-
Lead Analyst, Regulation
1 day ago
Intercontinental Exchange New York, United States PermanentOverview · Job Purpose · The New York Stock Exchange (an Intercontinental Exchange company) is seeking a Lead Analyst to join NYSE Regulation's Prevention Group. The Lead Analyst will have responsibility for providing regulatory guidance to and market oversight of the NYSE Grou ...
-
Lead Analyst, Regulation
2 weeks ago
Intercontinental Exchange Holdings, Inc. New York, United StatesJob Description: · Job Purpose · The New York Stock Exchange (an Intercontinental Exchange company) is seeking a Lead Analyst to join NYSE Regulations Prevention Group. The Lead Analyst will have responsibility for providing regulatory guidance to and market oversight of the NY ...
-
Lead Analyst, Regulation
3 days ago
Intercontinental Exchange, Inc.(ICE) New York, United StatesOverview · Job Purpose · The New York Stock Exchange (an Intercontinental Exchange company) is seeking a Lead Analyst to join NYSE Regulation's Prevention Group. The Lead Analyst will have responsibility for providing regulatory guidance to and market oversight of the NYSE Group' ...
-
Lead Analyst, Regulation
3 weeks ago
Intercontinental Exchange Holdings, Inc. New York, United StatesJob Description: · Job Purpose · The New York Stock Exchange (an Intercontinental Exchange company) is seeking a Lead Analyst to join NYSE Regulations Prevention Group. The Lead Analyst will have responsibility for providing regulatory guidance to and market oversight of the NY ...
-
Regulated Funds, Analyst
1 week ago
Yieldstreet New York, United StatesJob Description · Job DescriptionAbout the Role · Yieldstreet is seeking an Analyst with an operations background to join our Regulated Funds Team. This role will focus on a wide array of oversight and execution tasks related to the management of Yieldstreet's regulated funds. Yo ...
-
Regulated Funds, Analyst
3 weeks ago
YieldStreet New York, United StatesAbout the Role · Yieldstreet is seeking an Analyst with an operations background to join our Regulated Funds Team. This role will focus on a wide array of oversight and execution tasks related to the management of Yieldstreet's regulated funds. You will collaborate closely with ...
-
finra New York, United States Full timeFINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professional aspirations. We have an excitin ...
-
Environmental Regulation Analyst
3 weeks ago
LG Electronics Englewood Cliffs, United StatesHIGHLIGHTS · Bachelor Degree · 3 years experience · Experienced Hires · Corporate · LOCATION · Englewood Cliffs, New Jersey 07632 · LG's Mission is to be #1 by creating a better life for our customers. At LG we make products and services that make lives better, easier and happier ...
-
Revenue Integrity Analyst
3 weeks ago
Columbia University New York, United StatesJob Type: Officer of Administration · - Bargaining Unit: · - Regular/Temporary: Regular · - End Date if Temporary: · - Hours Per Week: 35 · - Standard Work Schedule: · - Building: · - Salary Range: 65,000-85,000 · - The salary of the finalist selected for this role will be set ba ...
-
Special Situations Analyst
3 weeks ago
Barclays New York, United States**Special Situations Analyst** · **New York** · This role is regulated by FINRA. · As a Barclays Special Situations Analyst, you'll support Senior Analysts within certain industry verticals. This is a career-track opportunity with the possibility of developing into a revenue-gene ...
-
Payroll Analyst
2 weeks ago
Proud Moments New York, United StatesOverview: · We are currently seeing a qualified **Payroll Analyst** to join our HR team. Under supervision of **t**he Payroll Manager the Payroll Analyst will handle all payroll activities and ensure the timely and accurate payment of employee wages. This role is responsible for ...
-
Compliance Data Analyst
2 weeks ago
NYC Careers Manhattan, United States**Compliance Data Analyst**: · - Apply**Compliance Data Analyst**: · - Agency: NYC HOUSING AUTHORITY · - Posted on: 05/15/2024- Job type: Full-time · Location · MANHATTAN · - Title Classification: No exam required · Department · Compl Monitor & Investigations · - Salary range: $5 ...
-
Business Analyst for Primary Dealership
2 weeks ago
Ajna Infotech New York, United States**Company Description** · MSRcosmos is an IT Services subsidiary of the MSRcosmos Group, · A multinational conglomerate. MSRcosmos Group focused on diverse ventures ranging from IT services to real estate and education. Together, both companies believe that business success and ...
-
NOMURA New York, United StatesRegion · - Americas · Division · - Corporate · Location · - New York · Program type · - Internship · Level · - Analyst · Job description · **2025 Quantitative Risk Management Summer Analyst Program** · **Company Overview** · **Risk Management Overview** · The Americas Risk Manage ...
