Jobs
>
Cincinnati

    Treasury Compliance Officer - Cincinnati, United States - Fhlbcin

    Fhlbcin
    Fhlbcin Cincinnati, United States

    4 weeks ago

    Default job background
    Description

    General Summary:
    Maintains,tests and assures implementation of improvements to the control environment ofthe Treasury Department. Assuresdepartmental compliance with regulations and that required documentation is inplace by working with both internal and external legal staff.

    Responds tochanges in controls needed due to changes in the trading environment, changesin regulations and FHLB policies and oversees that necessary changes toTreasury systems are implemented in a safe and sound manner.

    Develops the leadership skills of their directreports and effectively delegates to further educate Treasury personnel.


    Principal Duties andResponsibilities:


    Sets the tone for the control environment in Treasury, maintaining a knowledge of new initiatives and market developments, changes to the regulatory environment and FHLB requirements.

    Responsible for the preparation of the annual risk assessment, regulatory review of the prudential and operations standards, monitoring of the fraud risk program and the maintenance of required changes to the delegation of authority and other compliance activities.

    Member of the Credit Risk Committee, the Technology Sub-Committee, and the Operations Risk Subcommittee.
    Participates in Bank-wide and System-wide initiatives, as necessary.

    Oversees the operating incident process by facilitating the determination of the need for and reviews the reporting of operating incidents.

    Assures that incidents that are required to be reported are remediated and that any further review by Internal Audit or ERM are satisfied.

    Implements and negotiates financial contracts (e.g.

    International Swaps and Derivatives Association (ISDA) master agreement and Master Repurchase Agreement, Standby-Bond agreements, Futures Clearing Agreements, Master Securities Forward Transaction Agreements and Cleared Derivative Execution Agreements).Collaborates with Treasury and internal/external legal counsel regarding key business needs, legal concerns and implementation of controls around required compliance activities.

    Manages the process and is responsible for inventorying and working with Treasury management and personnel to assure that all Examination, PwC, ERM, and Internal Audit findings and questions are answered or remediated.

    Responsible for posting material to the PwC and Internal Audit Team Central sites.
    Researches new regulations and advisory bulletins and assesses Treasury's compliance or changes that are required to comply with regulations.

    Designs new processes and business practices in conjunction with Treasury Management to assure compliance and control activities are in place.

    Periodically tests to assure compliance with Treasury and FHLB procedures.
    Creates and implements the standards for process documentation and directs educational activities for the Treasury department.

    Ensures proper documentation and testing are in place partnering with the Office of Finance and IT, to reduce or eliminate the risk of error, causing financial loss.

    Assists the Treasurer with the organization, research, documentation and change management process in regards to the Financial Management Policy.

    Responsible for the leadership development of the Operations Manager, Systems Manager, and Senior Treasury Operations Analyst, reporting directly to this position.

    Performs other duties and assists with special projects as requested.
    Practices effective delegation to allow the development of skills in other members of Treasury.

    Minimum Knowledge,Skills and Abilities Required:


    Knowledge at a level normally acquired through the completion of a Bachelor's degree in Business Administration, Accounting, Finance, or Management.

    Working knowledge of Dodd-Frank is highly desirable.

    Seven or more years of experience working in the financial services industry or related applicable experience, and five years of management experience is required.

    In depth knowledge of control environments and requirements in a financial and trading environment, control development, and process efficiency and how they are interrelated.

    Ability to analyze current workflows and determine ways to increase the effectiveness of the control environment.
    High attention to detail and ability to work independently.

    Ability to make decisions, formulate an immediate plan of action and communicate the benefits and possible weaknesses when addressing potential problems.

    Strong analytical and organizational skills to perform a variety of complex tasks and to coordinate the accurate and timely completion of projects.

    Strong time management skills with the ability to manage multiple projects/responsibilities with varying timelines.
    Experience managing collateral and/or counterparty exposure is preferable.
    Exposure to IT audit/control standards/best practices is beneficial.

