Corporate Counsel/Compliance Officer - New York, United States - LHH

Compliance Officer

2 weeks ago

**Compliance Officer**: · - Apply**Compliance Officer**: · - Agency: OFFICE OF THE COMPTROLLER · - Posted on: 05/15/2024- Job type: Full-time · Location · MANHATTAN · - Title Classification: No exam required · Department · Asset Management · - Salary range: $125, $140, The Office ...

Compliance Officer and Counsel

4 days ago

Position Summary · Assured Guaranty is seeking to hire a compliance lawyer in the New York office to provide compliance, governance and legal support to the Chief Compliance Officer primarily in respect of Assured Guaranty Ltd. and its US and Bermuda insurance subsidiaries. · P ...

Compliance Officer

1 week ago

**About Us**: · **The Role**: · The Compliance Officer is responsible for all aspects of the consumer compliance program to ensure Piermont Bank adheres to applicable laws, regulations, and in-house policies and procedures while keeping abreast of all regulatory developments and ...

Associate Counsel, Office of The Chief Counsel to

2 weeks ago

**ASSOCIATE COUNSEL, OFFICE OF THE CHIEF COUNSEL TO THE MAYOR**: · - Apply**ASSOCIATE COUNSEL, OFFICE OF THE CHIEF COUNSEL TO THE MAYOR**: · - Agency: LAW DEPARTMENT · - Posted on: 05/17/2024- Job type: Full-time · Location · MANHATTAN · - Title Classification: No exam required · ...

Compliance Officer

3 weeks ago

**COMPANY OVERVIEW** · KKR & Co. Inc., together with its subsidiaries, is a leading global investment firm that offers alternative asset management and capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplin ...

Compliance Officer

2 weeks ago

**Description** · Summary: This position is responsible for the administration of Human Resources policies, procedures, and programs including Compliance, Training & Development, and Employee Relations. · Essential Functions and Responsibilities include the following. Other dutie ...

Compliance Officer

4 days ago

**About the Role**: · **Grade Level (for internal use)**: 12 · **The Role**: Compliance Officer · **The Team**: Working with Compliance Officers both in North America and globally, the Compliance Officer will be the primary liaison point between any assigned Ratings Practice (and ...

Compliance Officer, Us

2 weeks ago

Your Responsibilities · As our US Compliance officer, you'll be the lead for compliance in one of our fastest-growing and dynamic teams. You'll lead our independent function in the US and report into our Compliance team based in Head Office, but will work closely with the US exec ...

Compliance Counsel

2 weeks ago

Excited to be partnering with a well-respected Investment Form with over $10 billion in assets, global offices, and a prestigious reputation. They are seeking a motivated individual to come join their compliance team as Compliance Counsel, assisting with the firms compliance blue ...

Compliance Counsel

3 weeks ago

Exciting opportunity for an Attorney with 3-5 years experience practicing within the Fund Formation/Private Funds group of a top law firm to move in-house and join a dynamic legal team with a rapidly growing financial services client. The Fund Formation Attorney will work with th ...

Research Compliance Officer

2 weeks ago

**Job Title**: Research Compliance Officer · **Grade**: 37 · **Salary**: $167,905 - $190,003 · The Research Foundation for Mental Hygiene is seeking a qualified applicant to fill a full-time Research Compliance Officer position at the New York State Psychiatric Institute. · The R ...

Insurance Compliance Officer

3 weeks ago

**Sonata Care is one of the top insurance brokerages in the nation**. We are looking for an experienced Insurance Compliance Officer to join our team · We have a 5-star office environment - our company is growing fast, and this is an opportunity for you to come onboard and grow w ...

Compliance Business Officer

1 week ago

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 ...

Investigations and Compliance Officer

2 weeks ago

**Investigations and Compliance Officer**: · - Apply**Investigations and Compliance Officer**: · - Agency: DEPT OF CITYWIDE ADMIN SVCS · - Posted on: 05/16/2024- Job type: Full-time · Location · NYC-ALL BOROS · - Title Classification: No exam required · Department · Citywide Equi ...

Compliance Officer

1 week ago

Job Type: Officer of Administration · - Regular/Temporary: Temporary · - End Date if Temporary: 12/31/2024 · - Hours Per Week: 35 · - Salary Range: $112,000 - $137,100 · - The salary of the finalist selected for this role will be set based on a variety of factors, including but n ...

Vp, Compliance Officer

1 week ago

Compliance Officer - Operations & Regulatory Reporting Oversight · **Description**: · - Provide compliance advice, oversight on operational rules and regulations for securities and swaps to Front Office, Middle and Back office. (e.g. T+1, Turnaround Rule, Margin, Settlements, Int ...

Compliance and Privacy Officer

8 hours ago

The Compliance and Privacy Officer, reporting to the Chief Human Resources Officer, will have primary responsibility for the compliance and privacy programs at God's Love We Deliver. The Compliance and Privacy Officer will review, revise and maintain the organization's compliance ...

Core Compliance Officer

1 day ago

**Poste et missions**: · A VP-level professional is needed to support the Core Compliance Team in creating and maintaining processes to ensure that all impacted Natixis CIB Americas entities and employees are adequately registered with the appropriate regulatory bodies and comply ...

Compliance / Senior Compliance Counsel

1 week ago

No Relocation Assistance Offered · # New York, New York, United States · Who We Are · Colgate-Palmolive Company is a caring, innovative growth company that is reimagining a healthier future for all people, their pets and our planet. Focused on Oral Care, Personal Care, Home Care ...

Trust Compliance and Risk Officer

3 weeks ago

Amalgamated Bank is seeking a Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank's Investment Management Division/Trust Department and compliance with applicable federal/state laws and regulations, contractual obligations ...