- Manage annual IT testing for internal and external audits, risk assessments, and regulatory, legal, and policy compliance
- Lead preparation for annual IT testing activities
- Conduct IT Compliance training sessions to prepare for IT assessments
- Collaborate with leadership on compliance-related concerns and present findings and suggestions to them
- Ensure prompt turnarounds by supporting internal and external audit requests
- Inform others about IT issues and shortcomings to ensure that remedial action plans are in place
- Make suggestions for repeatable, quantifiable, and long-lasting remediation programs, and follow up on action plans until they are completed
- Develop IT documentation for IT internal controls in consultation with IT, including IT process narratives, process flows, and documented control actions
- Establish and sustain governance tools for risk and compliance to support IT compliance activities
- 5+ years of IT Compliance experience
- 4+ years of experience in IT audit, compliance, or risk management
- Experience working in a large, integrated international corporation
- Expertise in frameworks or legal standards such as COBIT, NIST Finra SEC
- Knowledgeable about detecting hazards for automated controls
- Experience developing, implementing, and administering vendor/supplier security assessments
- Proficient in using SAP GRC, including obtaining audit data from SAP and creating reports to satisfy audit requirements
- Experience managing projects in a complex, decentralized IT organization
- Experience working with ERP systems to detect problems, generate problems and reports, and fix problems
- Working knowledge of databases, application development, or support
- Comprehensive understanding of evaluating third-party reports and contracts to ensure that the third-party vendors and partners have effective internal control programs and identify any risks they might present
- Ability to collaborate well in a dynamic, fast-paced setting
- Ability to balance a variety of resources, due dates, and requirements while working on various tasks
- Strong written and verbal communication skills, including the capacity to speak with business partners in an effective manner regarding IT risks
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Compliance Analyst
6 days ago
Unigen Newark, United States**Job Title**:Compliance Analyst** · **Department**:Quality Assurance Engineering** · **Job Overview**: · The Compliance Analyst manages and maintains Unigen compliance programs. Reports to Sr. Manager, QE and QA Located in Newark, CA · **Primary Job Responsibilities**: · **1. ES ...
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Compliance Analyst
6 days ago
Softheon Stony Brook, United States**Job Title: Compliance Analyst** · **Job Location: Remote** · **About us**: · Softheon is a dynamic and forward-thinking Software as a Service (SaaS) organization that is dedicated to ensuring affordable, accessible, and plentiful healthcare for every American. We are a pioneeri ...
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Compliance Analyst
1 week ago
BOGOTA SAVINGS BANK Hasbrouck Heights, United StatesBogota Savings Bank seeks a Compliance Analyst with a background in Deposit compliance and BSA to assist and support the Compliance/CRA Officer in oversight of the Bank's retail banking activities (both commercial and consumer) and assist the business units to ensure practices, p ...
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Partnership HealthPlan of California Fairfield, United StatesOverview: · To support the objectives of the regulatory and compliance program and to ensure related activities are in alignment with regulatory requirements, contractual obligations, and ethical standards. · **Responsibilities**: · - Maintains awareness and demonstrates understa ...
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Compliance Data Analyst
2 weeks ago
NYC Careers Manhattan, United States**Compliance Data Analyst**: · - Apply**Compliance Data Analyst**: · - Agency: NYC HOUSING AUTHORITY · - Posted on: 05/15/2024- Job type: Full-time · Location · MANHATTAN · - Title Classification: No exam required · Department · Compl Monitor & Investigations · - Salary range: $5 ...
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Christie's New York, United StatesJunior Compliance Analyst, Corporate Compliance (Temporary, Part-time) · The Company · Christie's, the world's largest Art Business, is an incredibly exciting & enriching place to start or continue your career. Whether you work within one of our Specialist Art Departments or in o ...
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Contracts and Compliance Analyst
1 week ago
NYC Careers New York, United States**Contracts and Compliance Analyst**: · - Apply**Contracts and Compliance Analyst**: · - Agency: DEPARTMENT OF SANITATION · - Posted on: 05/18/2024- Job type: Full-time · Location · NYC-ALL BOROS · - Title Classification: Exam may be required · Department · Division of Commercial ...
