VP, Compliance Officer - Boston, MA

The Compliance Officer role involves performing various duties including policy review and testing as well as preparing annual SEC Rule 38a-1 Reports with the Chief Compliance Officer. · The position will also work on other compliance-related projects and initiatives associated w ...

The Compliance team is responsible for developing, implementing and monitoring compliance policies and procedures tracking regulatory developments advising the business on compliance considerations throughout the investment process The team partners closely with investment profes ...

+Job summary · About Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic Discretionary and Solutions offerings.+ResponsibilitiesConduct compliance monitoring including Rule 38a-1 testing main ...

About The Company · Our client is a global investment firm with over $140 billion in AUM. The firm invests across a diverse range of strategies and asset classes, with a mix of long and alternative strategies across liquid and private markets. · Responsibilities · Conduct complia ...

About the Company: · Our client is a global investment firm with over $140 billion in AUM. The firm invests across a diverse range of strategies and asset classes, with a mix of long and alternative strategies across liquid and private markets. · Responsibilities: · Conduct compl ...

We are seeking a skilled and proactive Compliance Officer to join our Compliance team with a focus on Marketing & Advertising Review. This role is ideal for mid-career professionals with prior experience in investment adviser compliance, · Assist and collaborate with senior team ...

The purpose of the Compliance Officer role is to perform a wide range of duties, including Policy Review , Testing, and preparation of the Man US Registered Funds annual SEC Rule 38a-1 Reports with the Funds' Chief Compliance Officer. · ...

· About Man Group · Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manager invest ...

· Overview · About Suffolk   · Suffolk is a national enterprise that builds, innovates, and invests. We provide value across the entire project lifecycle through our core construction management services and complementary business lines in real estate investment, design, self-pe ...

Suffolk seeks bold individuals who are curious, innovative, and caring. As Chief Compliance Officer you will oversee regulatory compliance across vertical construction operations. · Design and implement company-wide compliance programs. · Risk management including government cont ...

About Victory Capital: · Victory Capital is a diversified global asset management firm and employs a next-generation business strategy that combines boutique investment qualities with the benefits of a fully integrated, centralized operating and distribution platform. · Victory C ...

We are seeking a Senior Compliance Officer to join our team. The successful candidate will be responsible for ensuring compliance with regulatory guidelines and internal policies. · ...

We are looking for an Officer, North America Investment Oversight to provide investment oversight support for the investment management and other functions of SSIM and SSIM Funds Management Inc. The officer will be responsible for performing pre and post trade compliance monitori ...

The Mayor's Office of Housing works to foster healthy communities by ensuring stable housing and sustainable land use. · Under the direct supervision of the Assistant Director of Grants Management,the Senior Compliance Officer will develop procedures to ensure MOH compliance with ...

Senior Compliance Officer –Marketing & Advertising Review Team Lead · Victory Capital | Boston, MA · About Victory Capital · Victory Capital (NASDAQ: VCTR) is a diversified global asset management firm. We serve institutional, intermediary, and individual clients through our Inve ...

A leading global investment firm is seeking a mid-level Compliance Officer or Attorney to join its Global Compliance team with a focus on the administration of the firm's compliance program designed to mitigate conflicts of interest. · ...

++The Executive Office of Energy and Environmental Affairs seeks to protect environmental resources and create a clean energy future for all residents. · Strengthen skills in Microsoft Office and Excel · Strengthen skills in Sharepoint · Data Management experience · ...

Overview · About Suffolk · Suffolk is a national enterprise that builds, innovates, and invests. We provide value across the entire project lifecycle through our core construction management services and complementary business lines in real estate investment, design, self-perform ...

The Senior Compliance Officer will be responsible for developing and implementing procedures and systems to ensure that MOH is in compliance with federal, state, and local grant regulations. · ...

A leading global investment firm is seeking a mid-level Compliance Officer or Attorney to join its Global Compliance team with a focus on the administration of the firm's compliance program designed to mitigate conflicts of interest. · Providing real time advice to internal globa ...

A leading global investment firm is seeking a mid-level Compliance Officer or Attorney to join its Global Compliance team with a focus on the administration of the firm's compliance program designed to mitigate conflicts of interest. · Providing real time advice to internal globa ...