Jobs
>
Charlotte

    Lead Compliance Officer- Risk - Charlotte, United States - Manpower Group Inc.

    Default job background
    Description

    Our Enterprise Fortune 50 Financial Services client is looking for a strong Internal Auditor with a background in Risk and Controls. You will join a Consumer Leading team looking to hire multiple highly motivated Compliance Specialists and Auditors.
    Lead Compliance Officer for ECBE (Consumer Lending)

    Locations:
    CLT, IRVING, MN, DES MOINES, Chandler

    Consumer Lending/Commercial Banking Nice to Know:

    • CIA/CPA Certification
    • CFPB/OCC regulation experience
    • Someone who has been doing audit work in a commercial capital/middle market experience.
    • Someone who maybe started out in a mortgage background that has worked their way up into testing/auditing.

    Day to Day:

    • Planning and executing the test of design and operating effectiveness for controls within required timeframes and in accordance with established processes and procedures.
    • Leading and guiding other Sr Specialist Testers as they execute the testing of controls.
    • Effectively communicating the testing or validation process, status, and results to business and risk partners.
    • Writing and/or reviewing reports or presentations that clearly articulate the results/conclusions of testing or validation activities. An officer candidate should be able to explain and present the remediation plan to leaders, the flags its meant to address and how they will achieve it during x timeframe.

    • Consulting on and leading the implementation of initiatives .
    • Effectively communicating with EBCE Leadership and escalating validation concerns or issues as appropriate.
    • Identifying and implementing efficiencies and process improvements.
    • Providing credible challenge and recommendations to EBCE Leadership as needed.
    • Actively participating in learning & development opportunities to ensure the use of best-in-class processes and procedures.
    • Developing clear and concise reporting to be shared with EBCE Leadership.
    • Assisting in managing change to ensure an effective risk management program.
    • Mentoring and coaching Associates.
    • Fostering relationships with teams and collaborating across all other testing and validation teams effectively.

    The Ideal Candidate Will:

    • Have audit/testing experience related to the evaluation of the adequacy and effectiveness of policies, procedures, processes, initiatives, products and internal controls within a regulatory and compliance background.
      The ideal candidate will possess strong critical thinking skills, strong relationship management skills, and is ability to highlight written an execution of test scripts.
    • Must Be able to write control test scripts from scratch, not just follow the steps of a control and execute, but also be involved, be creative, come up with new ideas to improve or edit test scripts if needed.
    • Must have experience
      leading all phases of an internal audit and be able to give examples of each phase, what their ownership was
    • Candidate must understand Operational Risk - they must understand how the Consumer Lending Business side of Wells Fargo flows, what risks we are exposed too, be curious and investigative of those risks and always trying to improve or solution threats to operational risks.
    • Candidates should have experience with consumer lending regulations and have a consumer lending background - UDAAP
      (especially important because the team really lacks the UDAAP skills) , HMDA, DoddFrank, etc. May begin their career in underwriting and move up to the audit space.
    • These Tester will work with the following Consumer Lending products and they should be familiar with some of them: Product knowledge: Credit Cards, Automobile, Personal Banking, Branch Banking, Merchant Service, Enterprise Marketing

    Please apply and send resumes to Shaye Stegall and Jenny Jones at &

    About ManpowerGroup, Parent Company of:
    Manpower, Experis, Talent Solutions, and Jefferson Wells
    _ManpowerGroup (


    NYSE:
    MAN), the leading global workforce solutions company, helps organizations transform in a fast-changing world of work by sourcing, assessing, developing, and managing the talent that enables them to win.

    We develop innovative solutions for hundreds of thousands of organizations every year, providing them with skilled talent while finding meaningful, sustainable employment for millions of people across a wide range of industries and skills.

    Our expert family of brands –_
    _Manpower, Experis, Talent Solutions, and Jefferson Wells_ _–_ creates substantial value for candidates and clients across more than 75 countries and territories and has done so for over 70 years.

    We are recognized consistently for our diversity - as a best place to work for Women, Inclusion, Equality and Disability and in 2022 ManpowerGroup was named one of the World's Most Ethical Companies for the 13th year - all confirming our position as the brand of choice for in-demand talent.

    ManpowerGroup is committed to providing equal employment opportunities in a professional, high quality work environment.

    It is the policy of ManpowerGroup and all of its subsidiaries to recruit, train, promote, transfer, pay and take all employment actions without regard to an employee's race, color, national origin, ancestry, sex, sexual orientation, gender identity, genetic information, religion, age, disability, protected veteran status, or any other basis protected by applicable law.



  • Citigroup Inc. Charlotte, United States

    Citibank, N. A. seeks an Operational Risk Officer for its Charlotte, NC location. DUTIES: Support accessibility tools for Technology Quality Engineering Teams and accommodation teams. Ensure new versions of accessibility tools are made available avoi Risk Officer, Risk, Officer, ...


  • Citigroup Inc. Charlotte, United States

    Citibank, N.A. seeks an Operational Risk Officer for its Charlotte, NC location. · DUTIES: Support accessibility tools for Technology Quality Engineering Teams and accommodation teams. Ensure new versions of accessibility tools are made available avoiding end of vendor service. D ...


