- Assist with ongoing development, rollout and maintenance of the Operational Risk and TPRM Programs.
- Performing third party risk assessment during onboarding and for periodic reviews.
- Working with the first line of the defense (1LoD) to develop KRIs, and monitoring for elevated risks.
- Assisting the 1LoD with operational incident reporting, conducting incident root cause analysis and reporting to management.
- Assisting business managers to perform Risk and Control Self-Assessments and reviewing the responses.
- Maintaining strong relationships with business management and providing risk training.
- Developing risk reporting and dashboards to meet the needs of business management and ORM.
- Identify and document potential risks associated with the operational processes across the firm including trading and operations.
- Educated to at least degree level, preferably in a business related subject.
- 5+ years of experience in operational risk and/ or third party risk management.
- Risk management certification preferred (e.g. CRISC).
- Work experience in financial services industry, preferably in the broker/dealer or banking sectors.
- Strong organizational, documentation, analytical, presentation, and communication skills (written and verbal).
- Hands on experience of Operational Risk processes (e.g. RCSA, KRI, Incident/Issues Management, Scenario Analysis, and risk reporting).
- Strong, analytical approach and a focus on bringing new ideas to increase efficiency/ automation.
- Experience of using and administering eGRC systems.
-
Risk and Safety Specialist
1 week ago
DocGo New York, United StatesTITLE: RISK & SAFETY SPECIALIST · - SALARY: $72,500-$82,000 · - LOCATION: DocGo HQ, 35 W 35th St. New York, NY 10001 · - EMPLOYMENT TYPE: Full Time, On-Site · - BENEFITS: Medical, Dental, and Vision (with company contribution), Paid Time Off, 401k · ABOUT DOCGO: · - DocGo is lead ...
-
Risk Operations Specialist
5 days ago
Melio New York, United States**Risk Operations Specialist** · **_ Location: Hybrid in New York City (3 day in-office requirement)_** · **Qualifications**: · - 1+ years of experience within risk, customer experience or payment operations, ideally within the fintech space · - 1+ years experience working with Z ...
-
Risk Management Specialist
4 days ago
NYC Careers New York, United States**Risk Management Specialist**: · - Apply**Risk Management Specialist**: · - Agency: HOUSING PRESERVATION & DVLPMNT · - Posted on: 05/23/2024- Job type: Full-time · Location · NYC-ALL BOROS · - Title Classification: Exam may be required · Department · POLICY & COMPLIANCE MONITORI ...
-
Associate Principal Risk Specialist
2 weeks ago
Finra New York, United StatesExecute functions in support of specialized units missions including, but not limited to, examinations, investigations, consultations, advisory, knowledge sharing, and quality assurance. · Essential Job Functions: · - Leads examinations of low, medium-low, and medium-high risk an ...
-
IT Risk Specialist, Associate-
1 week ago
Société Générale Jersey City, United States**Responsibilities**: · The IT Risk Specialist shall be responsible for supporting the GBSU Risk Management program as defined by SG America's GBSU Department, as well as the Enterprise Risk Committee and the CIO. Our IT Risk Management program which is an important component of ...
-
Certified Risk Adjustment Coding Specialist
1 week ago
Rendr New York, United States**Discover Better Health Careers with Rendr** · **Who We Are** · Rendr is the leading primary care focused, multi-specialty medical group dedicated to serving the Asian community in New York City. We strive to provide world-class, value-based health care with kindness at more tha ...
-
Market Risk Strategic Initiatives Specialist
1 week ago
Sumitomo Mitsui Banking Corporation New York, United StatesSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 ...
-
Cyber Security Risk Governance Specialist
1 week ago
UBS Weehawken, United StatesUnited States - New Jersey · - Information Technology (IT) · - Group Functions · **Job Reference #** · BR · **City** · - Weehawken · **Job Type** · - Full Time · **Your role** · - Do you have a strong technical cyber security background? Do you have proven experience in cyber ris ...
-
Counterparty Credit Risk Specialist
4 days ago
Bank of America Jersey City, United StatesAt Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. · One of the keys t ...
-
Risk Specialist
1 day ago
Mace New York City, United States Full timePosition Status: This opportunity is for a secured role that is due to commence in March subject to approval. If you would like to be considered as we progress with this position, please click to apply. · At Mace, our purpose is to redefine the boundaries of ambition. We believe ...
