Jobs
>
Hollywood

    Internal Audit Compliance Manager - Hollywood, United States - Amerant Bancorp Inc.

    Amerant Bancorp Inc.
    Amerant Bancorp Inc. Hollywood, United States

    1 month ago

    Show more Collapse job
    Default job background
    Description


    This role will manage regulatory compliance audits performed by in house staff or an outsourced firm and the validation work related to issues identified in Compliance audits.

    This role will assist in the development of the Internal Audit Compliance Plan and the Compliance Auditable Entities Risk Assessment.


    Responsibilities:

    • This position supports the Internal Audit team, specifically focusing on supporting audits over the Bank's regulations, compliance risk management and integrated audits of the compliance risk and the compliance risk management program (i.e., Enterprise Compliance Risk Assessment, Fair and Responsible Banking, change management and Compliance Quality Assurance) carried out by second line of defense and business lines.
    • Partners with leaders in their assigned Line of Business, Risk/Compliance/Audit/Consultants, and other stakeholders to ensure the Internal Audit Plan remains relevant with the risks impacting the organization.
    • Leads compliance audits, projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations.
    • Updates the Internal Audit Compliance Risk Assessment and maintains the Compliance Universe up to date with current trends and changes in the business.
    • Facilitate the identification of gaps and drive solutions that minimize losses resulting from inadequate internal processes, systems, or human errors.
    • Ensures the active identification, response and/or escalation of risks as appropriate.
    • Monitors and reviews the corrective action taken by management to remediate Internal Audit findings.
    • May influence policies and procedures to maximize profit potential and minimize regulatory exposure.
    • Accountable for building effective partnerships between with business line and second line of defense partners.
    • Stay up to date with regulatory guidance and changes in the regulatory landscape.

    Minimum Education and /or Certifications:
    ACAMs and Certified Internal Audit Certifications preferred.
    Bachelor's degree, or equivalent work experience.

    Minimum Work Experience Requirements:
    At least 10 years of experience, including 5 in supervisory roles.

    Technical and/or Essential Knowledge:

    • Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business. This includes consumer compliance lending regulations, deposit regulations, Bank holding company regulations and others applicable to mid-sized Banks.
    • Advanced understanding of the business line's operations, products/services, systems, and associated risks/controls
    • Thorough knowledge of Risk/Compliance/Audit competencies
    • Strong leadership and management skills of processes, projects, and people
    • Effective written and verbal communication skills
    • Strong analytical, problem-solving and negotiation skills
    #J-18808-Ljbffr

    We have other current jobs related to this field that you can find below

  • Amerant Bank

    Internal Audit Compliance Manager

    2 weeks ago

    Amerant Bank Hollywood, United States

    This role will manage regulatory compliance audits performed by in house staff or an outsourced firm and the validation work related to issues identified in Compliance audits. This role will assist in the development of the Internal Audit Compliance Compliance Manager, Audit, Int ...

  • S Davis & Associates

    SBE Contract Compliance Manager

    3 days ago

    S Davis & Associates Hollywood, United States

    Job Description · Job DescriptionMinimum of 5 years experience in contract management with working knowledge of Board policies and procedures · Basic to working knowledge of contracting concepts · Good to strong analytical and communication skills · Works with the Office of Econo ...

  • LHH Recruitment Solutions

    Compliance Manager

    1 week ago

    LHH Recruitment Solutions Fort Lauderdale, United States

    Job Description · Job DescriptionJob Summary: Our client is seeking an experienced Compliance Manager to oversee our compliance operations, ensuring adherence to state and federal regulations as well as city requirements. This role is critical in maintaining our company's reputat ...

  • InsideHigherEd

    Manager, Compliance

    1 week ago

    InsideHigherEd Coral Gables, United States

    Current Employees:If you are a current Staff, Faculty or Temporary employee at the University of Miami, please click here to log in to Workday to use the internal application process. To learn how to apply for a faculty or staff position using the Career worklet, please review th ...

  • Amerant Bank

    Internal Audit Compliance Manager

    2 weeks ago

    Amerant Bank Miramar, United States

    This role will manage regulatory compliance audits performed by in house staff or an outsourced firm and the validation work related to issues identified in Compliance audits. This role will assist in the development of the Internal Audit Compliance Plan and the Compliance Audita ...

  • Amerant Bank

    Internal Audit Compliance Manager

    1 week ago

    Amerant Bank Miramar, United States

    This role will manage regulatory compliance audits performed by in house staff or an outsourced firm and the validation work related to issues identified in Compliance audits. This role will assist in the development of the Internal Audit Compliance Plan and the Compliance Audita ...

  • iBusiness Funding

    SBA Compliance Manager

    1 week ago

    iBusiness Funding Fort Lauderdale, United States

    Job Description · Job DescriptionSalary: · iBusiness Funding is a technology company focused on our mission to provide working capital to small and medium sized businesses in an efficient and transparent manner. We are committed to our four values of success: innovation, integri ...

