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    Code of Ethics Compliance Analyst - Newport Beach, United States - Ultimate Staffing Services

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    Description

    We are looking for a contract Compliance Consultant to play a crucial role in supporting the Code of Ethics compliance program, focusing on employee personal trading and outside business activity requirements.

    This position will be based in Newport B Compliance Analyst, Compliance, Analyst, Microsoft, Staffing, Technology

  • BlueWing Ventures, LLC.

    Compliance Analyst

    1 day ago


    BlueWing Ventures, LLC. Costa Mesa, United States

    THE JOB · Anduril's Legal Team seeks an experienced analyst — Compliance Analyst — to help build our Compliance team supporting the future technology of defense. In this role, you will work across many aspects of Anduril's business, from helping obtain authorizations to fly or e ...


  • Ultimate Staffing Services Newport Beach, United States

    Job Description · Job DescriptionThis role offers an exciting opportunity within the Legal & Compliance department, supporting a proprietary compliance system. The Rule Automation Team is responsible for accurately coding and automating client, regulatory, and internal guidelines ...


  • Pacific Life Insurance Company Newport Beach, United States

    Pacific Life is investing in bright, agile, and diverse talent to contribute to our mission of innovating our business and creating a superior customer experience. Were actively seeking a talented Senior Sales Compliance Analyst to join our Sales Ex Compliance Analyst, Compliance ...


  • The Patriot Group Newport Beach, United States

    Job Description · Job Description · Credit Manager/Compliance Analyst (Military Veterans Wanted) · Work for a well-respected minority investment bank and institutional brokerage firm in Orange County. With a great leadership team, incredible employee appreciation and undeniabl ...


  • The Patriot Group Newport Beach, United States

    Credit Manager/Compliance Analyst (Military Veterans Wanted) · Work for a well-respected minorityinvestmentbank and institutional brokerage firm in Orange County. With a great leadership team, incredible employee appreciation and undeniable chances togrow – look what we have to ...


  • Pacific Life Newport Beach, United States

    Job Description: · Providing for loved ones, planning rewarding retirements, saving enough for whatever lies ahead - our policyholders count on us to be there when it matters most. It's a big ask, but it's one that we have the power to deliver when we work together. We collaborat ...


  • PIMCO Newport Beach, CA, United States

    PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capita ...

  • Alleviate Financial Solutions

    Compliance Analyst

    3 weeks ago


    Alleviate Financial Solutions Irvine, United States

    Are you a wizard at navigating the intricate maze of regulations, laws, and policies? Do acronyms like FDCPA, TCPA, and FTC make you feel like you're speaking your second language? If so, we've got the perfect potion for your career aspirations · As a Compliance Analyst extraord ...


  • VF Corporation Costa Mesa, United States

    VF Corporation outfits consumers around the world with its diverse portfolio of iconic lifestyle brands, including Vans, The North Face, Timberland, and Dickies. Founded in 1899, VF is one of the world's largest apparel, footwear and accessories companies with socially and enviro ...

  • CommerceWest Bank

    Compliance Analyst

    2 weeks ago


    CommerceWest Bank Irvine, United States

    Job Description · Job DescriptionJob Summary: The Compliance Analyst's role is to support the BSA & Compliance Officer and assist in the implementation and maintenance of the bank's compliance program. You will be responsible for monitoring and analyzing regulatory requirements, ...

  • ConsumerDirect, Inc.

    Compliance Analyst

    2 weeks ago


    ConsumerDirect, Inc. Irvine, United States

    Job Description · Job Description***Local candidates ONLY – this position is on-site Monday – Friday.*** · About ConsumerDirect: · ConsumerDirect is the people-first-financial platform and creator of , , and the HOGO app. We're the first and only company to combine credit, privac ...


  • PIMCO Newport Beach, CA, United States

    PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capita ...


  • Pacific Life Newport Beach, United States

    Job Description: · Pacific Life is investing in bright, agile and diverse talent to contribute to our mission of innovating our business and creating a superior customer experience. We're actively seeking a talented Senior Compliance Analyst to join our Distribution & Marketing ...


  • Knewin Newport Beach, United States

    Job Description: · Pacific Life is investing in bright, agile and diverse talent to contribute to our mission of innovating our business and creating a superior customer experience. We're actively seeking a talented Senior Compliance Analyst to join our Distribution & Marketing C ...


  • BANDAI NAMCO Holdings Inc. Irvine, United States

    POSITION SUMMARY · We are looking for a teammate to serve as a primary ratings content and submission analyst for console, PC, and streaming platform titles. The ideal teammate will primarily work with 1st Parties requirements and our 1st Parties partners: Nintendo, Valve, Micros ...


  • The Patriot Group Newport Beach, United States

    Credit Manager/Compliance Analyst - Newport Beach, CA · Work for a well-respected minorityinvestmentbank and institutional brokerage firm in Orange County. With a great leadership team, incredible employee appreciation and undeniable chances togrow – look what we have to offer y ...


  • PIMCO Newport Beach, CA, United States

    PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capita ...


  • Pacific Investment Management Company, LLC Newport Beach, United States

    PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb Investment, Compliance, Analys ...


  • Pacific Life Newport Beach, United States

    Job Description: · Providing for loved ones, planning rewarding retirements, saving enough for whatever lies ahead - our policyholders count on us to be there when it matters most. It's a big ask, but it's one that we have the power to deliver when we work together. We collabora ...

  • The Intersect Group

    Compliance Analyst

    3 weeks ago


    The Intersect Group Irvine, United States

    Compliance Analyst · IRVINE, CA · $60,000-$70,000 Annually · FULL-TIME OPPORTUNITIES · This position is on-site Monday – Friday 8:30am-5:00pm*** · Position Overview: · We are expanding our compliance team Our ideal Compliance Analyst is detail-oriented, proactive, and a self star ...