Jobs
>
Hollywood

    Internal Audit Compliance Manager - Hollywood, United States - Amerantbank

    Amerantbank
    Amerantbank Hollywood, United States

    2 weeks ago

    Default job background
    Description

    Job Description

    Job Description

    This role will manage regulatory compliance audits performed by in house staff or an outsourced firm and the validation work related to issues identified in Compliance audits. This role will assist in the development of the Internal Audit Compliance Plan and the Compliance Auditable Entities Risk Assessment.

    Responsibilities:

    • This position supports the Internal Audit team, specifically focusing on supporting audits over the Bank's regulations, compliance risk management and integrated audits of the compliance risk and the compliance risk management program (i.e., Enterprise Compliance Risk Assessment, Fair and Responsible Banking, change management and Compliance Quality Assurance) carried out by second line of defense and business lines.
    • Partners with leaders in their assigned Line of Business, Risk/Compliance/Audit/Consultants, and other stakeholders to ensure the Internal Audit Plan remains relevant with the risks impacting the organization.
    • Leads compliance audits, projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations.
    • Updates the Internal Audit Compliance Risk Assessment and maintains the Compliance Universe up to date with current trends and changes in the business.
    • Facilitate the identification of gaps and drive solutions that minimize losses resulting from inadequate internal processes, systems, or human errors.
    • Ensures the active identification, response and/or escalation of risks as appropriate.
    • Monitors and reviews the corrective action taken by management to remediate Internal Audit findings.
    • May influence policies and procedures to maximize profit potential and minimize regulatory exposure.
    • Accountable for building effective partnerships between with business line and second line of defense partners.
    • Stay up to date with regulatory guidance and changes in the regulatory landscape.

    Minimum Education and /or Certifications:

    ACAMs and Certified Internal Audit Certifications preferred.

    Bachelor's degree, or equivalent work experience.

    Minimum Work Experience Requirements:

    At least 10 years of experience, including 5 in supervisory roles.

    Technical and/or Essential Knowledge:

    • Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business. This includes consumer compliance lending regulations, deposit regulations, Bank holding company regulations and others applicable to mid-sized Banks.
    • Advanced understanding of the business line's operations, products/services, systems, and associated risks/controls
    • Thorough knowledge of Risk/Compliance/Audit competencies
    • Strong leadership and management skills of processes, projects, and people
    • Effective written and verbal communication skills
    • Strong analytical, problem-solving and negotiation skills
  • exp

    Grants Compliance Manager

    2 days ago

    exp Coral Gables, United States

    EXP is looking for a Grants Compliance Manager who will serve on a variety of multimodal and intermodal planning initiatives and projects for the oversight of the PTO programs and projects for transit, aviation, seaports, railroads, intermodal access and freight movement. Contrac ...

  • Amerant Bank

    Internal Audit Compliance Manager

    3 weeks ago

    Amerant Bank Hollywood, United States

    This role will manage regulatory compliance audits performed by in house staff or an outsourced firm and the validation work related to issues identified in Compliance audits. This role will assist in the development of the Internal Audit Compliance Compliance Manager, Audit, Int ...

  • Amerant Bancorp Inc.

    Internal Audit Compliance Manager

    2 weeks ago

    Amerant Bancorp Inc. Hollywood, United States

    This role will manage regulatory compliance audits performed by in house staff or an outsourced firm and the validation work related to issues identified in Compliance audits. This role will assist in the development of the Internal Audit Compliance Plan and the Compliance Audita ...

  • Amerantbank

    Internal Audit Compliance Manager

    1 week ago

    Amerantbank Hollywood, United States

    This role will manage regulatory compliance audits performed by in house staff or an outsourced firm and the validation work related to issues identified in Compliance audits. This role will assist in the development of the Internal Audit Compliance Plan and the Compliance Audita ...

  • Amerantbank

    Internal Audit Compliance Manager

    1 week ago

    Amerantbank Hollywood, United States

    This role will manage regulatory compliance audits performed by in house staff or an outsourced firm and the validation work related to issues identified in Compliance audits. This role will assist in the development of the Internal Audit Compliance Plan and the Compliance Audita ...

  • Amerant Bank

    Internal Audit Compliance Manager

    3 weeks ago

    Amerant Bank Miramar, United States

    This role will manage regulatory compliance audits performed by in house staff or an outsourced firm and the validation work related to issues identified in Compliance audits. This role will assist in the development of the Internal Audit Compliance Plan and the Compliance Audita ...

  • S Davis & Associates

    SBE Contract Compliance Manager

    2 weeks ago

    S Davis & Associates Hollywood, United States

    Job Description · Job DescriptionMinimum of 5 years experience in contract management with working knowledge of Board policies and procedures · Basic to working knowledge of contracting concepts · Good to strong analytical and communication skills · Works with the Office of Econo ...