  • City of Hollywood, FL

    Fire Rescue Business and Compliance Manager

    3 days ago

    City of Hollywood, FL Hollywood, United States

    This position manages and coordinates administrative business and compliance functions within the Fire Rescue and Beach Safety Department. The position is responsible for performing a variety of high level technical, financial, and administrative duties requiring a high degree of ...

  • SellersFunding Corp

    Sr. Regulatory Compliance Manager

    1 day ago

    SellersFunding Corp Weston, United States

    This position is only open to candidates residing in: AL, CO, FL, GA, NH, NJ, NY, NC, TN, NC, and SC. · Job Summary · SellersFi (the "Company") is hiring a Sr. Regulatory Compliance Manager on a full-time basis, reporting directly to the Chief Risk Officer/Chief Compliance Office ...

  • EXP

    Grants Compliance Manager

    2 weeks ago

    EXP Coral Gables, United States Full time

    EXP is looking for a Grants ComplianceManager who will serve on a variety of multimodal and intermodal planning initiatives and projects for the oversight of the PTO programs and projects for transit, aviation, seaports, railroads, intermodal access and freight movement. Contract ...

  • ScribeAmerica

    Human Resources Compliance Manager

    1 week ago

    ScribeAmerica Fort Lauderdale, United States

    Job Description: · Job Title: Human Resources Compliance Manager · FLSA Status: Exempt · Type: Full-Time · Department: Human Resources · Reports To: Director of Human Resources · The Human Resources Compliance Manager (HRCM) is responsible for management of the company's complian ...

  • ScribeAmerica

    Human Resources Compliance Manager

    5 days ago

    ScribeAmerica Fort Lauderdale, United States

    Job Description : · Job Title: Human Resources Compliance Manager · FLSA Status: Exempt · Type: Full-Time · Department: Human Resources · Reports To: Director of Human Resources · The Human Resources Compliance Manager (HRCM) is responsible for management of the company's c ...

  • City of Sunrise FL

    Assistant Code Compliance Manager

    3 weeks ago

    City of Sunrise FL Fort Lauderdale, United States

    NATURE OF WORK · This classification involves supervising fieldwork for investigation, interpretation, and execution of regulatory codes and ordinances for the City. An employee in this position oversees the operation of the Code Enforcement Division; of the City Code of Ordinanc ...

  • GA Telesis, LLC

    Senior Trade Compliance Manager

    2 days ago

    GA Telesis, LLC Fort Lauderdale, United States

    Job Description · Job DescriptionGA Telesis is a global leader providing integrated solutions to the aviation and aerospace industries. We serve over 3,000 customers, including airlines, original equipment manufacturers, maintenance, repair, and overhaul (MRO) providers, and supp ...

  • City National Bank of Florida

    Compliance Monitoring Manager

    1 week ago

    City National Bank of Florida Miami, United States

    Overview · Responsible for maintaining, coordinating and administering the Compliance Risk Management Program to include the tracking and analysis of CRA loans, Fair Lending Risk Assessment and Compliance Monitoring Program to ensure that the Bank complies with all applicable law ...

  • City of Tamarac Florida

    Code Compliance Manager

    1 day ago

    City of Tamarac Florida Tamarac, United States

    OF JOB - Administers and coordinates the activities and operations of the code compliance function and supervises related staff. Work involves routine to complex activities enforcing the City Ordinances pertaining to building, fire, and safety codes, Compliance Manager, Complianc ...

  • YMCA of South Florida

    Grants Compliance Manager

    2 weeks ago

    YMCA of South Florida Doral, United States

    The Grant Compliance Manager is a critical role responsible for ensuring compliance with all Youth Development grants within Miami-Dade County. Reporting directly to the Associate Executive Director of Grants & Program Operations, this role involves meticulous oversight of grant ...

  • Carnival Corporation

    Cybersecurity Compliance Manager

    1 week ago

    Carnival Corporation Miami, United States

    Job Description · The Manager, Cybersecurity Compliance is responsible for managing the overall Global Compliance Program, including but not limited to regulatory needs such as SOX, PCI-DSS, Data Privacy (GDPR/CCPA, etc) and best practices from NIST CSF, ISO, SOC2, etc. Additiona ...

  • Boeing

    Senior Compliance and Ethics Manager

    1 week ago

    Boeing Miami, United States Full time

    Job Description · Qualifications: Boeing's Law and Global Compliance organization is seeking a Senior Compliance and Ethics Manager who will oversee the enterprise subsidiary ethics and compliance program, as well as lead a team of Senior Compliance and Ethics Officers (SCEOs) ...

  • Taylor Root

    Sanctions Compliance Manager

    3 weeks ago

    Taylor Root Doral, United States

    Our client, an international sports governing body, is seeking a Sanctions Compliance Manager to join their Legal and Compliance team in Miami, FL. · The candidate will play a pivotal role in ensuring the companies compliance with international sanctions regulations and mitigate ...