- Bachelor's degree required
- Previous customer service and operations experience required
- 1-2 years of shown experience in audit, regulatory, risk or compliance environment preferred
- Experience with personal investing highly preferred
- Proficiency in common MS Office applications and can quickly learn internal websites, databases, and applications
- A consistent record of problem solving and strong data analytical skills
- Positive attitude
- You're an extraordinary problem-solver and inspire creative solutions
- You have an unwavering commitment to accuracy and quality
- You possess excellent organizational, operations, and process management skills
- You can handle multiple tasks and priorities simultaneously
- You can overcome unexpected obstacles with little or no supervision
- You possess strong research and analytical skills
- You thoughtfully and efficiently drive tasks to completion
- You have an excellent attention to detail and ability to communicate defects clearly with relevant information
- You apply sound judgment to spot issues, assess risks, and identify items requiring partner concern
- Responding to employee inquiries made via the Ethics Office Phone Line and E-Mail box
- Coordinating employees' personal trading account disclosures, statements, and transactions in support of trade surveillance
- Performing various administrative duties, including mail handling and filing
- Participating in the review of Ethics Office Operations policies and procedures
- Working with other team members to identify, resolve and address issues
-
Compliance Analyst
6 days ago
Apex Systems Cleveland, United StatesOverview: One of our large financial services clients is looking for a strong Third-Party Partner Compliance Analyst to join their team. If you are looking for a new role and meet the criteria, feel free to apply · Duration: 1 year contract · Location: Onsite In Cleveland · Re ...
-
Compliance Program Analyst
1 week ago
PNC Bank Cleveland, United StatesExecutes and analyzes established compliance programs to prevent illegal, unethical, or improper business practices. Supports key business initiatives by gathering necessary data to identify compliance risks. Under supervision, may assist in suggesti Program Analyst, Compliance, ...
-
Compliance Program Analyst
1 week ago
PNC Financial Services Group, Inc. Cleveland, United StatesPosition Overview · At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work together each day to foster an inclusive workplace culture where all of our emp ...
-
Compliance Program Analyst
1 week ago
PNC Financial Services Group Cleveland, United StatesPosition Overview · At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work together each day to foster an inclusive workplace culture where all of our em ...
-
Compliance Program Analyst
2 weeks ago
PNC Cleveland, United States**Position Overview** · At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work together each day to foster an inclusive workplace culture where all of our ...
-
Compliance Program Analyst
4 days ago
PNC Financial Services Group Cleveland, United StatesJob Profile · Position Overview · At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work together each day to foster an inclusive workplace culture wher ...
-
Analyst, Contracts and Compliance
1 week ago
Northern Kentucky University Highland Heights, United StatesPosting Details · Position Information · Working Title Analyst, Contracts and Compliance Department Procurement Services Compensation Title Analyst, Contracts and Compliance Position Number Position Status Regular Work Schedule · M-F · 8:15-4:30 · Hours per Week 37.5 Months per Y ...
-
Trade Compliance Senior Analyst
1 week ago
The Lubrizol Corporation Brecksville, United StatesAbout Lubrizol · The Lubrizol Corporation, a Berkshire Hathaway company, is a specialty chemical company whose science delivers sustainable solutions to advance mobility, improve wellbeing and enhance modern life. Founded in 1928, Lubrizol owns and operates more than 100 manufac ...
-
Trade Compliance Senior Analyst
1 week ago
Lubrizol Corporation Brecksville, United StatesAbout Lubrizol · The Lubrizol Corporation, a Berkshire Hathaway company, is a specialty chemical company whose science delivers sustainable solutions to advance mobility, improve wellbeing and enhance modern life. Founded in 1928, Lubrizol owns and operates more than 100 manufac ...
-
Third Party Partner Compliance Analyst
1 week ago
US Tech Solutions Cleveland, United StatesTitle: Third Party Partner Compliance Analyst · Location: Hybrid (Brooklyn OH · Duration: 12 months contract (with possible extension) · * Employment Type: W-2 · Job Description: · Oversee the management and completion of companys third-party compliance requests · Resp ...
-
Experis Brooklyn, United States ContractJOB TITLE: Compliance Analyst · LOCATION: 4910 Tiedeman Road, Brooklyn, OH 44144(Hybrid) · PAY RATE: $40/hr · 12 MONTHS OF CONTRACT ON W2 · Responsibilities: · Oversee the management and timely completion of third-party compliance requests. · Ensure the completion of annual, qua ...
-
Financial Accounting Analyst
2 weeks ago
Client Opportunities Westlake, United StatesJob Description · Job Description Description: Corrigan Krause is currently assisting their client in the search for a full-time, direct hire Financial Accounting Analyst. Our client is a niche industry manufacturer who has been in business for 35 years and has become an industr ...
-
Software Quality Assurance Analyst
5 days ago
NESCO Inc Westlake, United StatesJob title Software Quality Assurance Analyst Reports to Director of Quality Assurance · Job purpose · The Software Quality Assurance Analyst is responsible for developing and executing test plans and test cases to maintain quality assurance standards and measures within the IT ...
