Compliance Officer - Boston, United States - Franklin Templeton Investments

Compliance Officer

3 weeks ago

What can you expect? Marsh McLennans Legal, Compliance and Public Affairs (LCPA) department promotes a culture in which ethical, lawful, and risk mindful behavior is encouraged and reinforced. LCPA develops and implements policies and procedures, s Compliance Officer, Officer, Co ...

Compliance Officer

3 weeks ago

Company: · MMC Corporate · Description: · What can you expect? · Marsh McLennan's Legal, Compliance and Public Affairs (LCPA) department promotes a culture in which ethical, lawful, and risk mindful behavior is encouraged and reinforced. LCPA develops and implements policies ...

Compliance Officer

3 weeks ago

Growing Boston based investment management firm seeks a junior/mid level compliance officer to join their growing team. This individual will work as part of a two person team directly with the CCO. · *2-5+ years of compliance experience within the finance space, preferably with ...

Compliance Officer

2 weeks ago

Harrison Gray Search has partnered with one of the oldest, most reputable investment advisors in the country to find its next Compliance Officer. · The Compliance Officer is an integral part of the Compliance teams mission to conduct business consistent with the highest standard ...

Compliance Officer

3 weeks ago

At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for our community and each other. ...

Compliance Officer

3 weeks ago

Harrison Gray Search has partnered with one of the oldest, most reputable investment advisors in the country to find its next Compliance Officer. · The Compliance Officer is an integral part of the Compliance teams mission to conduct business consistent with the highest standard ...

Compliance Officer

3 weeks ago

Job Title:Compliance Officer Job Function:Compliance Location:Boston, MA Industry:Asset Management Job Number:JO Mid-sized global asset manager in Boston is looking for two compliance officers. Pre and Post experience preferred to work for this rapidly growing firm with a great e ...

Compliance Officer

2 weeks ago

At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for our community and each other. ...

Compliance Officer

5 days ago

General Information · Country · United States · City · Boston · Department · Finance · Posted · 15-Jan-2024 · Working Time · Permanent - Full-time · Description and Requirements · We are looking for a Compliance Officer to ensure that our operations and business trans ...

Compliance Officer

1 week ago

Growing Boston based investment management firm seeks a junior/mid level compliance officer to join their growing team. This individual will work as part of a two person team directly with the CCO. · *2-5+ years of compliance experience within the finance space, preferably with ...

Compliance Officer

2 weeks ago

Is this your next job Read the full description below to find out, and do not hesitate to make an application. · THE ROLE · The Compliance Officer manages a team of compliance professionals to ensure that MFS manages client accounts in a manner consistent with applicable legal, ...

Compliance Officer

3 weeks ago

Job Title:Compliance Officer · Scroll down to find the complete details of the job offer, including experience required and associated duties and tasks. · Job Function:Compliance · Location:Boston, MA · Industry:Asset Management · Job Number:JO · Mid-sized global asset mana ...

Compliance Officer

1 week ago

THE ROLE · The Compliance Officer manages a team of compliance professionals to ensure that MFS manages client accounts in a manner consistent with applicable legal, regulatory, and client-imposed requirements, and monitors MFS shareholdings and prepares and files reports with g ...

Compliance Officer

3 weeks ago

Audax Group is a leading alternative investment manager with offices in Boston, New York, San Francisco, and London. Since its founding in 1999, the firm has raised over $38 billion in capital across its Private Equity and Private Debt businesses. With more than 400 employees and ...

Compliance Officer

6 days ago

At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for our community and each other. ...

Compliance Officer II

3 weeks ago

Discusses the advantages of formal apprentice training programs in the skilled trades and expansion industries with representatives of management and with labor in the public and private sectors, civic, veterans, schools, and legislative groups to pr Compliance Officer, Officer, ...

Compliance Officer II

3 weeks ago

The Division of Apprentice Standards (DAS) is responsible for promoting, developing, and servicing registered apprenticeship programs in the Commonwealth of Massachusetts. Our goal is to connect people to high-demand job opportunities across the Commonwealth through equitable acc ...

Compliance Officer III

1 week ago

The Department of Public Utilities (DPU) is responsible for oversight of investor-owned electric power, natural gas, and water utilities in the Commonwealth; developing alternatives to traditional regulation; monitoring service quality; regulating sa Compliance Officer, Complianc ...

Senior Compliance Officer

4 hours ago

Elevate Your CareerWork where your ideas have impactCOMPANYAllspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to inspire a new ...

Compliance Officer II

1 week ago

Compliance Officer II (Overpayments Focus) The Compliance Officer is responsible for conducting investigations for compliance with M.G.L. Chapter 175M and 458 CMR 2.00 , for identifying and investigating cases in accordance with department policies and procedures, identified as a ...