Compliance Specialist - North Little Rock, United States - Transco Lines Inc.

Compliance Specialist

1 week ago

Ongoing management training regarding Registration and New Accounts. Maintain current knowledge of investment industry practices and regulations through regular review of appropriate publications, evaluating their applicability to the company and ins Compliance Specialist, Compli ...

Compliance Specialist

3 weeks ago

ESSENTIAL DUTIES AND RESPONSIBILITIES Ongoing management training regarding Registration and New Accounts. · Maintain current knowledge of investment industry practices and regulations through regular review of appropriate publications, evaluating their applicability to the comp ...

Program Compliance Specialist

1 week ago

POSITION SUMMARY · The Compliance function falls within the Finance department of PerfectVision. This position will work within their assigned Region and oversee the following program controls: Risk Management, Compliance, Escalations, Sales Quality and Sales Data Integrity. · A ...

Program Compliance Specialist

1 week ago

Job Description · Job DescriptionPOSITION SUMMARY · The Compliance function falls within the Finance department of PerfectVision. This position will work within their assigned Region and oversee the following program controls: Risk Management, Compliance, Escalations, Sales Quali ...

Lead Compliance Engineer or Lead Compliance Specialist

3 weeks ago

Southwest Power Pool (SPP) is about more than power. We're about the power of relationships. Our employees have the opportunity to work together to ensure electricity is delivered reliably and affordably to the millions of people living in our service territory. We have been vote ...

Regulatory & Compliance Specialist

3 weeks ago

Newell Brands is a leading $8.5B consumer products company with a portfolio of iconic brands such as Graco, Coleman, Oster, Rubbermaid and Sharpie, and 28,000 talented employees around the world. Our high-performance culture, unparalleled curiosity about the world around us, and ...

Fraud Compliance Specialist II

4 weeks ago

Fraud Compliance Specialist II works directly with a Compliance Manager to meet the requirements of the assigned regulatory area of the Compliance Management Program which includes researching, reviewing, and interpreting existing and pending laws an Compliance Specialist, Fraud, ...

Research Quality Compliance Specialist

3 weeks ago

· JOB SUMMARY: · The Quality Compliance Specialist is responsible for ensuring adherence to regulatory standards, procedural compliance, and the maintenance of quality systems within the Research department. This role conducts audits, develops quality metrics, and collaborates ...

Fraud Compliance Specialist II

3 weeks ago

It's fun to work in a company where people truly BELIEVE in what they're doing · We're committed to bringing passion and customer focus to the business. · Fraud Compliance Specialist II works directly with a Compliance Manager to meet the requirements of the assigned regulatory ...

CRA Compliance Specialist III

1 week ago

Basic Qualifications: · * High school diploma or equivalent, required; bachelor's degree, preferred. · * 3+ years regulatory compliance, risk, analytics and/or legal support work experience, required. · * Prior work experience in a financial institution, preferred. · Job Purpose ...

CRA Compliance Specialist III

1 week ago

Position Description: · Job Purpose and Scope: · Responsible for promoting compliance within the Bank's CRA Program including conducting research and interpreting applicable laws and regulations that support the development and implementation of a regulatory change management p ...

BSA/AML Compliance Specialist II

3 weeks ago

Compliance Specialist II works directly with a Compliance Manager to meet the requirements of the assigned regulatory area of the Compliance Management Program which includes researching, reviewing, and interpreting existing and pending laws and regu Compliance Specialist, Compli ...

Fair Lending Compliance Specialist III

3 weeks ago

It's fun to work in a company where people truly BELIEVE in what they're doing · We're committed to bringing passion and customer focus to the business. · The Fair Lending Compliance Specialist III works directly with the Director of Fair and Responsible Banking to meet the req ...

Onboarding & Compliance Specialist THIS IS NOT AN HR ROLE

1 week ago

POSITION SUMMARY · Account Services falls within the Sales Operation department of PerfectVision. Within this role you will have a specialized area that most of your time will be spent on. Each person will be cross-trained in all areas of Account Services to ensure support of our ...

Onboarding & Compliance Specialist THIS IS NOT AN HR ROLE

1 week ago

Job Description · Job DescriptionPOSITION SUMMARY · Account Services falls within the Sales Operation department of PerfectVision. Within this role you will have a specialized area that most of your time will be spent on. Each person will be cross-trained in all areas of Account ...

Compliance Specialist

6 days ago

Job Description · Job DescriptionAre you a detail-oriented professional with expertise in compliance for LIHTC residential properties, and NSP programs? Richsmith Management is seeking a Compliance Specialist to join our growing property management company. This role involves per ...

Clinical Informatics

2 days ago

The Clinical Informatics Specialist (CIS) is a member of the Information Technology Team. He/She reports to the Director of Information Services and works collaboratively with the Chief Nursing officer and the Nursing Administrative Team. The CIS is responsible for operations rel ...

System Engineer

2 days ago

Ref. No: IMM 22-413 · Your Role · Conducting and managing functional hazard analysis and hazard detection · Conducting and managing Failure Mode Effect and Criticality Analysis · Conducting and managing Fault Tree Analysis and Event Tree Analysis · Defining hazard mitigation meas ...

Cleaning staff for operating rooms

2 days ago

This role specifically focuses on the Landstuhl location. · Your responsibilities · Cleaning and disinfecting operating rooms, sluices, and anesthesia areas · Ensuring compliance with hygiene regulations · Ensuring the availability of consumables · Proper documentation of your cl ...

Planning Engineer: Specialist in Control and Safety Technology

2 days ago

"The expertise of Deutsche Bahn is in demand worldwide. As a leading engineering and consulting company in the railway sector, DB Engineering & Consulting has been providing this knowledge since from idea to operation. Around 5,000 employees from 84 nations advise our clients in ...