Jobs
>
Étreux

    Compliance Analyst - Boston, United States - Vaco

    Vaco
    Vaco Boston, United States

    4 weeks ago

    Default job background
    Description
    Vaco has partnered with our client to hire an AML/KYC Compliance Analyst to join their team This is a consultant role that will run thorough the end of 2024.

    Where: Boston MA (hybrid, 3 days onsite, 2 remote/week)
    When: Immediate need
    Pay commensurate with experience

    Responsibilities:
    • Reviews potential fraud and financial crime activity in the transfer agency system and directs the ideaon risk mitigation, incident research, and problem resolution
    • Demonstrate professional writing ability in communicating findings and responses
    • Research and document service provider incidents and shareholder complaints
    • Manage or assist in third-party audits, demonstrating a commitment to compliance and quality control throughout the process
    • Perform policy control testing, document findings, and present any recommended changes
    Requirements:
    • Minimum of 2 years of financial services experience
    • Minimum of 1 year previous regulatory compliance experience in the securities industry at an investment management company, transfer agent, or third-party financial service provider
    • Proficiency in AML compliance, fraud prevention, and KYC (Know Your Customer)
    • Superior written and verbal communication skills and organizational skills, with the capacity to articulate complex concepts clearly and concisely

    Vaco values a diverse workplace and strongly encourages women, people of color, LGBTQ+ individuals, people with disabilities, members of ethnic minorities, foreign-born residents, and veterans to apply.

    EEO Notice

    Vaco is an Equal Opportunity Employer and does not discriminate against any employee or applicant for employment because of race (including but not limited to traits historically associated with race such as hair texture and hair style), color, sex (includes pregnancy or related conditions), religion or creed, national origin, citizenship, age, disability, status as a veteran, union membership, ethnicity, gender, gender identity, gender expression, sexual orientation, marital status, political affiliation, or any other protected characteristics as required by federal, state or local law.

    Vaco LLC and its parents, affiliates, and subsidiaries are committed to the full inclusion of all qualified individuals. As part of this commitment, Vaco LLC and its parents, affiliates, and subsidiaries will ensure that persons with disabilities are provided reasonable accommodations. If reasonable accommodation is needed to participate in the job application or interview process, to perform essential job functions, and/or to receive other benefits and privileges of employment, please contact .

    Vaco also wants all applicants to know their rights that workplace discrimination is illegal.

    By submitting to this position, you agree that you will be giving Vaco the exclusive right to present your as a candidate for the foregoing employment opportunity. You further agree that you have represented information about yourself accurately and have not affirmatively misrepresented your qualifications. You also agree to maintain as confidential, to the fullest extent permitted by law, any information you learn from Vaco about the position and you will limit disclosure of information about the position only to the extent necessary to perform any obligations in furtherance of your application. In exchange, Vaco agrees to exercise reasonable efforts to represent you through all solicitation, job screening and resume dispersal.

    Privacy Notice

    Vaco LLC and its parents, affiliates, and subsidiaries ("we," "our," or "Vaco") respects your privacy and are committed to providing transparent notice of our policies.

    • California residents may access Vaco's HR Notice at Collection for California Applicants and Employees here.
    • Virginia residents may access our state specific policies here.
    • Residents of all other states may access our policies here.
    • Canadian residents may access our policies in English here and in French here.
    • Residents of countries governed by GDPR may access our policies here.

    Pay Transparency Notice

    Determining compensation for this role (and others) at Vaco depends upon a wide array of factors including but not limited to:

    • the individual's skill sets, experience and training;
    • licensure and certification requirements;
    • office location and other geographic considerations;
    • other business and organizational needs.

    With that said, as required by local law, Vaco believes that the following salary range referenced above reasonably estimates the base compensation for an individual hired into this position in geographies that require salary range disclosure. The individual may also be eligible for discretionary bonuses.

  • Manulife Insurance Malaysia

    Compliance Analyst

    4 weeks ago

    Manulife Insurance Malaysia Boston, United States

    Vous cherchez un milieu de travail axé sur le soutien et la collaboration, avec des équipes formidables et des gestionnaires inspirants? Vous êtes au bon endroit. Nous sommes à la recherche de personnes ambitieuses qui partagent nos valeurs et qui veulent améliorer le quotidien d ...

  • Fanning Personnel

    Compliance Analyst

    4 weeks ago

    Fanning Personnel Boston, United States

    Highly esteemed Boston investment firm is seeking a Compliance Analyst to join their team This individual will assist the compliance department with the development, implementation, and maintenance of the firm's compliance program. The Compliance Analyst will provide oversight of ...

  • BPCE

    Compliance Analyst

    4 weeks ago

    BPCE Boston, United States

    Overview: · The Compliance Analyst - RIA provides registered investment adviser compliance support to the Legal and Compliance Department. The position will primarily assist with the administration of the Code of Ethics Compliance Program; assess, draft, and perform on-site audit ...

