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    Bank Regulatory LRR Compliance Officer AVP - New York, United States - Barclays

    Barclays
    Barclays New York, United States

    2 weeks ago

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    Description

    Bank Regulatory LRR Compliance Officer Assistant Vice President

    New York, NY


    As a Barclays Bank Regulatory Laws, Rules, and Regulations (LRR) Compliance Officer Assistant Vice President, you will be responsible for supporting the Head of Bank Regulatory Compliance with the development and maintenance of the inventory and risk assessment of LRRs applicable to Barclays Bank PLC in the US, as well as supporting key LRR deliverables for the firm-wide project.

    This is an opportunity to be interacting effectively and with credibility with a broad range of stakeholders across all lines of defense.



    Salary/ Rate Minimum:
    $115,000


    Salary/ Rate Maximum:
    $145,000


    The minimum and maximum salary/rate information above include only base salary or base hourly rate. It does not include any another type of compensation or benefits that may be available.


    Barclays is one of the world's largest and most respected financial institutions, established in 1690, with a legacy of success, quality, and innovation.

    We've helped millions of individuals and businesses thrive, creating financial and digital solutions that the world now takes for granted.

    An important and growing presence in the USA, we offer careers providing endless opportunity.


    At Barclays, we offer a hybrid working experience that blends the positives of working alongside colleagues at our onsite locations, together with working from home.

    We have a structured approach where colleagues work at an onsite location on fixed, 'anchor', days of the week, for a minimum of two days a week or more, as set by the business area (or nearest equivalent if working part-time hours).

    Please discuss the working pattern requirements for the role you are applying for with the hiring manager.

    Please note that as we continue to embed our hybrid working environment, we remain in a test and learn phase, which means that working arrangements may be subject to change on reasonable notice to ensure we meet the needs of our business.


    What will you be doing?


    • Providing any assistance needed to senior stakeholders with respect to the LRR program, including needed revisions to policies and procedures
    • Developing and maintaining the Excel took for the Bank Regulatory Assessment (which contains the inventory of applicable LRRs)
    • Participating in the Risk Assessment process and conducting various monitoring activities
    • Developing or enhancing controls, monitoring activities, or other mitigants for risks identified within the Risk Assessment process
    • Using analytical skills, involving complex regulations with equally complex applicable scenarios, as well as evaluative judgement on daily basis
    • Feeling comfortable in making sound judgement based decisions in a day to day setting
    • Taking ownership for managing risk and strengthening controls in relation to the work you do

    What we're looking for:


    • Knowledge and understanding of US federal and NYS bank regulatory environment and the key LRR that apply to Barclays banking operations in the region
    • Experience analyzing, implementing, and risk managing complex LRR that apply to Barclays business operations in the region and proven experience working independently
    • Experience working in Legal or Compliance or a similar area and communication skills and Proficient in Microsoft Word, Excel, and MS Teams
    • Proven experience working independently and engaging senior stakeholders and organizational skills

    Skills that will help you in the role:


    • Excel skills and familiarity with macros to help with the development of the Risk Assessment tool
    • Prior Bank Regulatory Compliance experience
    • Exceptional knowledge of Compliance risk management frameworks

    Where will you be working?

    You will be working at our Americas Headquarters at 745 Seventh Avenue.

    This 32-story office tower is located in Times Square in the heart of Manhattan and features a cafeteria, fitness center and state-of-the-art LED signage on the facade of the building.

    #LI-Hybrid
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