Analyst, Compliance Advisor - New York, NY, United States - Atlantic Group

Compliance Advisor

1 week ago

Position Title · Compliance Advisor Location · NY / 1400 Broadway Floor 07 Job Summary · Regulatory Compliance is responsible for developing and maintaining a Compliance Management Program for the Bank that reasonably ensures compliance with consumer protection laws and regu ...

Compliance Advisor

3 days ago

Job Description · Job DescriptionArray is a financial innovation platform that helps digital brands, financial institutions, and fintechs get compelling consumer products to market faster. We deliver a suite of credit and identity monitoring tools, privacy protection, and a finan ...

Vice President, ETF Advisor Compliance

1 week ago

Bring your ideas. Make history. · BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or ...

Compliance Advisor

1 week ago

Regulatory Compliance is responsible for developing and maintaining a Compliance Management Program for the Bank that reasonably ensures compliance with consumer protection laws and regulations, addresses associated risks of harm to consumers and cus Compliance, Commercial, Lendi ...

Compliance Advisor

1 week ago

Position Title · Compliance Advisor - Commercial Lending · Location · NYCB Plaza -102 (Hicksville, NY) · Job Summary · Regulatory Compliance is responsible for developing and maintaining a Compliance Management Program for the Bank that reasonably ensures compliance with consumer ...

Director- Equity Capital Markets Compliance Advisor

1 day ago

Business Overview: · We are conducting a search for an experienced Compliance Officer to cover the Equity Capital Markets ("ECM") business for BNP Paribas in the Americas. The ECM team operates out of New York and executes transactions in all industries / geographies. In addition ...

Director- Equity Capital Markets Compliance Advisor

1 week ago

Business Overview: · We are conducting a search for an experienced Compliance Officer to cover the Equity Capital Markets (ECM) business for BNP Paribas in the Americas. The ECM team operates out of New York and executes transactions in all industries / geographies. In addition ...

Director- Equity Capital Markets Compliance Advisor

1 week ago

Business Overview: · We are conducting a search for an experienced Compliance Officer to cover the Equity Capital Markets ("ECM") business for BNP Paribas in the Americas. The ECM team operates out of New York and executes transactions in all industries / geographies. In addition ...

Compliance Advisor

1 week ago

Job Summary · Regulatory Compliance is responsible for developing and maintaining a Compliance Management Program for the Bank that reasonably ensures compliance with consumer protection laws and regulations, addresses associated risks of harm to consumers and customers, and inte ...

Compliance Officer

3 days ago

**Compliance Officer**: · - Apply**Compliance Officer**: · - Agency: OFFICE OF THE COMPTROLLER · - Posted on: 05/15/2024- Job type: Full-time · Location · MANHATTAN · - Title Classification: No exam required · Department · Asset Management · - Salary range: $125, $140, The Office ...

Administrative Assistant

1 week ago

**Position title: Entry-level Administrative assistant** · Step into an instrumental role. Help conduct the smooth operation of a fast-paced—and friendly—financial planning office. Work as an employee of an independent advisor franchisee with a financial advisory practice of Amer ...

Controller

1 day ago

**About Us** · Rho is on a mission to make finance frictionless for business. Our team and technology power high-performing companies with an end-to-end finance platform that seamlessly enables teams to safely conduct and manage company cash and spending across commercial-grade b ...

Marketing Specialist

2 days ago

The Marketing Specialist is responsible for maintaining a cohesive marketing presence for Diamond State Financial Group. Responsibilities include managing the creation of corporate marketing materials and social media campaigns, maintaining our website, and working with the event ...

Associate General Counsel

1 week ago

Citi is seeking a highly motivated attorney to join its Legal Department as an Associate General Counsel - C15 in its Bank Regulatory Legal ("BRL") Group. In this role, this attorney will provide U.S. bank regulatory legal advice to Citi's businesses and control functions, includ ...

Automotive Service Advisor/writer/consultant/asm

4 days ago

**Average Earning Potential of $60,000 per year and more** · We're seeking a Service Advisor to join our Service Team. · If you have the drive to perform, exceed and excel as a SERVICE ADVISIOR then we want you to come work with us · **Service Advisor Benefits** · - Top brands to ...

Ubs Alternative Investments Us

5 days ago

United States - New York · - Product Management and Development · - Global Wealth Management · **Job Reference #** · BR · **City** · - New York · **Job Type** · - Full Time · **Your role** · - Are you someone who likes to provide alternative investment solutions for high net wort ...

Inspector

1 week ago

**About us** · Milrose Consultants is a national company that provides building code compliance, fulfillment, and consulting solutions for a variety of industry sectors. The company was founded in 1988 and offers services such as permitting, code and zoning, regulatory filing, an ...

National Risk Officer

1 week ago

National Risk Officer · Job Number: · 3250220 · POSTING DATE: Apr 12, 2024 · PRIMARY LOCATION: Americas-United States of America-New York-New York · EDUCATION LEVEL: Bachelor's Degree · JOB: Wealth Management · EMPLOYMENT TYPE: Full Time · JOB LEVEL: Vice President · DESCRIPTION ...

Investment Services Associate

1 week ago

Overview: · **INVESTMENT SERVICES ASSOCIATE** · **WHAT IS THE OPPORTUNITY?** · Work with Investment Services Managers in the managing of the overall relationship of assigned managed agency accounts. Represent Wealth Management in various business activities and maintains contacts ...

Executive Assistant

1 week ago

**Position Summary**: · At Bessemer, the Executive Assistant will provide seamless administrative support to the Client Advisory (CA) Team which consists of an Associate Client Advisor (ACA), Client Advisor (CA), and Senior Client Advisor (SCA). · **Responsibilities**: · - Optimu ...