Compliance Officer - Canton, MA, US

Only for registered members Canton, MA, US, United States

3 days ago

Default job background
$70,000 - $140,000 (USD) per year *
* This salary range is an estimation made by beBee
Under the direction of the VP of BSA and Compliance, Responsible for administering compliance with all aspects of Deposit Compliance, Lending Compliance and audit programs, as well as all other matters requiring regulatory action. · RESPONSIBILITIES: · Monitors programs that veri ...
Job description

Under the direction of the VP of BSA and Compliance, Responsible for administering compliance with all aspects of Deposit Compliance, Lending Compliance and audit programs, as well as all other matters requiring regulatory action.

RESPONSIBILITIES:

  • Monitors programs that verify the Credit Union's compliance with laws, regulations and rules governing operations and product offerings
  • Performs periodic compliance monitoring and self-testing to verify that controls are operating effectively
  • Periodic compliance monitoring includes reviews over the following business areas/functions: Lending related regulations, including HMDA, RESPA/TRID, FCRA, Commercial Lending, Residential Lending, Deposit related regulations, including ACH and Electronic Banking, Marketing.
  • Ensures the Credit Union complies with all Federal and State regulations
  • Maintains ongoing programs to evaluate the Credit Unions compliance management and compliance activities
  • Advises Credit Union's Management of methods to develop and improve the Credit Union's regulatory performance.
  • Assists in maintaining ongoing programs to evaluate the Credit Union's compliance, including the Monitoring and Testing Program, Compliance Management activities to ensure all levels of risks are identified and addressed
  • Assesses the Credit Union's monitoring and testing program and assists Management with implementation and support of products and services, to ensure all levels of risks are identified and addressed
  • Ensures that risk issues associated with new products and significant changes in existing products are properly evaluated and adequately addressed
  • Manages the reviews of Credit Union advertisements and marketing materials and promotional giveaways to ensure they are in compliance with federal regulations and do not pose any financial and/or reputational risk to the Credit Union.
  • Serves as a resource and support to Credit Union Management and employees on issues or inquiries, as needed
  • Ensures corrective action is implemented on issues identified
  • Maintains a high level of knowledge through training, participation in outside seminars and from professional publications and groups to ensure compliance with NCUA laws and regulations; applicable state laws; and such other laws and regulations as may be imposed on the Credit Union
  • Assists in comprehensive compliance projects being considered or implemented at the Credit Union
  • Coordinates with the appropriate team to assist in the project while ensuring that proper regulations are met and that the project is completed in a timely manner

    • REQUIREMENTS:

  • Bachelor's degree in related field, or equivalent work experience
  • Minimum of six (6) years' prior related experience in a financial institution, preferably a credit union or bank
  • Required Certified Regulatory Compliance Manager (CRCM) or an equivalent combination of education and experience sufficient to perform the essential functions of the job
  • Advanced knowledge of related laws and regulations
  • Advanced knowledge of bank/credit union operations, systems, and infrastructure
  • Advanced written, oral, and organizational skills
  • Strong decision making, analytical, and investigation skills with high attention to detail
  • Intermediate proficiency in software for core banking, anti-fraud, risk, and/or compliance management
  • Intermediate skills in Microsoft Office suite (Word, Excel, Outlook)

    • Benefits:

    RFCU offers a comprehensive benefits package, including Cigna medical benefits, dental benefits, vision benefits, a 401(k) plan with company match and profit-sharing potential, flexible health and dependent care plans, and life, AD&D, and LTD insurance. We also provide a generous and flexible tuition reimbursement program, along with a PTO package designed to help employees recharge and enjoy time with family and friends.

    In alignment with our commitment to pay transparency, we're pleased to share that the base salary range for this position is $90,000 - $115,000, excluding fringe benefits or potential incentives. If you're hired at Rockland Federal Credit Union, your final base pay will be determined based on factors such as skills, education, and experience. We also take pay equity seriously and consider the internal equity of our current team members as part of any final offer. Please note that the range provided reflects the full base pay for this role. We also offer a comprehensive compensation and benefits package designed to support your overall well-being and success.

    Rockland Federal Credit Union is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, or protected veteran status and will not be discriminated against on the basis of disability.

    Similar jobs

  • Work in company

    Compliance Officer

    Only for registered members

    The Compliance team is responsible for developing, implementing and monitoring compliance policies and procedures tracking regulatory developments advising the business on compliance considerations throughout the investment process The team partners closely with investment profes ...

    Boston

    1 month ago

  • Work in company

    Compliance Officer

    Only for registered members

    The Compliance Officer role involves performing various duties including policy review and testing as well as preparing annual SEC Rule 38a-1 Reports with the Chief Compliance Officer. · The position will also work on other compliance-related projects and initiatives associated w ...

    Boston $130,000 - $140,000 (USD)

    1 month ago

  • Work in company

    Compliance Officer

    Only for registered members

    The purpose of the Compliance Officer role is to perform a wide range of duties, including Policy Review , Testing, and preparation of the Man US Registered Funds annual SEC Rule 38a-1 Reports with the Funds' Chief Compliance Officer. · ...

