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Risk Manager
6 days ago
Nevell Group Brea, United States**Risk Manager** · This position is responsible for the successful identification and proactive mitigation of risk at NGi. Successful incumbent will advise management of any potential risks that may affect the reputation, safety, security, financial sustainability and profitabili ...
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Vp, Operational Risk Management
6 days ago
Banc of California Santa Ana, United StatesOverview: · Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, Banc of California (the "bank"). Banc of California is one of the nation's premier relationship-based business banks focused on provi ...
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Risk Management Specialist
1 day ago
GATEKEEPER SYSTEMS Foothill Ranch, United States**RISK MANAGEMENT SPEACIALIST** · **GATEKEEPER SYSTEMS, INC.** · **Foothill Ranch, California** · **_ · Gatekeeper Systems_**_ stands proudly as the foremost global leader in retail loss prevention, operations management, and analytics, with our headquarters based in Foothill Ran ...
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Risk Management Specialist
4 days ago
South Bay Credit Union Lomita, United States**Position Summary** · The Risk Management Specialist (RMS) will report directly to the Director of Risk Management. Under · mínimal supervision, the RMS is responsible for performing all day-to-day account opening and · transaction processing for specialized members. They will a ...
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Credit Risk Manager
1 week ago
Bank of America Newport Beach, United StatesAt Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. · One of the keys t ...
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Risk Management Assistant
1 week ago
RealREPP LLC Newport Beach, United StatesRealREPP, is a full-service, nationally recognized recruiting firm currently teaming with a sable, growing and team oriented commercial real estate owner/developer to assist them in hiring an Administrative Assistant who will be assisting with various departments including (Risk ...
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Avp, Business Unit Risk Manager
1 week ago
Banc of California Santa Ana, United StatesOverview: · Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, Banc of California (the "bank"). Banc of California is one of the nation's premier relationship-based business banks focused on provi ...
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Alternative Fund Risk Management
1 day ago
PIMCO Newport Beach, CA, United States Full timePIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capita ...
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Director, Risk and Fraud Management
5 days ago
Experian Costa Mesa, United StatesCompany Description · We are thrilled to share that FORTUNE has named Experian one of the 100 Best Companies to Work For. In addition, for the last five years we've been name in the top 100 "World's Most Innovative Companies" by Forbes Magazine. · This position will be supporti ...
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Director, Risk and Fraud Management
1 week ago
Experian, plc Costa Mesa, United StatesThe Director, Risk and Fraud Management will support existing and new products and features in the consumer financial services industry, working with risk mitigation partners and business stakeholders, including appropriate engagement with Experian C Risk, Director, Management, F ...
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Director, Risk and Fraud Management
1 week ago
Experian Health Costa Mesa, United StatesDirector, Risk and Fraud Management (remote) · Full-time · Employee Status: Regular · Role Type: Hybrid · Job Posting - Salary Range: $141,540 - $254,771 · Department: Legal & Compliance · Flexible Time Off: 20 Days · Schedule: Full Time · We are thrilled to share that FORTUNE h ...
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PIMCO Newport Beach, United StatesPIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capita ...
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Enterprise Risk Management
3 days ago
Nuvision Federal Credit union Huntington Beach, United StatesWe embrace passionate Team Members who consistently display our values: United, Informative, Approachable, Caring and Transparent. We are united in our collective effort to achieve member goals and proactively provide solutions tailored to individual Member needs. We are committe ...
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Portfolio Risk Manager
1 week ago
Automotive Personnel, LLC Fountain Valley, United StatesDirector of Risk · Floorplan finance company · Our client is a well-established B2B financial company focused on providing floorplan financing for independent automotive dealers. We are seeking an experienced Director of Risk to help lead the charge. Our client is a floorplan le ...
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Pacific Life Newport Beach, United StatesJob Description · Job Description: · Providing for loved ones, planning rewarding retirements, saving enough for whatever lies ahead – our policyholders count on us to be there when it matters most. It's a big ask, but it's one that we have the power to deliver when we work toget ...
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Pacific Life Newport Beach, United StatesJob Description · Job Description: · Providing for loved ones, planning rewarding retirements, saving enough for whatever lies ahead – our policyholders count on us to be there when it matters most. It's a big ask, but it's one that we have the power to deliver when we work toget ...
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Pacific Life Newport Beach, CA, United StatesProviding for loved ones, planning rewarding retirements, saving enough for whatever lies ahead – our policyholders count on us to be there when it matters most. It's a career where you have the support, balance, and resources to make a positive impact on the future – including y ...
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Manager, Liquidity Risk
1 week ago
KPMG Irvine, United States**Business Title:** Manager, Liquidity Risk · **Requisition Number:** · **Function:** Advisory · **Area of Interest:** · **State:** CA · **City:** Irvine · **Description:** · The KPMG Advisory practice is currently our fastest growing practice. We are seeing tremendous client de ...
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risk and operations manager
1 week ago
University Of California Irvine Irvine, United States· Job Opening ID: 68757 Reports To: Chief Global Affairs Officer and AVC Global Engagement Working Title: RISK AND OPERATIONS MANAGER Department: Study Abroad Center Bargaining Unit: 99 FLSA: Exempt Payroll Job Code: Job Location: UCI Campus- Irvine Percent of Time: 100% Work Sc ...
