Compliance Officer - Boston, MA

The Compliance Officer role at MFS involves overseeing the firm's compliance framework related to critical business areas including best execution, fair allocation, trade errors and cross trades. · ...

The Compliance team is responsible for developing, implementing and monitoring compliance policies and procedures tracking regulatory developments advising the business on compliance considerations throughout the investment process The team partners closely with investment profes ...

The Compliance Officer is responsible for independent oversight and strategic development of our trading compliance program and provides real-time compliance support to the Trading Department.Because what we do matters - to us as valued professionals and to the millions of people ...

The Compliance Officer is responsible for independent oversight and strategic development of our trading compliance program at MFS. · ...

+ Manage complex strategic projects and significant regulatory initiatives + Develop effective relationships with business partners industry peers trade associations + Collaborate with senior management to understand business needs opportunities assess and articulate regulatory r ...

The Compliance Officer role involves performing various duties including policy review and testing as well as preparing annual SEC Rule 38a-1 Reports with the Chief Compliance Officer. · The position will also work on other compliance-related projects and initiatives associated w ...

The Compliance Officer is responsible for independent oversight and strategic development of our trading compliance program and provides real time compliance support to the Trading Department. · ...

+Job summary · About Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic Discretionary and Solutions offerings.+ResponsibilitiesConduct compliance monitoring including Rule 38a-1 testing main ...

+Job summary · MFS supports employees to reach better outcomes. Employees work together to favor ideas over individuals. · The Compliance Officer oversees trading compliance program. · 8-12+ years of compliance experience. · ...

The purpose of the Compliance Officer role is to perform a wide range of duties, including Policy Review , Testing, and preparation of the Man US Registered Funds annual SEC Rule 38a-1 Reports with the Funds' Chief Compliance Officer. · ...

The Compliance Officer role is to perform a wide range of duties including Policy Review , Testing and preparation of the Man US Registered Funds annual SEC Rule 38a-1 Reports with the Funds' Chief Compliance Officer. · Conduct compliance monitoring, including Rule 38a-1 testing ...

+The VP, Compliance Officer – Asset Management will develop, strengthen, and maintain the compliance and regulatory processes for the Asset Management division. · +Oversee the asset management compliance and testing programs. · Identify, assess, and effectively communicate new or ...

A leading global investment firm is seeking a mid-level Compliance Officer or Attorney to join its Global Compliance team with a focus on the administration of the firm's compliance program designed to mitigate conflicts of interest. · Providing real time advice to internal globa ...

We are seeking a Senior Compliance Officer to join our growing Compliance team. This role sits at the intersection of asset management, insurance, and marketing. · Review and approve marketing and advertising materials across investment and insurance products · Partner with Marke ...

Suffolk is seeking people who are bold. Curious. Innovative. Caring. Looking for the career opportunity of a lifetime. · We'll challenge and inspire you to be your very best. · ...

We are seeking a Senior Compliance Officer to join our team. The successful candidate will be responsible for ensuring compliance with regulatory guidelines and internal policies. · ...

This role will join the Investment Adviser Compliance team with responsibilities spanning the Code of Ethics program compliance testing regulatory inquiries and program enhancements The position partners closely with the Senior Compliance Officer and CCO to manage reporting monit ...

The Mayor's Office of Housing works to foster healthy communities by ensuring stable housing and sustainable land use. · Under the direct supervision of the Assistant Director of Grants Management,the Senior Compliance Officer will develop procedures to ensure MOH compliance with ...

A leading global investment firm is seeking a mid-level Compliance Officer or Attorney to join its Global Compliance team with a focus on the administration of the firm's compliance program designed to mitigate conflicts of interest. · ...

A leading global investment firm is seeking a mid-level Compliance Officer or Attorney to join its Global Compliance team with a focus on the administration of the firm's compliance program designed to mitigate conflicts of interest. · Providing real time advice to internal globa ...