    Massachusetts, United States $130,000 - $140,000 (USD) Full time

    4 weeks ago

  • Work in company

    Compliance Officer

    Only for registered members

    The Compliance Officer is responsible for independent oversight and strategic development of our trading compliance program and provides real time compliance support to the Trading Department. · ...

    Boston, MA

    1 month ago

  • Work in company

    Compliance Officer

    Only for registered members

    The Compliance Officer is responsible for independent oversight and strategic development of our trading compliance program and provides real-time compliance support to the Trading Department.Because what we do matters - to us as valued professionals and to the millions of people ...

    Boston

    1 month ago

  • Work in company Remote job

    Compliance Officer

    Only for registered members

    We are seeking a skilled and proactive Compliance Officer to join our Compliance team with a focus on Marketing & Advertising Review. This role is ideal for mid-career professionals with prior experience in investment adviser compliance, · Assist and collaborate with senior team ...

    Boston, MA

    3 weeks ago

  • Work in company

    Compliance Officer

    Only for registered members

    +Job summary · About Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic Discretionary and Solutions offerings.+ResponsibilitiesConduct compliance monitoring including Rule 38a-1 testing main ...

    Boston, MA

    4 weeks ago

  • Work in company

    Compliance Officer

    Only for registered members

    + Manage complex strategic projects and significant regulatory initiatives + Develop effective relationships with business partners industry peers trade associations + Collaborate with senior management to understand business needs opportunities assess and articulate regulatory r ...

    Boston

    1 week ago

  • Work in company

    Compliance Officer

    Only for registered members

    About The Company · Our client is a global investment firm with over $140 billion in AUM. The firm invests across a diverse range of strategies and asset classes, with a mix of long and alternative strategies across liquid and private markets. · Responsibilities · Conduct complia ...

    Boston $70,000 - $140,000 (USD) per year

    3 days ago

  • Work in company

    Compliance Officer

    Only for registered members

    About the Company: · Our client is a global investment firm with over $140 billion in AUM. The firm invests across a diverse range of strategies and asset classes, with a mix of long and alternative strategies across liquid and private markets. · Responsibilities: · Conduct compl ...

    Boston, MA $70,000 - $140,000 (USD) per year

    2 days ago

  • Work in company

    Conflicts Compliance Officer

    Only for registered members

    A leading global investment firm is seeking a mid-level Compliance Officer or Attorney to join its Global Compliance team with a focus on the administration of the firm's compliance program designed to mitigate conflicts of interest. · Providing real time advice to internal globa ...

    Boston

    3 weeks ago

  • Work in company

    Senior Compliance Officer

    Only for registered members

    A leading global investment and insurance organization is seeking a Senior Compliance Officer to join its growing Compliance team. · ...

    Boston

    1 month ago

  • Work in company

    VP, Compliance Officer

    Only for registered members

    +The VP, Compliance Officer – Asset Management will develop, strengthen, and maintain the compliance and regulatory processes for the Asset Management division. · +Oversee the asset management compliance and testing programs. · Identify, assess, and effectively communicate new or ...

    Boston, MA

    1 month ago

  • Work in company

    VP, Compliance Officer

    Only for registered members

    The VP, Compliance Officer – Asset Management will develop, strengthen, and maintain the compliance and regulatory processes for the Asset Management division. · ...

    Boston, MA

    1 week ago

  • Work in company

    Senior Compliance Officer

    Only for registered members

    We are seeking a Senior Compliance Officer to join our growing Compliance team. This role sits at the intersection of asset management, insurance, and marketing. · Review and approve marketing and advertising materials across investment and insurance products · Partner with Marke ...

    Boston, MA

    1 month ago

  • Work in company

    Senior Compliance Officer

    Only for registered members

    The Mayor's Office of Housing (MOH) works to foster healthy, vibrant, and welcoming communities for all by ensuring stable, green, and accessible housing and the sustainable use of land. · ...

    Boston, MA

    1 month ago

  • Work in company

    Chief Compliance Officer

    Only for registered members

    Suffolk is seeking people who are bold. Curious. Innovative. Caring. Looking for the career opportunity of a lifetime. · We'll challenge and inspire you to be your very best. · ...

    Boston, Massachusetts, United States

    1 week ago

  • Work in company

    Chief Compliance Officer

    Only for registered members

    Overview · About Suffolk · Suffolk is a national enterprise that builds, innovates, and invests. We provide value across the entire project lifecycle through our core construction management services and complementary business lines in real estate investment, design, self-perform ...

    Boston, MA $180,000 - $400,000 (USD) per year

    20 hours ago

  • Work in company

    Functional Compliance, Officer

    Only for registered members

    We are looking for an Officer, North America Investment Oversight to provide investment oversight support for the investment management and other functions of SSIM and SSIM Funds Management Inc. The officer will be responsible for performing pre and post trade compliance monitori ...

    Boston $65,000 - $113,750 (USD) Full time

    1 month ago

  • Work in company

    Chief Compliance Officer

    Only for registered members

    Suffolk is seeking a Chief Compliance Officer to oversee regulatory compliance across its vertical construction operations. · Design and implement compliance programs,Regularly train employees on compliance requirements,Monitor evolving regulations,Risk management,Audit processes ...

    Boston, MA

    1 month ago

    • See more