States - Balyasny Asset Management L.P.
Description
LoadingSorry to interruptCSS ErrorCompliance Officer, Trading Compliance
LocationNew York
PostedPosted 51 Days Ago
CodeREQ5643
With respect to NY- and CA-based applicants, the starting base pay range for this role is between $120000 and $150000 annually. The actual base pay is dependent upon several factors, including, but not limited to, relevant experience, business needs and market demands. This role may also be eligible for bonus compensation and employee benefits.
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