Compliance Officer - Boston, MA

Compliance Officer · Boston, MA (Hybrid) · A Boston-based investment management firm is seeking an experienced Compliance Officer to join its growing team. This role reports directly to the Chief Compliance Officer and will play an important role in supporting and enhancing the f ...

The Compliance Officer role involves performing various duties including policy review and testing as well as preparing annual SEC Rule 38a-1 Reports with the Chief Compliance Officer. · The position will also work on other compliance-related projects and initiatives associated w ...

Our client is a globally established investment management organization known for its sophisticated approach to alternative and traditional strategies. With a strong research-driven culture, advanced technology, and a deep commitment to delivering performance for institutional an ...

We are seeking a skilled and proactive Compliance Officer to join our Compliance team with a focus on Marketing & Advertising Review. This role is ideal for mid-career professionals with prior experience in investment adviser compliance, · Assist and collaborate with senior team ...

About The Company · Our client is a global investment firm with over $140 billion in AUM. The firm invests across a diverse range of strategies and asset classes, with a mix of long and alternative strategies across liquid and private markets. · Responsibilities · Conduct complia ...

About the Company: · Our client is a global investment firm with over $140 billion in AUM. The firm invests across a diverse range of strategies and asset classes, with a mix of long and alternative strategies across liquid and private markets. · Responsibilities: · Conduct compl ...

The purpose of the Compliance Officer role is to perform a wide range of duties, including Policy Review , Testing, and preparation of the Man US Registered Funds annual SEC Rule 38a-1 Reports with the Funds' Chief Compliance Officer. · ...

· About Man Group · Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manager invest ...

A leading global investment firm is seeking a mid-level Compliance Officer or Attorney to join its Global Compliance team with a focus on the administration of the firm's compliance program designed to mitigate conflicts of interest. · Providing real time advice to internal globa ...

A leading global investment firm is seeking a mid-level Compliance Officer or Attorney to join its Global Compliance team with a focus on the administration of the firm's compliance program designed to mitigate conflicts of interest. · Providing real time advice to internal globa ...

A leading global investment and insurance organization is seeking a Senior Compliance Officer to join its growing Compliance team. · ...

Suffolk seeks bold individuals who are curious, innovative, and caring. As Chief Compliance Officer you will oversee regulatory compliance across vertical construction operations. · Design and implement company-wide compliance programs. · Risk management including government cont ...

We are seeking a Senior Compliance Officer to join our team. The successful candidate will be responsible for ensuring compliance with regulatory guidelines and internal policies. · ...

The role of the Portfolio Compliance Officer will be a member of the Compliance team. This individual will work directly with the Portfolio Construction and Trading teams to resolve daily trading related issues. · Conduct daily, pre-trade and post-trade monitoring for primarily e ...

We are looking for an Officer, North America Investment Oversight to provide investment oversight support for the investment management and other functions of SSIM and SSIM Funds Management Inc. The officer will be responsible for performing pre and post trade compliance monitori ...

The Executive Office of Energy and Environmental Affairs (EEA) seeks to protect, preserve, and enhance Massachusetts' environmental resources and create a clean energy future for all residents. Through the stewardship of open spaces, · the protection of environmental resources, · ...

The VP, Compliance Officer – Asset Management will develop, strengthen, and maintain the compliance and regulatory processes for the Asset Management division. · ...

About Victory Capital: · Victory Capital is a diversified global asset management firm and employs a next-generation business strategy that combines boutique investment qualities with the benefits of a fully integrated, centralized operating and distribution platform. · Victory C ...

Senior Compliance Officer –Marketing & Advertising Review Team Lead · Victory Capital | Boston, MA · About Victory Capital: · Victory Capital (NASDAQ: VCTR) is a diversified global asset management firm. We serve institutional, intermediary, and individual clients through our Inv ...

Overview · About Suffolk · Suffolk is a national enterprise that builds, innovates, and invests. We provide value across the entire project lifecycle through our core construction management services and complementary business lines in real estate investment, design, self-perform ...