  • Lendz Financial

    Compliance Manager

    3 weeks ago

    Lendz Financial Fort Lauderdale, United States

    This is an excellent opportunity for a detail-oriented and organized individual to gain experience in compliance at a fast-moving startup in the Financial Services industry. In this position, you'll be in charge spearheading the development and implementation of a comprehensive c ...

  • LHH Recruitment Solutions

    Compliance Manager

    3 weeks ago

    LHH Recruitment Solutions Fort Lauderdale, United States

    Job Description · Job DescriptionJob Summary: Our client is seeking an experienced Compliance Manager to oversee our compliance operations, ensuring adherence to state and federal regulations as well as city requirements. This role is critical in maintaining our company's reputat ...

  • EXP

    Grants Compliance Manager

    2 days ago

    EXP Coral Gables, United States Full time

    EXP is looking for a Grants ComplianceManager who will serve on a variety of multimodal and intermodal planning initiatives and projects for the oversight of the PTO programs and projects for transit, aviation, seaports, railroads, intermodal access and freight movement. Contract ...

  • City of Sunrise FL

    Assistant Code Compliance Manager

    1 week ago

    City of Sunrise FL Fort Lauderdale, United States

    NATURE OF WORK · This classification involves supervising fieldwork for investigation, interpretation, and execution of regulatory codes and ordinances for the City. An employee in this position oversees the operation of the Code Enforcement Division; of the City Code of Ordinanc ...

  • Goldrich Kest

    Floating - Community Manager - Apt./condo

    3 weeks ago

    Goldrich Kest Hollywood, United States

    **GK is recognized by the Los Angeles Business Journal as one of the**: · **Most Influential Family-Owned Businesses in Los Angeles**: · GK Management Co., Inc. is a diversified real estate development and management group of companies and partnerships. Its focus is to expand its ...

  • Honda of North Hollywood

    Multi Store Controller

    2 weeks ago

    Honda of North Hollywood North Hollywood, United States

    **About Us**: · A well-established company owning automotive dealerships and real estate in Los Angeles is excited to welcome an experienced Automotive Business Manager/Controller to our team. This role will oversee both the newly opened Acura of Los Angeles Westside and Honda of ...

  • Suburban Propane

    Branch Manager

    2 weeks ago

    Suburban Propane Hollywood, United States Full time

    **Overview** We are currently looking for a Customer Service Center (CSC) Manager who is enthusiastic, customer-focused and business-oriented to achieve the financial, growth, compliance, and customer satisfaction goals of the CSC creating a positive impact on the Company. Report ...

  • Covenant House California

    Tlp (Transitional Living Programs) Residential

    2 weeks ago

    Covenant House California Hollywood, United States

    **_COVENANT HOUSE CALIFORNIA_**: · **Job Description: TLP (**Transitional Living Programs) **Residential Manager**: · ***:CHC is looking for a passionate and energetic Residential Manager to support its Transitional Living Programs in Hollywood, CA. The Residential Manager (RM) w ...

  • West Coast University

    Campus Executive Director

    3 weeks ago

    West Coast University North Hollywood, United States

    **Summary**: · Reporting to the Co-President, plans, organizes, and directs the campus operations in accordance with all applicable regulatory/governmental/accreditation standards within the proprietary education sector. Provides leadership in the interpretation, coordination, an ...

  • Gary Shienbaum MD PA

    Medical Office Manager

    3 weeks ago

    Gary Shienbaum MD PA Hollywood, United States

    Job Overview: · **Responsibilities**: · - Manage day-to-day operations of the medical office, ensuring efficiency and compliance with regulatory standards. · - Supervise administrative staff, including hiring, training, and performance evaluations. · - Coordinate patient scheduli ...

  • MRA Unlimited Inc.

    Paralegal

    3 weeks ago

    MRA Unlimited Inc. North Hollywood, United States

    **Qualifications**: · - Minimum of 2 years of experience as a Personal Injury Paralegal. · - Proficiency in drafting legal documents and conducting legal research. · - Strong organizational skills with attention to detail. · - Excellent communication and interpersonal skills. · - ...

  • Seminole Gaming

    Surveillance Agent

    3 weeks ago

    Seminole Gaming Hollywood, United States

    **Overview**: · The incumbent in this position is responsible for observing and monitoring Casino operations in order to ensure compliance with Seminole Tribal Gaming Commission (STGC) approved policies and procedures, Tribal Internal Control Standards (TICS), as well as any stat ...

  • San Fernando Valley Community Mental Health Center Inc

    Staff Assistant I

    2 weeks ago

    San Fernando Valley Community Mental Health Center Inc North Hollywood, United States

    Assists in the Program Manager in the implementation, coordination, and continuing operations of the facility. **JOB ID#0902A** · **ESSENTIAL DUTIES AND RESPONSIBILITIES**: · Assists Program Manager by providing leadership to clerical and volunteer staff. · Obtain initial informa ...