- 2-5+ years of compliance experience within the finance space, preferably with experience working as a compliance consultant and internally at a registered investment advisor.
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Compliance Officer
2 weeks ago
Franklin Templeton Investments Boston, United StatesGlobal Regulatory Compliance, Mutual Funds is a five-person team responsible for overseeing the compliance programs of the US domiciled registered investment companies for the Chief Compliance Officers. This work includes the administration and prepa Compliance Officer, Officer, ...
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Compliance Officer
1 week ago
MFS Investment Management Boston, MA, United States Full timeAt MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for our community and each other. ...
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Compliance Officer
2 weeks ago
The Ceres Group Boston, United StatesJob Title:Compliance Officer · Scroll down to find the complete details of the job offer, including experience required and associated duties and tasks. · Job Function:Compliance · Location:Boston, MA · Industry:Asset Management · Job Number:JO · Mid-sized global asset mana ...
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Compliance Officer
2 weeks ago
Marsh & McLennan Companies, Inc. Boston, United StatesWhat can you expect? Marsh McLennans Legal, Compliance and Public Affairs (LCPA) department promotes a culture in which ethical, lawful, and risk mindful behavior is encouraged and reinforced. LCPA develops and implements policies and procedures, s Compliance Officer, Officer, Co ...
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Compliance Officer
2 weeks ago
Marsh & McLennan Companies Boston, United StatesCompany: · MMC Corporate · Description: · What can you expect? · Marsh McLennan's Legal, Compliance and Public Affairs (LCPA) department promotes a culture in which ethical, lawful, and risk mindful behavior is encouraged and reinforced. LCPA develops and implements policies ...
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Compliance Officer
6 days ago
Harrison Gray Search Boston, United StatesHarrison Gray Search has partnered with one of the oldest, most reputable investment advisors in the country to find its next Compliance Officer. · The Compliance Officer is an integral part of the Compliance teams mission to conduct business consistent with the highest standard ...
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Compliance Officer
2 weeks ago
MFS Investments Boston, United StatesAt MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for our community and each other. ...
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Compliance Officer
1 week ago
MFS Investment Management Boston, United StatesIs this your next job Read the full description below to find out, and do not hesitate to make an application. · THE ROLE · The Compliance Officer manages a team of compliance professionals to ensure that MFS manages client accounts in a manner consistent with applicable legal, ...
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Compliance Officer
2 weeks ago
The Ceres Group Boston, United StatesJob Title:Compliance Officer Job Function:Compliance Location:Boston, MA Industry:Asset Management Job Number:JO Mid-sized global asset manager in Boston is looking for two compliance officers. Pre and Post experience preferred to work for this rapidly growing firm with a great e ...
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Compliance Officer
3 days ago
MFS Investment Management Boston, United StatesTHE ROLE · The Compliance Officer manages a team of compliance professionals to ensure that MFS manages client accounts in a manner consistent with applicable legal, regulatory, and client-imposed requirements, and monitors MFS shareholdings and prepares and files reports with g ...
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Compliance Officer
2 weeks ago
Audax Group Boston, United StatesAudax Group is a leading alternative investment manager with offices in Boston, New York, San Francisco, and London. Since its founding in 1999, the firm has raised over $38 billion in capital across its Private Equity and Private Debt businesses. With more than 400 employees and ...
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Compliance Officer
2 weeks ago
Harrison Gray Search Boston, United StatesHarrison Gray Search has partnered with one of the oldest, most reputable investment advisors in the country to find its next Compliance Officer. · The Compliance Officer is an integral part of the Compliance teams mission to conduct business consistent with the highest standard ...
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Compliance Officer II
2 weeks ago
State of Massachusetts Boston, United StatesDiscusses the advantages of formal apprentice training programs in the skilled trades and expansion industries with representatives of management and with labor in the public and private sectors, civic, veterans, schools, and legislative groups to pr Compliance Officer, Officer, ...
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Compliance Officer II
2 weeks ago
State of Massachusetts Boston, United StatesThe Division of Apprentice Standards (DAS) is responsible for promoting, developing, and servicing registered apprenticeship programs in the Commonwealth of Massachusetts. Our goal is to connect people to high-demand job opportunities across the Commonwealth through equitable acc ...
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Compliance Officer II
2 days ago
State of Massachusetts Boston, United StatesCompliance Officer II (Overpayments Focus) The Compliance Officer is responsible for conducting investigations for compliance with M.G.L. Chapter 175M and 458 CMR 2.00 , for identifying and investigating cases in accordance with department policies and procedures, identified as a ...
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Compliance Officer II
2 weeks ago
The Commonwealth of Massachusetts Boston, United StatesJob Description · Compliance Officer II (Overpayments Focus) · The Compliance Officer is responsible for conducting investigations for compliance with M.G.L. Chapter 175M and 458 CMR 2.00 , for identifying and investigating cases in accordance with department policies and proc ...
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Compliance Officer II
3 weeks ago
The Commonwealth of Massachusetts Boston, United StatesJob Description · While professional experience and qualifications are key for this role, make sure to check you have the preferable soft skills before applying if required. · Compliance Officer II (Overpayments Focus) · The Compliance Officer is responsible for conducting inv ...
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Compliance Officer III
1 day ago
State of Massachusetts Boston, United StatesThe Department of Public Utilities (DPU) is responsible for oversight of investor-owned electric power, natural gas, and water utilities in the Commonwealth; developing alternatives to traditional regulation; monitoring service quality; regulating sa Compliance Officer, Complianc ...
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Director, ADA Compliance Officer
3 weeks ago
Commonwealth Care Alliance Boston, United States**Why This Role is Important to Us:** · The Director, ADA Compliance Officer serves as the primary subject matter expert and central point of contact for all Americans with Disabilities Act (ADA) related inquiries, requests, and accommodations. They must collaborate closely with ...
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Associate Research Compliance Officer
1 week ago
Dana-Farber Cancer Institute Boston, United StatesJob ID: 38200 · Location: 10 Brookline Place West, · Brookline, · MA 02445 · Category: Research Administration · Employment Type: Full time · Work Location: Remote: occasional time on campus · Overview · This position's work location is fully remote with the expectation of ...
Compliance Officer - Boston, United States - JW Michaels & Co.
Description
Growing Boston based investment management firm seeks a junior/mid level compliance officer to join their growing team. This individual will work as part of a two person team directly with the CCO.*Ability to work independently and alongside a team is required, as well as a willingness to communicate actively to coordinate workload, priorities, initiatives, and regulatory interpretations.