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    AVP, Corporate Compliance Officer - Manhattan, United States - Michael Page

    Michael Page
    Michael Page Manhattan, United States

    2 weeks ago

    Michael Page background
    Full time
    Description

    About Our Client

    Our client is a Japanese Corporate Bank, providing a range of banking services such as foreign exchange, trade finance, and investment banking to clients with ties to Japan and the United States. They are looking for one (1) Full-Time Corporate Compliance Officer to join there Legal & Compliance Team in their Midtown New York, NY Office.

    Job Description

    The Corporate Compliance Officer will be responsible for the following:

  • Develop, implement, and maintain compliance policies, procedures, and controls in line with regulatory standards and best practices.
  • Conduct regular risk assessments and audits to identify potential compliance issues and recommend corrective actions.
  • Monitor and review internal processes to ensure compliance with AML/BSA regulations and other relevant laws.
  • Coordinate with internal departments to provide guidance on compliance matters and ensure consistent adherence to policies.
  • Conduct training sessions for employees to enhance awareness of compliance requirements and promote a culture of compliance throughout the organization.
  • Stay updated on changes in regulatory requirements and industry trends, and advise management on potential impacts and strategies.
  • Collaborate with external auditors and regulatory agencies during audits and examinations, ensuring all necessary documentation and reports are prepared and submitted accurately and on time.
  • Investigate compliance-related complaints, incidents, or violations, and develop remediation plans as needed.
  • Prepare and present regular reports to senior management and the board of directors regarding compliance activities, issues, and resolutions.
  • Serve as a point of contact for compliance inquiries and support compliance-related initiatives and projects as required.

    MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

    The Successful Applicant

    The Corporate Compliance Officer should have the following background:

  • Must be authorized to work in the United States.
  • Must be able to work on-site in Midtown New York, NY a minimum 2 days per week.
  • Bachelor's degree in Business Administration, Finance, Law, or a related field.
  • Minimum of 7 years of professional experience in corporate compliance, with a focus on AML/BSA testing and regulations.
  • Certified Anti-Money Laundering Specialist (CAMS) certification is required.
  • Strong knowledge of regulatory requirements, including but not limited to AML, BSA, OFAC, and KYC.
  • Excellent analytical skills with the ability to interpret complex regulations and assess potential compliance risks.
  • Proven track record of developing and implementing effective compliance programs and controls.
  • Exceptional communication skills, both verbal and written, with the ability to communicate complex concepts to diverse stakeholders.
  • Detail-oriented mindset with strong organizational and time management skills.
  • Ability to work independently, prioritize tasks, and handle multiple responsibilities in a fast-paced environment.
  • Experience collaborating with auditors, regulators, and legal counsel is highly desirable. What's on Offer

    The offer for the offer for the successful Corporate Compliance Officer includes a competitive base salary ($140k-$160k per year) plus benefits (health, medical, dental, vision, and life insurance + 5% 401k match) with a hybrid work schedule located in midtown New York, NY.

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