    Strong verbal, written, and interpersonal skills to communicate effectively with all levels of Bank staff and external contacts to exchange information and resolve complex and critical problems/situations.

    Demonstrated working knowledge of personal computer; including advanced level knowledge of Excel, Access, and Word.
    Demonstrated commitment to diversity and inclusion. Promotes an environment of empathy and respect.

    Advocates for diversity at all levels of team members and in the selection of business partners and practices inclusion in all areas of responsibility.

    Supports D&I events and learning opportunities.


    Working Conditions:
    Flexibilityto meet changing deadlines and work with the changing priorities of thedepartment.

    #J-18808-Ljbffr
  • Dinsmorecomplianceservices

    Chief Compliance Officer

    2 days ago

    Dinsmorecomplianceservices Cincinnati, United States

    Dinsmore Compliance Services, LLC is currently seeking a highly focused and experienced candidate for our high touch and high energy chief compliance officer (CCO) position to work directly with our financial services clients. This position will lead the engagement with assigned ...

  • CLevelCrossing

    Chief Compliance Officer

    1 day ago

    CLevelCrossing Cincinnati, United States

    Communicate regulatory changes and trends with the client's management team and their employees, representatives, etc. · Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance · Perform trading and best execution reviews; monito ...

  • Edgewood Management

    Compliance Officers

    2 weeks ago

    Edgewood Management Cincinnati, OH, United States

    Edgewood Management Corporation provides superior management services for a variety of residential properties and has an exceptional track record to resolve problems and reposition troubled assets in all areas: operations, administrative, financial and physical. · Our reputation ...

  • Fifth Third

    Compliance Officer II- Compliance Governance and Risk Programs

    4 weeks ago

    Fifth Third Cincinnati, United States

    Make banking a Fifth Third better · We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. · GENERAL FUNCTION: · Responsible and accountable for risk by openly exchanging ideas and opinions, elevatin ...

  • Kentucky Personnel Cabinet

    Charitable Gaming Compliance Officer I

    2 weeks ago

    Kentucky Personnel Cabinet Kentucky, United States

    Advertisement Closes 5/27/2024 (8:00 PM EDT) req61079 Charitable Gaming Compliance Officer I Pay Grade13 Salary $47, Annually Employment Type EXECUTIVE BRANCH | FULL TIME | ELIGIBLE FOR OVERTIME PAY | 18A | HR/WK Hiring Agency Public Protection Cabinet | Department of Charitable ...

  • Fifth Third

    Compliance Officer II

    1 week ago

    Fifth Third Cincinnati, United States

    Make banking a Fifth Third better · We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. · GENERAL FUNCTION: · As a Compliance Officer II (COII) you will conduct compliance testing for the Wealth ...

  • Federal Home Loan Bank

    Treasury Compliance Officer

    2 weeks ago

    Federal Home Loan Bank Cincinnati, United States

    Treasury Compliance Officer · General Summary: · Maintains, · tests and assures implementation of improvements to the control environment of · the Treasury Department. · Assures · departmental compliance with regulations and that required documentation is in · place by working ...

  • Fifth Third Bancorp

    Compliance Officer II

    4 days ago

    Fifth Third Bancorp Cincinnati, United States

    Make banking a Fifth Third better · We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. · GENERAL FUNCTION: · As a Compliance Officer II (COII) you will conduct compliance testing for the Wealth ...

  • Federal Home Loan Bank of Des Moines

    Treasury Compliance Officer

    4 days ago

    Federal Home Loan Bank of Des Moines Cincinnati, United States

    Treasury Compliance Officer · General Summary: · Maintains,tests and assures implementation of improvements to the control environment ofthe Treasury Department. Assuresdepartmental compliance with regulations and that required documentation is inplace by working with both inte ...

  • Dinsmorecomplianceservices

    Chief Compliance Officer

    5 days ago

    Dinsmorecomplianceservices Cincinnati, United States

    Dinsmore Compliance Services, LLC is currently seeking a highly focused and experienced candidate for our high touch and high energy chief compliance officer (CCO) position to work directly with our financial services clients. This position will lead the engagement with assigned ...