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Manager, Liquidity Risk
2 weeks ago
KPMG Irvine, United States**Business Title:** Manager, Liquidity Risk · **Requisition Number:** · **Function:** Advisory · **Area of Interest:** · **State:** CA · **City:** Irvine · **Description:** · The KPMG Advisory practice is currently our fastest growing practice. We are seeing tremendous client de ...
VP Quality and Risk Management - Newport Beach, CA, United States - CFA Institute
Description
PIMCO is a global leader in active fixed income with deep expertise across public and private markets.We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets.
Our flexible capital base and deep relationships with issuers have helped us become one of the world's largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns.
Since 1971, our people have shaped our organization through a high-performance inclusive culture, in which we celebrate diverse thinking.
We believe each of us is here to help others succeed and this has led to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients.
The PIMCO Funds Treasurer's Office ("FTO") provides financial oversight services for the PIMCO Funds Business Group (FGB), which is responsible for operating our public and private fund complexes globally across 350+ unique portfolios.
FTO provides financial leadership, governance, and structure to the FBG, and is accountable for oversight of the Funds' accounting and financial reporting policies and practices, design and effectiveness of SOX/internal controls over financial reporting, integrity of financial reporting and compliance with applicable legal and regulatory requirements, management of the Audit Committee and Audit Chair relationship, management of certain aspects of the Funds' independent auditor engagement, and management of fund expenses.
As a Fund Treasury Manager, you will primarily focus on accounting policies and internal controls over financial reporting and assist in management reporting and oversight that coordinate and oversee PIMCO's 1940 Act open-end and closed-end funds, offshore funds, and private partnerships.
Furthermore, you will assist with special projects that provide a broad array of exposure to our global fund administration business.
Additionally, you will work with team members to document, oversee, and execute processes related to the management, oversight, and production of the annual and semiannual financial reports and related audits conducted in accordance with local GAAP, regulatory filings, and liaise with Fund Accounting, and other internal and external groups for the ongoing management of the funds.
If the following qualities resonate with you, we encourage you to apply for this exciting opportunity.Exceptional Organizational Skills and Resourcefulness:
You excel in managing multiple projects with your outstanding organizational and project management abilities
Adaptability and Collaboration:
You thrive in dynamic, fast-paced environments, adept at navigating shifting priorities and ambiguity. Your emotional intelligence, adaptability, and resilience equip you to manage unstructured processes and demanding responsibilities successfully
Oversee and manage a risk-focused oversight model covering all operational aspects of the Funds, including SOX disclosure controls and financial reporting integrity
Implement and maintain accounting policies, assess new securities and complex deals, and collaborate with the financial reporting team for the review of financial statements and regulatory submissions, ensuring fund prospectus accuracy.
Oversee and manage fund expenses, interpret fund governing documents, conduct fee assessments, and manage the overall funds' expense ratioEngage in and spearhead fund-related projects and activities
Coordinate and prepare quarterly Board Reporting materials and appropriate Management Reporting
Build and sustain essential relationships internally (with legal, compliance, product management, etc.) Oversee the Sarbanes-Oxley oversight program for the funds including risk evaluation, and scope definition
Engage with functional leaders and the vendor oversight team in the acquisition and examination of third-party SSAE 18 (SOC) reports
Enhance the SOX program's efficiency and effectiveness through strategic improvements, automation, and optimization
Coordinate with Enterprise Risk Management in maintaining comprehensive repository of controls and processes, and set up a monitoring and review system to minimize risk and ensure SOX adherence
Perform periodic control testing, including procedural walkthroughs, testing, identifying and addressing deficiencies
Assist in designing, documenting, and testing internal controls over financial reporting to align with COSO standards and fully cover the SOX Program
Minimum of a Bachelor's Degree required
~ An MBA, CPA, or CFA is a plus
~8-15 years of financial reporting or Big 4 audit experience (or a national public accounting firm) focused on the investment management industry
~5+ years relevant work experience in SOX compliance, internal or external audit
~ A strong understanding of mutual fund accounting, operations, and reporting. Ability to implement, interpret, and analyze US GAAP guidance and financial reporting requirements
~ Strong knowledge of various asset types (e.g., Strong understanding of the Sarbanes-Oxley Act, the 2013 COSO framework and SEC guidance for management's assessment of internal controls over financial reporting
~ Experience with internal controls including process control design, preparation of flowcharts and control matrices, documentation and testing of controls, and identification and reporting of control "gaps" required
The discretionary bonus is used to award performance and therefore is determined by company, business, team, and individual performance.
PIMCO recruits and hires qualified candidates without regard to race, national origin, ancestry, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), sexual orientation, gender (including gender identity and expression), age, military or veteran status, disability (physical or mental), any factor prohibited by law, and as such affirms in policy and practice to support and promote the concept of equal employment opportunity and affirmative action, in accordance with all applicable federal, state, provincial and municipal laws.
The company also prohibits discrimination on other basis such as medical condition, or marital status under applicable laws.Applicants with Disabilities
We provide reasonable accommodation for qualified individuals with disabilities, including veterans, in job application procedures.
If you have any difficulty using our online system due to a disability and you would like to request an accommodation, you may contact us at and leave a message.
This is a dedicated line designed exclusively to assist job seekers with disabilities to apply online.
