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Compliance Analyst
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Compliance Analyst
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Compliance Analyst
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Compliance Analyst
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Compliance Analyst
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Flagstar Bank Hicksville, United StatesRegulatory Compliance has many responsibilities related to managing the banks risk to ensure adherence with compliance requirements. One of the main responsibilities is to provide continued leadership and implementation of an enterprise-wide compliance culture by supporting and e ...
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Compliance Analyst
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Compliance Analyst - Stamford, United States - Grayscale Investments
Description
Position Summary:
Grayscale is seeking a Compliance Analyst to help further support the Firm's AML Program.
This individual will play a key role in assisting with administering the Firm's AML Program, with a primary focus on performing Know Your Transaction ("KYT") screenings.
This position is integral in detecting, investigating and reporting potential money laundering risks. This individual will also help support the Firm's Registered Investment Adviser and Broker-Dealer Compliance Programs.Responsibilities:
Assist the Senior Associate, Compliance in facilitating the ongoing review of customers and transactions in accordance with the Firm's AML Program
Conduct analyses using blockchain analytics software to determine risk rating of investors, customers and counterparties engaging in crypto transactions with the firm
Handle the investigative process from detection to decisioning, including drafting SARs when appropriate
Help identify areas of improvement to increase efficiency and effectiveness
Assist in testing the effectiveness of the Firm's Compliance Program
Assist the Compliance team on special projects, as applicable
Effectively work and communicate across all levels of the organization
Develop in-depth knowledge of the Firm's investment products and capabilities
Interest in learning the regulatory obligations under BSA/AML rules, Rule of the Investment Advisers Act, SEC Marketing Rule, and FINRA Rule 2210, and any other applicable rules and regulations
Prior Experience/Requirements:
Bachelor's degree with strong academic achievement
1-3 years of compliance/AML experience at an investment adviser, broker-dealer, or crypto focused firm
Experience with blockchain analysis software, such as Chainalysis, TRM Labs, and Elliptic.
CAMS certification and blockchain accreditation
Suspicious activity reporting to financial authorities
Proficiency in the use of case management systems for AML investigations.
Experience with risk assessment tools and methodologies.
Detail oriented with the ability to assess and prioritize projects
Ability to work effectively on a team
Must be collaborative, flexible and adaptable, reliable with a strong 'can do attitude'
Ability to operate in a fast-paced environment
Strong interest in digital assets, blockchain technology, and related concepts
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