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    Compliance Analyst - Boston, United States - Boston Partners Global Investors, Inc.

    Boston Partners Global Investors, Inc.
    Boston Partners Global Investors, Inc. Boston, United States

    3 weeks ago

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    Description

    Position:Compliance Analyst
    Department:Compliance

    Report to:Sr. Compliance Manager

    Location:Boston

    Company Summary:

    Boston Partners is a global investment advisor with $95 billion in AUM and a longstanding reputation for superior client service.The organization is a premier provider of value equity investment products that are firmly rooted in fundamental research and are based on a disciplined investment philosophy and process. We focus on investing in companies with attractive value characteristics and strong business fundamentals where there is a catalyst for positive change. The firm was founded in 1995 and maintains offices in Boston, New York, California, and London. Boston Partners is an indirect, wholly owned subsidiary of ORIX Corporation of Japan.

    We are looking for a Compliance Analyst in our Boston office to support our compliance program and work on a variety of time-sensitive and confidential investment-related matters.

    Responsibilities:

    • Perform ongoing investment guideline review and reporting for a variety of equity accounts, including separately managed institutional portfolios and mutual funds.
    • Monitor and review automated exception reports.
    • Prepare client guideline certifications on a regular basis and as needed.
    • Liaise with equity trading desks to research and resolve client guideline questions and issues.
    • Perform periodic audits of policies and procedures.
    • Maintain and enhance policies and procedures manuals as warranted.
    • Provide backup for compliance staff.
    • Complete special projects as needed.
    Qualifications:
    • Bachelor's degree
    • Strong analytic and organizational skills with good attention to detail; able to prioritize in fast-paced environment
    • Proficiency in MS Word/Excel
    • Excellent communication skills and professional demeanor as position requires interaction with employees throughout the firm, including senior management
    • 1-2 years of related experience; experience in asset management or investment management industry a plus
    • Working knowledge of Charles River IMS Compliance Monitoring and Management system a plus
    The above declarations are not intended to be an all-inclusive list of the duties and responsibilities of the job described, nor are they intended to be such a listing of the skills and abilities required to do the job. Rather, they are intended only to describe the general nature of the job. We are an equal opportunity employer and value diversity in the workplace. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability status, protected veteran status, or any other characteristic protected by law.

    Equal Opportunity Employer/Protected Veterans/Individuals with Disabilities

    The contractor will not discharge or in any other manner discriminate against employees or applicants because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant. However, employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the contractor's legal duty to furnish information. 41 CFR c)
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