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    Compliance, Regulatory Compliance, US Bank Regulatory Engagement, Associate - New York, NY, United States - Goldman Sachs

    Goldman Sachs
    Goldman Sachs New York, NY, United States

    1 week ago

    Default job background
    Full time
    Description
    Global Compliance

    Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance
    Compliance accomplishes these through the firm's enterprise-wide compliance risk management program
    As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries
    You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading
    We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape

    Our Team

    Goldman Sachs' US Banking Regulatory Engagement team coordinates engagement with the firm's US Banking regulators, including the Federal Reserve Bank of New York, New York Department of Financial Services, Federal Deposit Insurance Corporation and Consumer Financial Protection Bureau

    The team functions as a regulatory liaison office, fielding inquiries, coordinating throughout our firm, managing examination and internal stakeholder meetings and communication
    We strive to enhance our interactions with banking regulators by managing regulatory engagement protocols, regulatory events tracking, communications, and engagement / exam-related reporting

    The team also provides oversight of US Banking-related regulatory remediation throughout our firm, including overseeing the successful execution of remediation plans by establishing and promoting best practices, standardizing processes, and project management to effectively manage milestones, resources, objectives, and status reporting
    In your role, you will work with these teammates to ensure our regulatory remediations are informed by regulatory priorities, emerging examination areas of focus and related learnings

    This Role

    We are seeking a highly skilled and experienced professional to join our US Banking Regulatory Engagement team with expertise in financial services regulatory exam management and regulatory relations
    In this role, you will be responsible for engaging with regulatory agencies, providing expert guidance on regulatory matters, and ensuring compliance with applicable banking laws and regulations
    You will have a front-row seat to how regulatory areas of focus link to the current economic environment, and advise senior stakeholders in the firm's businesses on how to effectively communicate priorities and resolve concerns

    Serve as a key liaison between the bank and regulatory agencies, leveraging your prior expertise in regulatory relations or affairs
    Coordinate and support regulatory examinations and audits by leveraging your deep understanding of the regulatory process
    Manage both internal and external relationships with senior stakeholders to foster productive, open communication and collaboration
    Advise the business on how to communicate core challenges to the regulators and in evolving their strategy to address regulatory priorities
    Synthesize complex subject matter to convey regulatory trends to leadership
    Proactively prepare the firm for examinations and collaborate with internal stakeholders to address examination findings and recommendations

    This is an exciting opportunity for an individual who wants to join a team that will work together to protect the firm, provide effective challenge and be an agent of change

    Qualifications
    • Bachelor's degree
    • Experience in managing regulatory relations or affairs in financial services, preferably including experience with the Federal Reserve and/or OCC
    • Proven track record of successful coordination and management of regulatory examinations;
    • Comprehensive knowledge of banking regulations, including but not limited to Basel III, Dodd-Frank Act, Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and Consumer Protection regulations
    • Strong knowledge of industry best practices, emerging compliance risks, and culture-related initiatives
    • Excellent analytical and critical thinking skills, with the ability to assess complex regulatory requirements, identify potential compliance risks, and translate into practical action plans for the firm
    • Sound judgment and decision-making abilities in evaluating risk scenarios
    • Detail-oriented with the ability to manage multiple tasks simultaneously
    • Excellent communication and interpersonal skills, with the ability to build effective relationships with regulatory agencies and influence stakeholders at all levels
    • Proven project management skills, including the ability to prioritize and manage multiple initiatives simultaneously
    • Comfortable being independent and a self-starter
    • MS Office proficiency
    About Goldman Sachs

    At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow
    Founded in 1869, we are a leading global investment banking, securities and investment management firm
    Headquartered in New York, we maintain offices around the world

    We believe who you are makes you better at what you do
    We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs
    Learn more about our culture, benefits, and people at

    We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process
    Learn more:

    The Goldman Sachs Group, Inc., 2023
    All rights reserved

    Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity

    Salary Range
    The expected base salary for this New York, New York, United States-based position is $85000-$140000
    In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end

    Benefits
    Goldman Sachs is committed to providing our people with valuable and competitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience
    A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here
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