-
Group Risk Specialist
1 week ago
TD Bank White Plains, United StatesWork Location: · White Plains, New York · Hours: · 40 · Pay Details: · Line of Business: · Risk Management · **Job Description**: · Department Overview: · The U.S. Business Resilience and Incident Management (BRIM) team is accountable for cross-functional execution of the TD Busi ...
-
Credit & Risk Specialist
1 week ago
Groupe Seb Parsippany, United States**Close to you anywhere in the World** · - Groupe SEB is the global reference for small domestic appliances, cookware and professional coffee with its portfolio of 35 emblematic brands such as Tefal, Seb, Rowenta, Moulinex, Calor, Lagostina, Krups, WMF. Present in 150 countries, ...
-
Senior Risk Specialist
1 week ago
Pyramid Consulting, Inc New York, United StatesImmediate need for a talented Senior Risk Specialist. This is a 06+ months Contract opportunity with long-term potential and is located in NYC, NY (Hybrid). Please review the job description below and contact me ASAP if you are interested. · Job ID: · Pay Range: $80 - $85/hour. ...
-
Risk Management Specialist
1 week ago
DHD Consulting New York, United StatesRisk Management Specialists Responsibilities · Formulate and execute strategies and processes for identifying potential risks and vulnerabilities within the organization. · Assess risks and evaluate existing controls to ensure their adequacy and effectiveness in mitigating iden ...
-
Risk Reporting Specialist
1 day ago
Phyton Talent Advisors New York, United StatesOur Client, a Global Investment Bank, is seeking a Remote Risk Reporting Specialist in the EST or CST timezone. · Key Responsibilities: · Create Visual Reports: · Develop dashboards and visualizations using Tableau and/or Business Objects. · Tailor visualizations for Board prese ...
-
Risk Management Specialist
2 hours ago
City of New York New York, United StatesJob Description · About HPD: · The New York City Department of Housing Preservation and Development (HPD) is the nations largest municipal housing preservation and development agency. Its mission is to promote quality and affordability in the city's housing, and diversity and s ...
-
Senior Risk Specialist
1 week ago
Pyramid Consulting New York, United StatesImmediate need for a talented Senior Risk Specialist. This is a 06+ months Contract opportunity with long-term potential and is located in NYC, NY (Hybrid). Please review the job description below and contact me ASAP if you are interested. · The experience expected from applican ...
-
Risk Analytics Specialist
2 weeks ago
Treliant New York, United StatesOverview · We are currently looking for a Risk Analytics Specialist who will be responsible for developing methodologies and managing analytics for risk models including value-at-risk, stress, and capital models. · Who are we? · Treliant is a global consulting firm serving ban ...
-
Risk Analytics Specialist
22 hours ago
Treliant New York, United StatesOverview · We are currently looking for a Risk Analytics Specialist who will be responsible for developing methodologies and managing analytics for risk models including value-at-risk, stress, and capital models. · Who are we? · Treliant is a global consulting firm serving ban ...
-
risk analysis specialist
2 weeks ago
City of New York New York, United StatesJob Description · The Risk Reduction and Recovery Division focuses on bridging long-term strategies to reduce NYCs risk with actionable operations and programs. This includes coordinating and guiding partnerships to develop strategies that analyze, plan, and address hazard risk ...
Operational Risk Specialist - New York, United States - DAIWA CAPITAL MARKET
Description
Job Description
Job DescriptionDaiwa Capital Markets America is seeking an Associate Director with experience of operational risk and/or third party risk management ("TPRM") to join our Operational Risk Management ("ORM") team. The ORM team is responsible for both the ORM and TPRM programs, working to execute robust risk management processes across the firm. The work environment is dynamic and focused on continuous program improvement, automation and integration with the other risk stripes and related programs.
The role entails working closely with ORM team members and collaborating cross-functionally with stakeholders to implement and deliver all components of the framework. In addition, the candidate will directly contribute to risk related initiatives including new operational risk initiatives, incident response, RCSA, Key Risk Indicators (KRIs), eGRC system integration and risk reporting.
The role involves interaction with management across the firm and involvement in a range of projects that provides for a challenging and multi-faceted work environment.
ESSENTIAL FUNCTIONS AND RESPONSIBILITIES:
QUALIFICATIONS: