Compliance Analyst - Newport Beach, United States - INSPYR Solutions

INSPYR Solutions Newport Beach, United States

3 weeks ago

Description

Title:
Compliance Analyst (Rule Automation)

Location:
Newport Beach, CADuration: 6+ month contractCompensation: $30-35/hr

Work Requirements:
US Citizen, GC Holders or Authorized to Work in the U.S.

If interested, please contact Margot Parsons at or call

Summary:

This is a challenging and exciting opportunity to work within the Legal & Compliance department, supporting our clients proprietary compliance system.

The Rule Automation Team is responsible for accurately coding and automating client, regulatory, and internal guidelines within the compliance system.

The Analyst will have broad exposure to the entire Investment Guideline Compliance process.

Individuals in this position will have frequent interaction with a variety of groups at all levels of seniority including other teams within Legal & Compliance, Technology, Account Management, Product Strategy and the Trade Floor.

On a given day, your work might include: Creating, automating and maintaining compliance rules based on investment guidelines and regulationsEnsuring that the guideline interpretations of accounts' restrictions are accurately reflected in the compliance systemResearching and addressing various inquiries regarding the status or functionality of compliance rulesTesting and implementing new functionality within the compliance systemParticipating in numerous analytical/technical ad hoc projects aimed at automating account guideline compliance

You will excel in this role if you: Have a strong sense of honesty and integrityQuick learner and adaptable to learn new processes, concepts, and skillsExhibit a strong commitment to quality and attention to detailPossess excellent communication and interpersonal skillsAble to handle multiple, competing priorities and projects

You are going to need this to carry out the job:

Minimum of a Bachelor's Degree (Accounting, Business, Finance or Economics preferred)0 – 3 years of professional experience in compliance or the investment management industryBasic knowledge of the global equity and fixed income markets, including an understanding of financial products such as bonds, equities, and derivatives.

Intermediate/advanced working knowledge of MS Excel.

The following is preferred but not required:

Experience with coding in a compliance system is idealExposure to querying, particularly with SQL and Business ObjectsExperience with BloombergCFA designation or active status in the CFA program is a plus
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