  • Allspring

    Compliance Analyst

    4 weeks ago

    Allspring Boston, United States

    Elevate Your Career · Work where your ideas have impact · COMPANY · Allspring Global InvestmentsTM is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to i ...

  • Private Equity

    Compliance Analyst

    2 weeks ago

    Private Equity Boston, United States

    We are seeking an exceptional candidate to join our growing hedge fund organization as a Compliance Analyst. This role will work directly with our Principals and the business operations team, assisting in all facets of firm compliance. The ideal candidate will have a background i ...

  • Sevita

    Compliance Analyst

    1 week ago

    Sevita Boston, United States

    At Sevita we believe that everyone deserves to live well. For more than 50 years, our team members have provided home and community-based health care for adults, children and their families across the United States. As a member of our corporate team, you'll help shape the work th ...

  • The Community Builders, Inc.

    Compliance Analyst

    1 week ago

    The Community Builders, Inc. Boston, United States

    The Community Builders, Inc. (TCB) is a nationally recognized nonprofit developer, owner and manager of affordable and mixed-income residential and commercial properties. Founded in 1964, TCB has developed over 25,000 residential units as well as office and retail properties and ...

  • WEX

    Regulatory Compliance Analyst

    3 weeks ago

    WEX Boston, United States

    WEX Inc. (NYSE:WEX) is a leading provider of business-to-business physical, digital, and virtual card payment solutions. WEX's fleet, corporate, and health payment solutions provide its customers - comprising small businesses, large fleets, and corpo Compliance Analyst, Regulator ...

  • HighVista Strategies

    Compliance Analyst/Manager

    4 weeks ago

    HighVista Strategies Boston, United States

    HighVista Strategies Overview · HighVista Strategies is a Boston-based investment firm with approximately $10 billion in assets under management and 70 employees. We were founded in 2004 and have been managing funds since 2005 for a variety of institutional investors including so ...

  • Allspring

    Senior Compliance Analyst

    4 weeks ago

    Allspring Boston, United States

    Elevate Your Career · Work where your ideas have impact · COMPANY · Allspring Global InvestmentsTM is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to i ...

  • Kroll

    Analyst, Compliance Consulting

    1 day ago

    Kroll Boston, United States

    Job Description · In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity-not just answers-in all are ...

  • The Panther Group

    Compliance Analyst

    2 weeks ago

    The Panther Group Boston, United States

    Our client, a well-known firm, is seeking a Compliance Analyst to join the team. Responsibilities: Assist with continued development and enhancements to the firms governance, risk management and compliance program. Respond to information security as Compliance Analyst, Compliance ...

  • SCS Financial

    Compliance Analyst

    4 weeks ago

    SCS Financial Boston, United States

    Firm Description · Founded in 2002, Boston-based SCS Financial Services is an investment and wealth management firm serving families, family offices, and institutional investors. We manage approximately $30 billion in assets across public and private markets. Our firm prides it ...

  • SCS Financial

    Compliance Analyst

    1 week ago

    SCS Financial Boston, United States

    Firm Description · Founded in 2002, Boston-based SCS Financial Services is an investment and wealth management firm serving families, family offices, and institutional investors. We manage approximately $30 billion in assets across public and private markets. Our firm prides its ...

  • Boston Partners Global Investors, Inc.

    Compliance Analyst

    2 weeks ago

    Boston Partners Global Investors, Inc. Boston, United States

    Position:Compliance Analyst · Department:Compliance · Report to:Sr. Compliance Manager · Location:Boston · Company Summary: · Boston Partners is a global investment advisor with $95 billion in AUM and a longstanding reputation for superior client service.The organization is a ...

  • Sevita

    Compliance Analyst

    1 week ago

    Sevita Boston, United States

    At Sevita we believe that everyone deserves to live well. For more than 50 years, our team members have provided home and community-based health care for adults, children and their families across the United States. As a member of our corporate team, you'll help shape the work th ...

  • Allspring

    Compliance Analyst

    1 week ago

    Allspring Boston, United States

    Elevate Your Career · Work where your ideas have impact · COMPANY · Allspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to i ...

  • Franklin Templeton

    Compliance Analyst

    1 week ago

    Franklin Templeton Boston, United States

    At Franklin Templeton, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make p ...

  • Allspring Global Investments

    Compliance Analyst

    2 weeks ago

    Allspring Global Investments Boston, United States

    · Elevate Your Career · Work where your ideas have impact · COMPANY · Allspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to ...

  • Boston Partners Global Investor, Inc.

    Compliance Analyst

    3 weeks ago

    Boston Partners Global Investor, Inc. Boston, United States

    Position: Compliance Analyst · Department: Compliance · Report to: Sr. Compliance Manager · Location: Boston · Company Summary: · Boston Partners is a global investment advisor with $95 billion in AUM and a longstanding reputation for superior client service. The organization is ...