  • Citibank Charlotte, United States

    Citibank, N.A. seeks an Operational Risk Officer for its Charlotte, NC location. · DUTIES: Support accessibility tools for Technology Quality Engineering Teams and accommodation teams. Ensure new versions of accessibility tools are made available avoiding end of vendor service. D ...


  • Citigroup Inc Charlotte, United States

    Citibank, N.A. seeks an Operational Risk Officer for its Charlotte, NC location. · DUTIES: Support accessibility tools for Technology Quality Engineering Teams and accommodation teams. Ensure new versions of accessibility tools are made available avoiding end of vendor service. ...


  • Citigroup Inc Charlotte, United States

    Citibank, N.A. seeks an Operational Risk Officer for its Charlotte, NC location. · DUTIES: Support accessibility tools for Technology Quality Engineering Teams and accommodation teams. Ensure new versions of accessibility tools are made available avoiding end of vendor service. ...


  • Truist Financial Corporation Charlotte, United States

    The Operational Risk Management Programs Risk Officer I is a subject matter expert responsible for the design, development, implementation, and execution of core operational risk program(s). This individual is a thought leader that will research, eva Risk Officer, Risk, Officer, ...


  • Wells Fargo Charlotte, United States Full time

    About this role: · Wells Fargo is seeking a Lead Operational Risk Officer in Operational Risk Foundational Programs as part of the Operational Risk Measures, Metrics, & Monitoring Team. · Operational Risk Foundational Programs (ORFP) is responsible for defining and setting the me ...


  • Experis Charlotte, United States

    Our Enterprise Fortune 50 Financial Services client is looking for a strong Internal Auditor with a background in Risk and Controls. You will join a Consumer Leading team looking to hire multiple highly motivated Compliance Specialists and Auditors. · Lead Compliance Officer for ...


  • Experis Charlotte, United States Contract

    Our Enterprise Fortune 50 Financial Services client is looking for a strong Internal Auditor with a background in Risk and Controls. You will join a Consumer Leading team looking to hire multiple highly motivated Compliance Specialists and Auditors. · Lead Compliance Officer for ...


  • Wells Fargo Charlotte, United States

    About this role: · Wells Fargo is seeking a Senior Lead Credit Risk Officer for the Personal Lending CRO Loss Forecasting and Analytics group is looking for an experienced Senior Lead Credit Risk Officer to lead Loss Forecasting for Personal Lending. Qualified candidates must hav ...


  • Wells Fargo Charlotte, United States

    About this role: · Wells Fargo Personal Lending CRO Loss Forecasting and Analytics group is seeking an experienced Senior Lead Credit Risk Officer to lead Risk Appetite Analytics. Qualified candidates must have excellent communication skills, high degree of initiative, strong par ...


  • Wells Fargo Charlotte, United States

    About this role: · Wells Fargo is seeking a Senior Lead Credit Risk Officer for the Personal Lending CRO Loss Forecasting and Analytics group is looking for an experienced Senior Lead Credit Risk Officer to lead Loss Forecasting for Personal Lending. Qualified candidates must hav ...


  • City of Charlotte Charlotte, United States

    Overview · The City of Charlotte is the largest municipality in North Carolina and the 15th largest city in the United States, with a total population of more than 897,000 citizens. A major commerce center, Charlotte hosts several of the nation's largest banks and technology com ...


  • WELLS FARGO BANK Charlotte, United States Full time

    About this role: · Wells Fargo is seeking a Senior Lead Credit Risk Officer to join the Consumer Credit Risk organization within Corporate Risk who will oversee Unsecured Lending products. They will leverage their experience and knowledge of credit risk management, business funct ...


  • United Services Automobile Association Charlotte, United States

    Why USAA? Lets do something that really matters. At USAA, we have an important mission: facilitating the financial security of millions of U.S. military members and their families. Not all of our employees served in our nations military, but we all Risk, Director, Compliance, Ope ...


  • United Services Automobile Association - USAA Charlotte, United States

    What you'll do:Develops, implements and maintains test methodology and governance documentation, inclusive of the test plan development process. Drive adoption and the oversight of adherence to methodology requirements. Oversee test plan development Risk, Director, Compliance, Op ...


  • Truist Charlotte, United States Full time

    ESSENTIAL DUTIES AND RESPONSIBILITIES · Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time. · 1. Completes moderately complex to comp ...


  • USAA Charlotte, United States Full time

    Why USAA? · Let's do something that really matters. · At USAA, we have an important mission: facilitating the financial security of millions of U.S. military members and their families. Not all of our employees served in our nation's military, but we all share in the mission to g ...


  • Wells Fargo Charlotte, United States

    **About this role**: · Wells Fargo is seeking a Corporate Security General Associate Manager... · **In this role, you will**: · - Supervise varying levels of professionals in consulting and risk based security products and services based on defined protocols, tasks and processes ...

  • U.S. Bank National Association

    Cqa Analyst

    2 days ago


    U.S. Bank National Association Charlotte, United States

    At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our shared ambition to life, and each ...