-
Business Analyst for Primary Dealership
2 weeks ago
Kaizer Software Solutions New York, United States**Role: Business Analyst for Primary Dealership & FR2004 Reporting Exp** · **Location: NYC, NY (Day 1 Onsite Hybrid Mandatory) / Remote (Will Try)** · **Position Type: 12 Months Contract** · **Mandatory Skills: Business Analyst, Primary Dealership, and FR2004 Reporting.** · **Ski ...
-
Morgan Stanley New York, United StatesIED - Regulatory Control Group - Analyst/Associate · Job Number: · 3251023 · POSTING DATE: Apr 24, 2024 · PRIMARY LOCATION: Americas-United States of America-New York-New York · JOB: Investment Banking/Sales/Trading/Research · EMPLOYMENT TYPE: Full Time · JOB LEVEL: Analyst · DES ...
-
AstraZeneca Newark, United StatesIntroduction to Role: · Are you ready to take on a hybrid role that will challenge and excite you? As an Operations Master Data and Packaging Documentation Change Analyst, you will support the Sr. Operations Master Data Analyst and the Senior Packaging Documentation Change Specia ...
-
Analyst - Acs
2 weeks ago
NYC Careers Manhattan, United States**Analyst - ACS**: · - Apply**Analyst - ACS**: · - Agency: OFFICE OF MANAGEMENT & BUDGET · - Posted on: 04/17/2024- Job type: Full-time · Location · MANHATTAN · - Title Classification: No exam required · Department · Social Services · - Salary range: $57, $81, TASK FORCE: SOCIAL ...
-
Business Analyst
2 weeks ago
Exaways Corporation New York, United States**Prioritized must haves for the Business Analyst**: · 1. Bachelor's degree in computer science or its equivalent, with 5+ years of relevant work experience in a financial institution. · 2. Business Analyst and Project Management (Waterfall and Agile) experience are required. · 3 ...
-
Analyst, Business Control
2 weeks ago
Santander US New York, United StatesAnalyst, Business Control & Risk Management · - Corporate & Investment Banking · New York, United States of America · The Analyst, Business Control & Risk Management operates within the First Line of Defense and is accountable to assist the Business Control & Risk Management team ...
Lead Analyst, Regulation - New York County, New York, United States - Intercontinental Exchange Holdings, Inc.
Description
Job Description:
Job Purpose
The New York Stock Exchange (an Intercontinental Exchange company) is seeking a Lead Analyst to join NYSE Regulation's Prevention Group.
The Lead Analyst will have responsibility for providing regulatory guidance to and market oversight of the NYSE Group's US securities exchanges by assessing new business proposals to determine whether they implicate exchange rules or the federal securities laws, and by advising on the development of new rules to accommodate such proposals.
Responsibilities
Work closely with senior management of NYSE Regulation and NYSE Group on complex and cutting-edge issues related to equities and options market structure and trading.
Work with business owners and NYSE Group's legal department to review new business proposals, including proposed technology system changes, and provide regulatory guidance to help ensure that such changes are consistent with exchange rules and the federal securities laws.
Assess the regulatory impact of new business proposals and regulatory requirements on applicable market centers and work with appropriate teams to ensure readiness and compliance.
Working closely with technology and operations teams, conduct reviews of Exchange trading systems and critical processes to ensure that they operate in a manner consistent with applicable rules and regulations.
Assist business units in evaluating system issues to assess potential regulatory impact and prioritization of remediation efforts.
Knowledge and Experience
Qualified candidates should have experience with equities or options trading systems, preferably with exposure to legal and regulatory issues involving securities exchanges and trading compliance.
The Lead Analyst will analyze system change proposal to determine potential rule impact and will conduct reviews to ensure that exchange systems are operating in alignment with securities laws and exchange rules governing equities and options trading.
Other qualifications include:
A bachelor's degree or equivalent work experience.
Understanding of trading, market structure, and securities laws.
Experience with exchange and/or trading systems (strongly preferred).
Ability to critically analyze system change proposals and related exchange rules and securities laws to determine any potential impact of the proposal(s).
Sound judgment.
Excellent organizational and time management skills with appropriate attention to detail.
Ability to work independently while contributing in a collegial team-oriented manner on multiple, complex projects with tight deadlines.
Strong professional commitment and the ability to work beyond regular business hours as necessary.
Schedule
This role offers work from home flexibility of 1 day per week.
New York Base Salary Range
The expected base salary for this role if located in New York City is between 121, ,400 USD. The base salary range does not include Intercontinental Exchange's incentive compensation.
While we provide this range as general guidance, at ICE we compensate employees based on the skillset and experience of the individual.
Intercontinental Exchange, Inc. is an Equal Opportunity and Affirmative Action Employer.All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, sexual orientation, gender identity, national origin or ancestry, age, disability or veteran status, or other protected status.
#LI-RS1#LI-Hybrid