Compliance Specialist - Little Rock, United States - Stephens

Compliance Specialist

19 hours ago

ESSENTIAL DUTIES AND RESPONSIBILITIES Ongoing management training regarding Registration and New Accounts. · Maintain current knowledge of investment industry practices and regulations through regular review of appropriate publications, evaluating their applicability to the comp ...

Compliance Specialist

4 weeks ago

Job Description · Job DescriptionThe responsibility of this position is to be available and proactive in addressing driver concerns and needs as it relates to safety compliance. · Essential job duties include: · Driver's Application Review/Inquiries · Driver's Previous Employment ...

Regulatory & Compliance Specialist

12 hours ago

Newell Brands is a leading $8.5B consumer products company with a portfolio of iconic brands such as Graco, Coleman, Oster, Rubbermaid and Sharpie, and 28,000 talented employees around the world. Our high-performance culture, unparalleled curiosity about the world around us, and ...

Program Compliance Specialist

2 weeks ago

POSITION SUMMARY · The Compliance function falls within the Finance department of PerfectVision. This position will work within their assigned Region and oversee the following program controls: Risk Management, Compliance, Escalations, Sales Quality and Sales Data Integrity. · A ...

Program Compliance Specialist

2 weeks ago

Job Description · Job DescriptionPOSITION SUMMARY · The Compliance function falls within the Finance department of PerfectVision. This position will work within their assigned Region and oversee the following program controls: Risk Management, Compliance, Escalations, Sales Quali ...

CRA Compliance Specialist III

2 weeks ago

Position Description: · Job Purpose and Scope: · Responsible for promoting compliance within the Bank's CRA Program including conducting research and interpreting applicable laws and regulations that support the development and implementation of a regulatory change management p ...

Fraud Compliance Specialist II

19 hours ago

It's fun to work in a company where people truly BELIEVE in what they're doing · We're committed to bringing passion and customer focus to the business. · Fraud Compliance Specialist II works directly with a Compliance Manager to meet the requirements of the assigned regulatory ...

Research Quality Compliance Specialist

13 hours ago

· JOB SUMMARY: · The Quality Compliance Specialist is responsible for ensuring adherence to regulatory standards, procedural compliance, and the maintenance of quality systems within the Research department. This role conducts audits, develops quality metrics, and collaborates w ...

CRA Compliance Specialist III

2 weeks ago

Basic Qualifications: · * High school diploma or equivalent, required; bachelor's degree, preferred. · * 3+ years regulatory compliance, risk, analytics and/or legal support work experience, required. · * Prior work experience in a financial institution, preferred. · Job Purpose ...

Onboarding & Compliance Specialist THIS IS NOT AN HR ROLE

2 weeks ago

POSITION SUMMARY · Account Services falls within the Sales Operation department of PerfectVision. Within this role you will have a specialized area that most of your time will be spent on. Each person will be cross-trained in all areas of Account Services to ensure support of our ...

Onboarding & Compliance Specialist THIS IS NOT AN HR ROLE

2 weeks ago

Job Description · Job DescriptionPOSITION SUMMARY · Account Services falls within the Sales Operation department of PerfectVision. Within this role you will have a specialized area that most of your time will be spent on. Each person will be cross-trained in all areas of Account ...

Compliance Specialist

2 weeks ago

Job Description · Job DescriptionAre you a detail-oriented professional with expertise in compliance for LIHTC residential properties, and NSP programs? Richsmith Management is seeking a Compliance Specialist to join our growing property management company. This role involves per ...

System Engineer

1 week ago

Ref. No: IMM 22-413 · Your Role · Conducting and managing functional hazard analysis and hazard detection · Conducting and managing Failure Mode Effect and Criticality Analysis · Conducting and managing Fault Tree Analysis and Event Tree Analysis · Defining hazard mitigation meas ...

Planning Engineer: Specialist in Control and Safety Technology

1 week ago

"The expertise of Deutsche Bahn is in demand worldwide. As a leading engineering and consulting company in the railway sector, DB Engineering & Consulting has been providing this knowledge since from idea to operation. Around 5,000 employees from 84 nations advise our clients in ...

Butcher / Meat Sales Fresh Counter (m/f/d)

1 week ago

Location: 25524 Itzehoe | Contract Type: Full-time, permanent | Job ID: 843390 · What you'll be doing with us: · The fresh counter is the heart of our REWE market. Here, you share your passion for meat, sausage, and cheese and advise our customers with your expertise: · You inspi ...

Talent Acquisition Operations Specialist

4 days ago

Position Description: · Job Purpose and Scope: · The Talent Acquisition Operations Specialist is an integral part of our Talent Acquisition team, providing essential administrative support and coordination to ensure a smooth and efficient recruitment process and positive experie ...

Referral Specialist

12 hours ago

ABC Home Medical Supply, Inc is one of the nation's leading urological supply providers and serves as a one-stop shop with a comprehensive line of medical supplies and service that includes: Urological, Incontinence, Wound Care, and Ostomy. ABC Medical is part of the JDS, Inc fam ...

Travel Nurse

5 days ago

Triage is seeking an experienced Cardiovascular Intensive Care Unit Registered Nurse for an exciting Travel Nursing job in Little Rock, AR. Shift: Inquire Start Date: 06/17/2024 Duration: 12 weeks Pay: $ / Week Travel CVICU RN | Little Rock, AR · Travel Nursing: Cardiovascular I ...

APRN-AHG PACE Providers- ID:31778

2 days ago

Location: North Little Rock · Functions independently to perform age-appropriate history and physicals for Pace population Orders, interprets diagnostic tests relative to patient's age-specific need and co-morbidities Implements interventions to support patient stability Actively ...

Senior Civil Environmental Engineer

2 weeks ago

ABOUT YOU · Are you passionate about the environment andready to join an inclusive workplace, committed to leading new ideas and pathways, and to delivering value? If the answer is "Yes" then we have an exciting career opportunity for you as a Sr. Civil Environmental Engineer wi ...