-
Beneficiary Client Service Analyst
1 week ago
Equity Trust Westlake, United StatesWhen you work at Equity Trust, there is never a dull moment You get to be a part of a dynamic, innovative, and collaborative team dedicated to providing a superior client experience and driven by performance. Our culture of learning and growth encourages our teams to challenge th ...
-
Lead Information Security Analyst
6 days ago
Wells Fargo Westlake, United StatesWells Fargo is back in the office, working together for great outcomes in our Cyber Security Division. · This role is three days a week in the office, seated in the areas where the ad is posted. · This role has no Visa sponsorship or transfer. · Wells Fargo is looking for tool sa ...
-
Analyst/Senior Analyst, Treasury
1 week ago
American Greetings Westlake, United StatesJob Description · As this is a hybrid role working out of our Creative Studios in Westlake, Ohio, we will focus on candidates local to Northeast Ohio. · The analyst is responsible for the cash management of corporate and subsidiaries funds and associated financial analysis. Pri ...
-
Financial Accounting Analyst
1 day ago
Client Opportunities Westlake, United StatesJob Description · Job DescriptionDescription:Corrigan Krause is currently assisting their client in the search for a full-time, direct hire Financial Accounting Analyst. Our client is a niche industry manufacturer who has been in business for 35 years and has become an industry l ...
-
Product Owner
6 days ago
Wells Fargo Westlake, United StatesWells Fargo is back in the office and collaborating together for fabulous outcomes This role is in the office three days a week in the cities posted on the ad. · There is no Visa sponsorship or Visa transfer for this position. · Cloud Control Framework is a product area under Clo ...
-
Sr Compensation Analyst
1 week ago
TravelCenters of America Westlake, United StatesThere's never been a better time to joinTravelCenters of America For more than 50 years, millions of professionaltruck drivers and motorists have called our travel centers home, depending onus daily for fuel, food, truck maintenance and essential services. · Now a part of the bp ...
-
sr edi engineer
1 week ago
Randstad Westlake, United Statessr edi engineer. · westlake , ohio (remote) · posted today · job details · summary · $50 - $58 per hour · contract · bachelor degree · category computer and mathematical occupations · reference · job details · job summary: · General Description of Resource Requirement · Se ...
Associate Compliance Analyst - Westlake, United States - Fidelity TalentSource LLC
Description
Fidelity TalentSource is your destination for discovering your next temporary role at Fidelity Investments. We are currently sourcing for an Associate Compliance Analyst to work in Westlake, TX
The Role
As an Associate Compliance Analyst, you will be responsible for providing support to employees and performing administration of employee accounts, transactions, statements and required disclosures to ensure they meet the requirements of Fidelity's Code of Ethics and Compliance policies.
This is an exciting opportunity for those who enjoy working in a dynamic, high volume and fast-paced operations environment. Working in a deadline driven compliance setting, we are looking for someone who is organized, analytical, and effective in processing operational transactions in a timely and efficient manner with a low number of errors.
The Expertise and Skills You Bring
At Fidelity TalentSource, our goal is for most people to work flexibly in a way that balances both personal and business needs with time onsite and offsite through what we call "Dynamic Working." Most associates will have a hybrid schedule with a requirement to work onsite at a Fidelity location for at least one week, 5 consecutive days, every four weeks. These requirements are subject to change.
Company Overview
Fidelity TalentSource, formerly Veritude, is the in-house temporary staffing provider for Fidelity Investments, one of the largest and most diversified global financial services firms in the industry. We recruit individuals from a variety of backgrounds, including technology and customer service, to fill assignments across Fidelity's U.S.-based regional and investor center locations. If you would like to experience Fidelity's diverse and inclusive workplace while expanding your skillset and developing your professional network, consider a role with Fidelity TalentSource.
For information about working at Fidelity TalentSource, visit
Fidelity TalentSource will reasonably accommodate applicants with disabilities who need adjustments in order to complete the application or interview process. Please email us at if you would like to request an accommodation.
Information about Fidelity Investments
At Fidelity, we are focused on making our financial expertise broadly accessible and effective in helping people live the lives they want. We are a privately held company that places a high degree of value in creating and nurturing a work environment that attracts the best talent and reflects our commitment to our associates. We are proud of our diverse and inclusive workplace where we respect and value our associates for their unique perspectives and experiences.
Fidelity Investments and Fidelity TalentSource are equal opportunity employers.
Company Overview
Fidelity TalentSource is the in-house temporary staffing provider for Fidelity Investments, one of the largest and most diversified global financial services firms in the industry. We welcome individuals from all backgrounds, including technology and customer service, to fill assignments across Fidelity's U.S.-based regional and investor center locations. If you would like to experience Fidelity's supportive and collaborative culture while expanding your skill set and developing your professional network, consider a role with Fidelity TalentSource. Apply today at
.We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.
Fidelity TalentSource will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. To initiate a request for an accommodation, please contact our HR team at HR@ .
At Fidelity Investments, our customers are at the heart of everything we do. As a privately held company with a rich 75-year history, our mission has remained the same since our founding: to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients' money. For information about working at Fidelity, visit
.Fidelity Investments and Fidelity TalentSource are equal opportunity employers.