  • CommuniCare

    Chief Compliance Officer, Medicare Advantage

    4 days ago

    CommuniCare Cincinnati, United States

    Chief Compliance Officer, Medicare AdvantageCommuniCare Advantage, a member of CommuniCare Health Services,is currently recruiting aChief ComplianceOfficer for our Medicare Advantage plan.The Chief Compliance Officer ensures compliance with regulations and controls by examining a ...

  • Full House Resorts, Inc.

    Compliance Officer

    4 weeks ago

    Full House Resorts, Inc. Rising Sun, United States

    Essential Job Functions: - Responsible for ensuring compliance with all federal, state, and local laws and regulations relating to the gaming operations of Rising Star Casino Resort. - Facilitate and assist in all communication with the Indiana Gamin Compliance Officer, Officer, ...

  • CommuniCare

    Chief Compliance Officer, Medicare Advantage

    4 days ago

    CommuniCare Cincinnati, OH, United States

    Chief Compliance Officer, Medicare AdvantageCommuniCare Advantage, a member of CommuniCare Health Services, is currently recruiting a Chief Compliance Officer for our Medicare Advantage plan.The Chief Compliance Officer ensures compliance with regulations and controls by examinin ...

  • CommuniCare

    Chief Compliance Officer, Medicare Advantage

    5 days ago

    CommuniCare Cincinnati, United States

    Chief Compliance Officer, Medicare AdvantageCommuniCare Advantage, a member of CommuniCare Health Services,is currently recruiting aChief ComplianceOfficer for our Medicare Advantage plan.The Chief Compliance Officer ensures compliance with regulations and controls by examining a ...

  • CLevelCrossing

    Vice President and Chief Compliance Officer

    5 days ago

    CLevelCrossing Cincinnati, United States

    Vice President and Chief Compliance Officer · Posted on · Feb 08, 2022 · Apply for this job · your email: · upload resume: · Profile · Communicate regulatory changes and trends with the client's management team and their employees, representatives, etc. · Perform and/or overse ...

  • Fifth Third

    Compliance Officer II

    1 week ago

    Fifth Third Union, United States

    As a Compliance Officer II (COII) you will conduct compliance testing for the Wealth and Asset Management (W&AM) business and be responsible for testing strategy, execution, and documentation; management reporting and communication; and issue managem Compliance Officer, Complianc ...

  • Fifth Third

    Compliance Officer II

    5 days ago

    Fifth Third Union, United States

    Make banking a Fifth Third better · We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. · GENERAL FUNCTION: · As a Compliance Officer II (COII) you will conduct compliance testing for the Wealth ...

  • Federal Home Loan Bank Cincinnati

    Treasury Compliance Officer

    4 weeks ago

    Federal Home Loan Bank Cincinnati Union, United States

    Treasury Compliance Officer · General Summary: · Maintains,tests and assures implementation of improvements to the control environment ofthe Treasury Department.Assuresdepartmental compliance with regulations and that required documentation is inplace by working with both inter ...

  • Ohio Department of Developmental Disabilities

    Charitable Activities Compliance Inspector

    4 weeks ago

    Ohio Department of Developmental Disabilities Cincinnati, United States

    Primary Location · :United States of America-OHIO-Hamilton County-Cincinnati Organization · :Attorney GeneralClassified Indicator:ClassifiedBargaining Unit / Exempt:Bargaining Unit Schedule · :Full-timeWork Hours:Mon-Fri; 8:00am-5:00pmCompensation:$22.24 per hour - $28.05 ...

  • InsideHigherEd

    Director, Contract Compliance, Hybrid

    2 weeks ago

    InsideHigherEd Cincinnati, United States Administrative Jobs ,

    Current UC employees must apply internally via SuccessFactors > Founded in 1819, the University of Cincinnati ranks among the nation's best urban public research universities. Home to more than 50,000 students, 11,000 faculty and staff and 340,000 alumni, UC combines a Top 35 pu ...