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    Compliance Operations Analyst - Palo Alto, United States - Earnin

    Earnin
    Earnin Palo Alto, United States

    5 days ago

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    Description

    Position Summary:


    We are seeking an experienced Compliance Operations Analyst who will play a critical role in ensuring compliance with regulatory requirements and mitigating both current and emerging risks by creatively leveraging data and technology to improve the effectiveness of business and compliance processes.

    The US base salary range for this full-time position is $80,000 - $90,000 + equity + benefits. Our salary ranges are determined by role, level, and location.

    This is a remote position.


    What You'll Do:
    Support the development and execution ofof a Compliance Issues Management process to address regulatory risks for our Compliance program

    Analyze regulations and their applicability to our products and services, and assist with the development of creative and compliant processes and controls

    Execute projects as directed by the manager, ensuring timely and accurate completion while seeking guidance when needed

    Monitor adherence to policies and procedures, and test the effectiveness of processes and controls

    Identify potential areas of weakness and work with partners to strengthen the associated control environment.

    Monitor the implementation of corrective actions and escalate when appropriate

    Foster collaboration and provide cross-functional support within the department, including areas such as fincrime & fraud, regulatory complaints, product and marketing compliance, and the overall compliance program

    All other duties as assigned

    What We're Looking For:

    3+ years of compliance risk management experience in Financial Services

    Demonstrated knowledge and application of financial services related laws and regulations

    Demonstrated knowledge of compliance/regulatory risks, processes, and control frameworks, and the ability to design and evaluate the effectiveness of controls embedded within business processes

    Prior professional services, financial services, or regulatory experience

    Clear, concise, and persuasive written and verbal communication

    Strong orientation to deadlines and detail

    Commercially-oriented creative thinker and problem solver

    Strong project management, critical thinking, and analytical skills

    Ability to embrace and champion our core values

    Mature, professional and of unquestionable integrity, carrying out excellent judgment when handling sensitive information

    Proficiency in Excel/Sheets (VLOOKUP, INDEX MATCH, advanced conditional formatting, pivot tables and reporting, macros and VBA) and PowerPoint/Slides


    At EarnIn, we believe that the best way to build a financial system that works for everyday people is by hiring a team that represents our diverse community.

    Our team is diverse not only in background and experience, but also in perspective. We celebrate our diversity and strive to create a culture of belonging.

    EarnIn does not unlawfully discriminate on the basis of race, color, religion, sex (including pregnancy, childbirth, breastfeeding or related medical conditions), gender identity, gender expression, national origin, ancestry, citizenship, age, physical or mental disability, legally protected medical condition, family care status, military or veteran status, marital status, registered domestic partner status, sexual orientation, genetic information, or any other basis protected by local, state, or federal laws.

    EarnIn is an E-Verify participant.

    EarnIn does not accept unsolicited resumes from individual recruiters or third party recruiting agencies in response to job postings.

    No fee will be paid to third parties who submit unsolicited candidates directly to our hiring managers or HR team.

    #LI-Remote

    #J-18808-Ljbffr


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