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    Compliance Analyst - Boston, United States - Manulife Insurance Malaysia

    Manulife Insurance Malaysia
    Manulife Insurance Malaysia Boston, United States

    1 week ago

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    Description

    Vous cherchez un milieu de travail axé sur le soutien et la collaboration, avec des équipes formidables et des gestionnaires inspirants? Vous êtes au bon endroit. Nous sommes à la recherche de personnes ambitieuses qui partagent nos valeurs et qui veulent améliorer le quotidien des gens partout dans le monde. Vous vous reconnaissez? La carrière décrite ci-dessous vous semble intéressante? Nous voulons vous rencontrer.
    Semaine de travail comprimée
    Hybride

    Description d'emploi
    The Compliance Analyst works to ensure the team is aligned with all legal and regulatory requirements, supporting the team on various projects and initiatives.
    Responsibilities:
    Conduct pre-trade, post-trade and end of day batch investment compliance monitoring activities for an assigned group of client accounts. Act as back-up analyst for other designated accounts as needed.
    Investigate and resolve all post-trade and end of day batch alerts for assigned accounts, with timely analysis and appropriate advancement.
    Prepare weekly, monthly and quarterly compliance reports and certifications for assigned accounts – both internal and client facing.
    Perform and review various data management activities critical to the effective functioning of the compliance monitoring system.
    Assist in analysis of derivative and sophisticated security positions.
    Assist in completing information requests for clients, internal and external audit, management committees, and other functions.
    Contribute to the construction of internal procedures and controls, draft desk-top procedures.
    Perform periodic and forensic testing (for example, allocation reviews)
    Participate in new account onboarding and ongoing updates related to client accounts:

    Perform detailed analysis of assigned client account offering documents (i.e., Investment Management Agreements, IPS, Prospectus/SAI, etc), and work with internal partners (Product, Relationship Management, Trading) to acquire clarification where needed.
    Provide recommendations for coding client guidelines into the Compliance System (Bloomberg).
    Conduct reviews of new and existing rules, both systemic and manual.
    Assist in the development of portfolio compliance surveillance for guideline monitoring outside of the automated compliance system.

    Recommended Experience:
    We are seeking an individual with 0 –3 years proven track record as a Compliance Analyst, Fund Accountant, Fund Administrator, Risk Analyst or Secur i ty Operations Analyst. With a Bachelor's Degree in Accounting, Economics, Finance, Law, Mathematics or equivalent work experience
    Proficiencies:
    Excellent analytical and research skills
    Ability to work in a time sensitive, team-oriented environment
    Accuracy and high attention to detail
    Strong written and oral communication skills
    Good organizational skills
    Understanding of financial instruments data across all asset classes
    Proven understanding of Microsoft Office Suite, Excel, Word and Access
    Bonus Proficiencies:
    Having knowledge and experience with automated daily pre-trade/post-trade compliance monitoring systems (i.e., Bloomberg, Charles River, Sentinel/Latent Zero, etc.) is an asset. Additionally, knowledge of the investment adviser and/or mutual fund industry (i.e., compliance monitoring, fund

    accounting/administration,

    risk management, security operations, etc.) Prior experience in Investment Compliance Monitoring (especially pre-trade monitoring) will be an added bonus.
    What can we offer?
    A competitive salary and benefits packages.
    A growth trajectory that extends upward and outward, encouraging pursuit of passions and learning new skills.
    A focus on growing your career pathways.
    Flexible work policies and strong work-life balance
    Professional development and leadership opportunities.

