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    Compliance Coordinator - Chicago, United States - Jump Trading

    Jump Trading
    Jump Trading Chicago, United States

    3 weeks ago

    Default job background
    Description
    Jump Trading Group is committed to world class research.

    We empower exceptional talents in Mathematics, Physics, and Computer Science to seek scientific boundaries, push through them, and apply cutting edge research to global financial markets.

    Our culture is unique. Constant innovation requires fearlessness, creativity, intellectual honesty, and a relentless competitive streak. We believe in winning together and unlocking unique individual talent by incenting collaboration and mutual respect. At Jump, research outcomes drive more than superior risk adjusted returns.

    We design, develop, and deploy technologies that change our world, fund start-ups across industries, and partner with leading global research organizations and universities to solve problems.

    Our established and collaborative global legal and compliance team works across offices, time zones, departments, and jurisdictions.

    The ideal candidate for this group should be a team player, extremely motivated, resourceful, efficient, organized, detail-oriented, and a clear communicator.

    We are looking for a Compliance Assistant who would be responsible for supporting the Compliance Department. This position will primarily involve providing administrative support, research, and assistance on special projects.


    What You'll Do:
    Assist in responding to regulatory inquiries and audits including organizing responsive documents
    Responsible for gathering all new-hire paperwork and required attestations to help ensure all required forms are completed and stored electronically
    Responsible for FINRA web CRD and employee fingerprint administration
    Help ensure compliance books and records are organized and current
    Monitor continuing education requirements. Schedule exams and order study materials as necessary, assist in preparation and delivery of educational programs
    Maintain employee personal brokerage account records and restricted list in firm systems
    Collaborate/liaise with team members in international offices
    Conduct periodic inspections of company records
    Other duties as assigned or needed


    Skills You'll Need:
    Bachelor's degree
    Self-motivated with the ability to multitask and to prioritize assignments
    Strong attention to detail
    Ability to research, prepare, and draft documents
    Strong organizational skills
    Ability to handle confidential information with due care
    Excellent verbal and written communication skills and a professional demeanor
    Experience in an office environment preferred
    Reliable and predictable availability

    Benefits

    • Discretionary bonus eligibility
    • Medical, dental, and vision insurance
    • HSA, FSA, and Dependent Care options
    • Employer Paid Group Term Life and AD&D Insurance
    • Voluntary Life & AD&D insurance
    • Paid vacation plus paid holidays
    • Retirement plan with employer match
    • Paid parental leave
    • Wellness Programs
    Annual Base Salary Range

    $55,000-$65,000 USD
    #J-18808-Ljbffr
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