Functional Compliance, Officer - Boston

Compliance Officer · Boston, MA (Hybrid) · A Boston-based investment management firm is seeking an experienced Compliance Officer to join its growing team. This role reports directly to the Chief Compliance Officer and will play an important role in supporting and enhancing the f ...

Our client is a globally established investment management organization known for its sophisticated approach to alternative and traditional strategies. With a strong research-driven culture, advanced technology, and a deep commitment to delivering performance for institutional an ...

The Compliance Officer role involves performing various duties including policy review and testing as well as preparing annual SEC Rule 38a-1 Reports with the Chief Compliance Officer. · The position will also work on other compliance-related projects and initiatives associated w ...

+Job summary · About Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic Discretionary and Solutions offerings.+ResponsibilitiesConduct compliance monitoring including Rule 38a-1 testing main ...

The Compliance team is responsible for developing, implementing and monitoring compliance policies and procedures tracking regulatory developments advising the business on compliance considerations throughout the investment process The team partners closely with investment profes ...

We are seeking a skilled and proactive Compliance Officer to join our Compliance team with a focus on Marketing & Advertising Review. This role is ideal for mid-career professionals with prior experience in investment adviser compliance, · Assist and collaborate with senior team ...

About The Company · Our client is a global investment firm with over $140 billion in AUM. The firm invests across a diverse range of strategies and asset classes, with a mix of long and alternative strategies across liquid and private markets. · Responsibilities · Conduct complia ...

About the Company: · Our client is a global investment firm with over $140 billion in AUM. The firm invests across a diverse range of strategies and asset classes, with a mix of long and alternative strategies across liquid and private markets. · Responsibilities: · Conduct compl ...

The purpose of the Compliance Officer role is to perform a wide range of duties, including Policy Review , Testing, and preparation of the Man US Registered Funds annual SEC Rule 38a-1 Reports with the Funds' Chief Compliance Officer. · ...

· About Man Group · Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manager invest ...

A leading global investment firm is seeking a mid-level Compliance Officer or Attorney to join its Global Compliance team with a focus on the administration of the firm's compliance program designed to mitigate conflicts of interest. · Providing real time advice to internal globa ...

A leading global investment and insurance organization is seeking a Senior Compliance Officer to join its growing Compliance team. · ...

The role of the Portfolio Compliance Officer will be a member of the Compliance team. This individual will work directly with the Portfolio Construction and Trading teams to resolve daily trading related issues. · Conduct daily, pre-trade and post-trade monitoring for primarily e ...

A leading global investment firm is seeking a mid-level Compliance Officer or Attorney to join its Global Compliance team with a focus on the administration of the firm's compliance program designed to mitigate conflicts of interest. · Providing real time advice to internal globa ...

++The Executive Office of Energy and Environmental Affairs seeks to protect environmental resources and create a clean energy future for all residents. · Strengthen skills in Microsoft Office and Excel · Strengthen skills in Sharepoint · Data Management experience · ...

The Senior Compliance Officer will be responsible for developing and implementing procedures and systems to ensure that MOH is in compliance with federal, state, and local grant regulations. · ...

Senior Compliance Officer –Marketing & Advertising Review Team Lead · Victory Capital | Boston, MA · About Victory Capital: · Victory Capital (NASDAQ: VCTR) is a diversified global asset management firm. We serve institutional, intermediary, and individual clients through our Inv ...

The Executive Office of Energy and Environmental Affairs (EEA) seeks to protect, preserve, and enhance Massachusetts' environmental resources and create a clean energy future for all residents. Through the stewardship of open spaces, · the protection of environmental resources, · ...

About Victory Capital: · Victory Capital is a diversified global asset management firm and employs a next-generation business strategy that combines boutique investment qualities with the benefits of a fully integrated, centralized operating and distribution platform. · Victory C ...

The Mayor's Office of Housing works to foster healthy communities by ensuring stable housing and sustainable land use. · Under the direct supervision of the Assistant Director of Grants Management,the Senior Compliance Officer will develop procedures to ensure MOH compliance with ...