    Our commitment:
    Values-first culture
    We lead with our Values every day and bring them to life together.
    Boundless opportunity
    We build opportunities to learn and grow at every stage of your career.
    Continuous innovation
    We invite you to help redefine the future of financial services.
    Delivering the promise of Diversity, Equity and Inclusion
    We foster an inclusive environment where everyone thrives.
    Championing Corporate Citizenship
    We build a business that benefits all partners and has a positive social and environmental impact.
    #LI-JH
    #LI-Hybrid
    À propos de John Hancock et de Manuvie
    John Hancock est une unité de la Société Financière Manuvie, un groupe mondial et chef de file des services financiers qui aide les gens à prendre plus facilement des décisions et à vivre mieux. Nous exerçons nos activités principalement sous les noms John Hancock aux États-Unis et Manuvie à l'échelle mondiale, y compris au Canada, en Asie et en Europe. Nous proposons des conseils financiers ainsi que des solutions d'assurance et de gestion de patrimoine et d'actifs à des particuliers, à des groupes et à des institutions. Au 30 juin 2021, l'actif géré et administré par Manuvie et ses filiales se chiffrait à 1 300 milliards de dollars canadiens milliards de dollars américains). La Société Financière Manuvie est inscrite aux bourses de Toronto (TSX), de New York (NYSE) et des Philippines (PSE) sous le symbole « MFC » et à la Bourse de Hong Kong (SEHK) sous le symbole « 945 ». Vous pouvez consulter le site de Manuvie à l'adresse .
    John Hancock, une des plus importantes sociétés d'assurance vie aux États-Unis, offre à plus de 10 millions d'Américains une vaste gamme de produits financiers, y compris des produits d'assurance vie , de rente , de placement , ainsi que les régimes 401(k)

    et les régimes d'épargne-études . Pour de plus amples renseignements au sujet de John Hancock, rendez-vous à l'adresse .
    Manuvie est un employeur qui souscrit au principe de l'égalité d'accès à l'emploi
    À Manuvie/John Hancock, nous embrassons notre diversité. Nous nous efforçons d'attirer, de perfectionner et de maintenir un effectif qui est aussi varié que nos clients, et de favoriser la création d'un milieu de travail inclusif qui met à profit la diversité de nos employés et les compétences de chacun. Nous nous engageons à assurer un recrutement, une fidélisation, une promotion et une rémunération équitables, et nous administrons toutes nos pratiques et tous nos programmes sans discrimination en raison de la race, de l'ascendance, du lieu d'origine, de la couleur, de l'origine ethnique, de la citoyenneté, de la religion ou des croyances ou des convictions religieuses, du genre (y compris grossesse et affection liée à une grossesse), de l'orientation sexuelle, des caractéristiques génétiques, du statut d'ancien combattant, de l'identité de genre, de l'expression de genre, de l'âge, de l'état matrimonial, de la situation de famille, d'une invalidité ou de tout autre motif protégé par la loi applicable.
    Nous nous sommes

    donné

    comme priorité d'éliminer les obstacles à l'accès égalitaire à l'emploi. Un représentant des Ressources humaines collaborera avec les candidats qui demandent une mesure d'aménagement raisonnable pendant le recrutement. Tous les renseignements communiqués pendant le processus de demande de mesures d'aménagement seront stockés et utilisés conformément aux lois et aux politiques applicables de Manuvie/John Hancock. Pour demander une mesure d'aménagement raisonnable dans le cadre du recrutement, écrivez à

    .
    Salaire et avantages sociaux
    The annual base salary for this role is listed below.
    Primary Location
    Boston, Massachusetts

    Salary range is expected to be between
    $50,475.00 USD - $84,125.00 USD Si vous posez votre candidature à ce poste en dehors de la région principale, veuillez écrire à

    pour obtenir l'échelle salariale correspondant à votre région. Le salaire varie en fonction des conditions du marché local, de la géographie et de facteurs pertinents liés au poste telles les connaissances, les compétences, les qualifications, l'expérience et l'éducation ou la formation. Les employés ont également la possibilité de participer à des programmes de motivation et de toucher une rémunération incitative liée au rendement de l'entreprise et au rendement individuel.
    Manulife/John Hancock offers eligible employees a wide array of customizable benefits, including health, dental, mental health, vision, short- and long-term disability, life and AD&D insurance coverage, adoption/surrogacy and wellness benefits, and employee/family assistance plans. We also offer eligible employees various retirement savings plans (including pension/401(k) savings plans and a global share ownership plan with employer matching contributions) and financial education and counseling resources. Our generous paid time off program in the U.S. includes up to 11 paid holidays, 3 personal days, 150

    hours of vacation, and 40 hours of sick time (or more where required by law) each year, and we offer the full range of statutory leaves of absence.
    Know Your Rights

    I

    Family & Medical Leave

    I Employee Polygraph Protection

    I

    Right to Work

    I

    E-Verify

    I

    Pay Transparency
    Company: John Hancock Life Insurance Company (U.S.A.)
    About Us
    #J-18808-Ljbffr


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