Compliance Officer - Boston, United States - Marsh & McLennan Companies, Inc.

Compliance Officer

1 week ago

Global Regulatory Compliance, Mutual Funds is a five-person team responsible for overseeing the compliance programs of the US domiciled registered investment companies for the Chief Compliance Officers. This work includes the administration and prepa Compliance Officer, Officer, ...

Compliance Officer

1 week ago

Growing Boston based investment management firm seeks a junior/mid level compliance officer to join their growing team. This individual will work as part of a two person team directly with the CCO. · *2-5+ years of compliance experience within the finance space, preferably with ...

Compliance Officer

1 day ago

At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for our community and each other. ...

Compliance Officer

3 days ago

Is this your next job Read the full description below to find out, and do not hesitate to make an application. · THE ROLE · The Compliance Officer manages a team of compliance professionals to ensure that MFS manages client accounts in a manner consistent with applicable legal, ...

Compliance Officer

1 week ago

Company: · MMC Corporate · Description: · What can you expect? · Marsh McLennan's Legal, Compliance and Public Affairs (LCPA) department promotes a culture in which ethical, lawful, and risk mindful behavior is encouraged and reinforced. LCPA develops and implements policies ...

Compliance Officer

1 week ago

Job Title:Compliance Officer · Scroll down to find the complete details of the job offer, including experience required and associated duties and tasks. · Job Function:Compliance · Location:Boston, MA · Industry:Asset Management · Job Number:JO · Mid-sized global asset mana ...

Compliance Officer

1 week ago

At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for our community and each other. ...

Compliance Officer

1 week ago

Harrison Gray Search has partnered with one of the oldest, most reputable investment advisors in the country to find its next Compliance Officer. · The Compliance Officer is an integral part of the Compliance teams mission to conduct business consistent with the highest standard ...

Compliance Officer

1 week ago

Audax Group is a leading alternative investment manager with offices in Boston, New York, San Francisco, and London. Since its founding in 1999, the firm has raised over $38 billion in capital across its Private Equity and Private Debt businesses. With more than 400 employees and ...

Compliance Officer

1 week ago

Job Title:Compliance Officer Job Function:Compliance Location:Boston, MA Industry:Asset Management Job Number:JO Mid-sized global asset manager in Boston is looking for two compliance officers. Pre and Post experience preferred to work for this rapidly growing firm with a great e ...

Compliance Officer II

1 week ago

Discusses the advantages of formal apprentice training programs in the skilled trades and expansion industries with representatives of management and with labor in the public and private sectors, civic, veterans, schools, and legislative groups to pr Compliance Officer, Officer, ...

Compliance Officer II

1 week ago

The Division of Apprentice Standards (DAS) is responsible for promoting, developing, and servicing registered apprenticeship programs in the Commonwealth of Massachusetts. Our goal is to connect people to high-demand job opportunities across the Commonwealth through equitable acc ...

Compliance Officer II

1 week ago

Job Description · Compliance Officer II (Overpayments Focus) · The Compliance Officer is responsible for conducting investigations for compliance with M.G.L. Chapter 175M and 458 CMR 2.00 , for identifying and investigating cases in accordance with department policies and proc ...

Compliance Officer II

2 weeks ago

Job Description · While professional experience and qualifications are key for this role, make sure to check you have the preferable soft skills before applying if required. · Compliance Officer II (Overpayments Focus) · The Compliance Officer is responsible for conducting inv ...

Associate Research Compliance Officer

2 hours ago

Job ID: 38200 · Location: 10 Brookline Place West, · Brookline, · MA 02445 · Category: Research Administration · Employment Type: Full time · Work Location: Remote: occasional time on campus · Overview · This position's work location is fully remote with the expectation of ...

Director, ADA Compliance Officer

2 weeks ago

**Why This Role is Important to Us:** · The Director, ADA Compliance Officer serves as the primary subject matter expert and central point of contact for all Americans with Disabilities Act (ADA) related inquiries, requests, and accommodations. They must collaborate closely with ...

Regional Wealth Management Compliance Officer

6 days ago

Your role · Are you an expert on the Wealth Management industry, and able to provide analysis on the associated suitability, supervision, and conduct risks? Are you interested by legal and regulatory nuances, and do you enjoy solving complex problems? Are you an organized and mot ...

Regional Wealth Management Compliance Officer

1 week ago

Your role · Are you an expert on the Wealth Management industry, and able to provide analysis on the associated suitability, supervision, and conduct risks? Are you interested by legal and regulatory nuances, and do you enjoy solving complex problems? Are you an organized and mot ...

Portfolio Compliance Officer, Mercer Investments

2 days ago

Company: · Mercer · Description: · At Mercer, we're creating a culture where you can bring your authentic self to work. When you join us, you bring your inclusive energy and enthusiasm to a team that values you personally and professionally - regardless of who you are, what yo ...

Compliance Officer, Assistant Vice President, Onsite

1 week ago

As a Compliance Officer, AVP you will:Assist with the execution of the compliance framework to ensure State Street meets its legal and regulatory obligations including program health assessments, internal controls testing, and governance reporting. E Compliance Officer, Vice Pres ...