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Aml Compliance Analyst
3 weeks ago
Mizuho Americas New York, United StatesJob Summary · Compliance Analyst is responsible for administrative functions of the AML Financial Investigations Unit (FIU) for Transaction Monitoring, including Suspicious Activity Reports ("SAR") related responsibilities, Head Office reporting requirements and Transaction Monit ...
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Audit and Compliance Analyst
1 week ago
NYC Careers New York, United States**Audit and Compliance Analyst**: · - Apply**Audit and Compliance Analyst**: · - Agency: DEPARTMENT OF SANITATION · - Posted on: 05/18/2024- Job type: Full-time · Location · NYC-ALL BOROS · - Title Classification: Exam may be required · Department · Division of Commercial Waste · ...
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Junior Compliance Analyst
1 week ago
Gen II Management LLC New York, United StatesGen II Fund Services Boston office is seeking an entry level compliance analyst to work with the compliance team in all administrative tasks related to Anti-Money Laundering (AML) and Know Your Customer (KYC) services for new and existing clients/investors. · **Administrative Fun ...
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Analyst Communications Compliance
1 day ago
Interactive Brokers Greenwich, United StatesAbout INTERACTIVE BROKERS This is a hybrid role (three days in the office/two days remote). Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld compute Communications, Compliance, Co ...
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Senior Compliance Analyst
2 weeks ago
RightWorks Inc Greenwich, United StatesTechnical Compliance Analyst · Looking for someone with strong experience in NIST, ISO, COBIT and SEC · Typical Duties And Responsibilities · Manage annual IT testing for internal and external audits, risk assessments, and regulatory, legal, and policy compliance · Lead prepar ...
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Senior Compliance Analyst
2 weeks ago
RightWorks Staffing Greenwich, United StatesTechnical Compliance Analyst · Looking for someone with strong experience in NIST, ISO, COBIT and SEC · Typical Duties and Responsibilities · Manage annual IT testing for internal and external audits, risk assessments, and regulatory, legal, and policy compliance · Lead prepara ...
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Compliance Analyst
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Grayscale Investments LLC Stamford, United StatesGrayscale Investments is the world's largest digital currency asset manager. Through its family of investment products, Grayscale provides access and exposure to the digital currency asset class in the form of a traditional security without the challenges of buying, storing, and ...
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Compliance Analyst, Financial Crimes Compliance
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Apollo New York, United StatesPosition Overview · The Compliance Analyst will join Apollo's Financial Crimes Compliance (FCC) Team, whose mission is to prevent, detect, and address illicit financial activities from occurring at Apollo. They will work closely with junior and senior members of Apollo's Complian ...
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Compliance Analyst
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Madison-Davis, LLC Stamford, United StatesAsset management company located in Stamford Connecticut looking to bring on board a "Compliance Analyst to join their team. They are currently in office (2 days a week). · Responsibilities: · *Assist the Senior Associate, Compliance in facilitating the ongoing review of custome ...
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Compliance Analyst
2 weeks ago
Madison-Davis, LLC Stamford, United StatesAsset management company located in Stamford Connecticut looking to bring on board a "Compliance Analyst to join their team. They are currently in office (2 days a week). · Responsibilities: · *Assist the Senior Associate, Compliance in facilitating the ongoing review of custom ...
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Compliance Analyst
2 weeks ago
Grayscale Investments Stamford, United StatesPosition Summary: · Grayscale is seeking a Compliance Analyst to help further support the Firm's AML Program. This individual will play a key role in assisting with administering the Firm's AML Program, with a primary focus on performing Know Your Transaction ("KYT") screenings. ...
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Analyst - Communications Compliance
3 days ago
Interactive Brokers Greenwich, United StatesAbout INTERACTIVE BROKERSThis is a hybrid role (three days in the office/two days remote). · Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves ...
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Analyst - Communications Compliance
2 days ago
Interactive Brokers Greenwich, United StatesJob Description · Job Description · About INTERACTIVE BROKERS · This is a hybrid role (three days in the office/two days remote). · Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handhe ...
Senior Compliance Analyst - Greenwich, United States - RightWorks Inc
Description
Technical Compliance Analyst
Looking for someone with strong experience in NIST, ISO, COBIT and SEC
Typical Duties and Responsibilities
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